Information Collection

Rule 206(4)-1 Under the Investment Advisers Act of 1940

IC 245918 under ICR 202108-3235-016 · OMB 3235-0784.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0784 can be found here:

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 206(4)-1 Under the Investment Advisers Act of 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.206(4)-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 13,724	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	425,994	425,994
Annual IC Time Burden (Hours)	1,414,291	1,414,291
Annual IC Cost Burden (Dollars)	4,460,200	4,460,200

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.