Non-Substantive Change crosswalk

CMS 10752 1135 Waiver_Flexibility Request and 1135 Inquiry Form Revision Table 8-31-21.pdf

Submissions of 1135 Waiver Request Automated Process (CMS-10752)

Non-Substantive Change crosswalk

OMB: 0938-1384

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Revisions to Form CMS-10752 Submissions of 1135 Waiver Request Webform
Issue #
1.

Page
#
2

Section
Select Your PHE

2.

5

Select Your PHE

3.

2-3

Waiver/Flexibility
Request Type

Action to be
performed
Updated
Content (8-312021)
Updated
Content (8-312021)
Updated
Content (8-312021)

Changes to the Application
Added to PHE dropdown:
Hurricane Ida 2021 (LA and M S) 08/26/2021 – 11/24/2021

Added to PHE dropdown:
Hurricane Ida 2021 (LA and M S) 08/26/2021 – 11/24/2021

Added the following waiver types:
•

Ambulance Services - Medicare Ground
Ambulance Data Collection System

•

Ambulance Services - Ambulance Treat in Place

•

ASCs - Medical Staff

•

ASCs - Nursing Services

•

Care for Patients in Extended Neoplastic
Disease Care Hospitals

•

Care for Patients in Extended Neoplastic
Disease Care Hospitals - Comprehensive Care
for Joint Replacement (CJR) Model

•

CMHS - Quality assessment and performance
improvement (QAPI)

•

CMHS - Provision of Services

•

CMHS - 40 Percent Rule

•

ESRD Facilities - Training Program and Periodic
Audits

•

ESRD Facilities - Defer Equipment Maintenance
& Fire Safety Inspections

•

ESRD Facilities - Emergency Preparedness

•

ESRD Facilities - Ability to Delay Some Patient
Assessments

1

Reason for the Change
Added new PHE to waivers
Added new PHE to inquiry
Added new waiver types

Revisions to Form CMS-10752 Submissions of 1135 Waiver Request Webform
Issue #

Page
#

Section

Action to be
performed

Changes to the Application
•

ESRD Facilities - Time Period for Initiation of
Care Planning and Monthly Physician Visits

•

ESRD Facilities - Dialysis Home Visits to
Assess Adaptation and Home Dialysis Machine
Designation

•

ESRD Facilities - Home Dialysis Machine
Designation – Clarification

•

ESRD Facilities - Special Purpose Renal
Dialysis Facilities (SPRDF) Designation
Expanded

•

ESRD Facilities - Dialysis Patient Care
Technician (PCT) Certification

•

ESRD Facilities - Transferability of Physician
Credentialing

•

ESRD Facilities - Expanding Availability of
Renal Dialysis Services to ESRD Patients Furnishing Dialysis Services on the Main
Premises

•

ESRD Facilities - Clarification for Billing
Procedures

•

Flexibility for Medicare Telehealth Services Eligible Practitioners

•

Flexibility for Medicare Telehealth Services Audio-Only Telehealth for Certain Services

•

Flexibility for Inpatient Rehabilitation Facilities
Regarding the “60 Percent Rule”

•

HHAs - Initial Assessments

2

Reason for the Change

Revisions to Form CMS-10752 Submissions of 1135 Waiver Request Webform
Issue #

Page
#

Section

Action to be
performed

Changes to the Application
•

HHAs - Waive Onsite Visits for HHA Aide
Supervision

•

HHAs - Allow OTs, PTs, and SLPs to Perform
Initial and Comprehensive Assessment for all
Patients

•

HHAs - 12-hour Annual In-service Training
Requirement for Home Health Aides

•

HHAs - Detailed Information Sharing for
Discharge Planning for Home Health Agencies

•

HHAs - Clinical Records

•

HHAs - Training and Assessment of Aides

•

HHAs - Quality Assurance and Performance
Improvement (QAPI)

•

Hospice - Comprehensive Assessments

•

Hospice - Waive Non-Core Services

•

Hospice - Waived Onsite Visits for Hospice Aide
Supervision

•

Hospice - Hospice Aide Competency Testing
Allow Use of Pseudo Patients

•

Hospice - 12 hour Annual In-service Training
Requirement for Hospice Aides

•

Hospice - Annual Training

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - EMTALA

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Verbal Orders

3

Reason for the Change

Revisions to Form CMS-10752 Submissions of 1135 Waiver Request Webform
Issue #

Page
#

Section

Action to be
performed

Changes to the Application
•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Reporting
Requirements

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Patient Rights [Only
for hospitals that are considered to be impacted
by a widespread outbreak of COVID-19]

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Sterile Compounding

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Detailed Information
Sharing for Discharge Planning for Hospitals and
CAHs

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Limiting Detailed
Discharge Planning for Hospitals

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Medical Staff

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Medical Records

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Flexibility inPatient
Self Determination Act Requirements (Advance
Directives)

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Physical Environment

4

Reason for the Change

Revisions to Form CMS-10752 Submissions of 1135 Waiver Request Webform
Issue #

Page
#

Section

Action to be
performed

Changes to the Application
•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Telemedicine

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Physician Services

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Anesthesia Services

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Utilization Review

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Written Policies and
Procedures for Appraisal of Emergencies at Off
Campus Hospital Departments [With respect to
surge facilities only]

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Emergency
Preparedness Policies and Procedures

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Quality Assessment
and Performance Improvement Program

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Nursing Services

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Food and Dietetic
Services

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Respiratory Care
Services

5

Reason for the Change

Revisions to Form CMS-10752 Submissions of 1135 Waiver Request Webform
Issue #

Page
#

Section

Action to be
performed

Changes to the Application
•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Expanded Ability for
Hospitals to Offer Long-term Care Services
(“Swing-Beds”) for Patients Who do not Require
Acute Care but do Meet the Skilled Nursing
Facility (SNF) Level of Care Criteria as Set Forth
at 42 CFR 409.31

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Medicare Graduate
Medical Education (GME) Affiliation Agreement

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - CAH Personnel
Qualifications

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - CAH Staff Licensure

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - CAH Status and
Location

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Temporary Expansion
Locations

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Responsibilities of
Physicians in CAHs

•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - Long Term Care

6

Reason for the Change

Revisions to Form CMS-10752 Submissions of 1135 Waiver Request Webform
Issue #

Page
#

Section

Action to be
performed

Changes to the Application
Hospitals - Site Neutral Payment Rate
Provisions
•

Hospitals, Psych. Hospitals, and CAHs, including
Cancer Ctrs and LTCHs - CoP for COVID-19
Vaccinations

•

Hospitals Classified as Sole Community
Hospitals (SCHs)

•

Hospitals Classified as Medicare-Dependent,
Small Rural Hospitals (MDHs)

•

ICF/IID - Staffing Flexibilities

•

ICF/IID - Suspension of Community Outings

•

ICF/IID - Suspend Mandatory Training
Requirements

•

ICF/IID - Modification of Adult Training Programs
and Active Treatment

•

Inpatient Rehabilitation Facility – Intensity of
Therapy Requirement (“3-Hour Rule”)

•

LTC Facilities and SNFs and/or NFs - PASARR

•

LTC Facilities and SNFs and/or NFs - Physical
Environment

•

LTC Facilities and SNFs and/or NFs - Resident
Groups

•

LTC Facilities and SNFs and/or NFs - Training
and Certification of Nurse Aides

•

LTC Facilities and SNFs and/or NFs - Physician
Visits in Skilled Nursing Facilities/Nursing
Facilities

7

Reason for the Change

Revisions to Form CMS-10752 Submissions of 1135 Waiver Request Webform
Issue #

Page
#

Section

Action to be
performed

Changes to the Application
•

LTC Facilities and SNFs and/or NFs - Resident
Roommates and Grouping

•

LTC Facilities and SNFs and/or NFs - Resident
Transfer and Discharge

•

LTC Facilities and SNFs and/or NFs - Physician
Services - Physician Delegation of Tasks in
SNFs

•

LTC Facilities and SNFs and/or NFs - Physician
Services - Physician Visits

•

LTC Facilities and SNFs and/or NFs - Physician
Services - Note to Facilities

•

LTC Facilities and SNFs and/or NFs - Quality
Assurance and Performance Improvement
(QAPI)

•

LTC Facilities and SNFs and/or NFs - In-Service
Training

•

LTC Facilities and SNFs and/or NFs - Detailed
Information Sharing for Discharge Planning for
Long-Term Care (LTC) Facilities

•

LTC Facilities and SNFs and/or NFs - Clinical
Records

•

LTC Facilities and SNFs and/or NFs - Paid
Feeding Assistants

•

Medicaid and CHIP (as of 3/13/2020)

•

Medicare Appeals in Fee for Service (FFS),
Medicare Advantage (MA) and Part D

8

Reason for the Change

Revisions to Form CMS-10752 Submissions of 1135 Waiver Request Webform
Issue #

Page
#

Section

Action to be
performed

Changes to the Application
•

Modification of 60-Day Limit for Substitute Billing
Arrangements (Locum Tenens)

•

Physical Environment for Multiple
Providers/Suppliers - Inspection, Testing &
Maintenance (ITM) under the Physical
Environment Conditions of Participation Specific Physical Environment Waiver
Information

•

Practitioner Locations

•

RHCs and FQHCs - Certain Staffing
Requirements

•

RHCs and FQHCs - Physician Supervision of
NPs in RHCs and FQHCs

•

RHCs and FQHCs - Temporary Expansion
Locations

•

Specific LSC for Multiple Providers - Waiver
Information - Alcohol-based Hand-Rub (ABHR)
Dispensers

•

Supporting Care for Patients in LTCHs

•

Specific LSC for Multiple Providers - Waiver
Information - Fire Drills

•

Specific LSC for Multiple Providers - Waiver
Information - Temporary Construction

9

Reason for the Change


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AuthorAlexander Rooke
File Modified2021-08-31
File Created2021-08-31

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