5900-205 Class 2 Trades Report

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Overview

Instructions
Section 1
Section 2
Summary
Reference List

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Sheet 1: Instructions

	OMB Control Number: 2060-0170
	Expiration Date: 4/16/2023
	U.S. Environmental Protection Agency
	Stratospheric Ozone Protection Program
	Class II Trades Report (Sec 82.23)
	Version 5.0
	Last Updated: April 2020
	Instructions
	Complete this form by filling in the data fields that are highlighted in blue. Guidance on how to complete individual data fields are provided in comment bubbles. Use the arrows to navigate between the tabs. Once completed, use the 'prepare submission' button on the Summary tab to generate your CSV file.
	Copying and Pasting Data: If data are pasted into this reporting form from another spreadsheet, the formatting of specific cells must be consistent with the requirements of the form in order to be
	accepted into EPA’s ODS Tracking System. Refer to the Reference List to identify the valid naming scheme for specific data fields. Additionally, select "Paste As Values" when pasting data into the form.
	Report Submission: This Excel file, the generated CSV file, and all supporting attachments should be submitted to EPA through the Central Data Exchange (CDX). Refer to EPA's website for additional information on form submission:
	https://www.epa.gov/ods-phaseout/ods-recordkeeping-and-reporting
	All information submitted to EPA will be treated as confidential in accordance with 40 CFR Part 2, Subpart B, and will only be disclosed by the means set forth in the subpart.
	This collection of information is approved by OMB under the Paperwork Reduction Act, 44 U.S.C. 3501 et seq. (OMB Control No. 2060-0170). Responses to this collection of information are mandatory (40 CFR 82.23). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The number and expiration date are displayed in the upper right corner of the form. The public reporting and recordkeeping burden for this collection of information is estimated to be 4 hours per response. Send comments on the Agency’s need this formation, the accuracy of the provided burden estimates and any suggested methods for minimizing respondent burden including through the use of automated collection techniques to the Director, Regulatory Support Division, U.S. Environmental Protection Agency (2821T), 1200 Pennsylvania Ave., NW, Washington, D.C. 20460. Include the OMB control number in any correspondence. Do not send the completed form to this address.
	EPA Form #5900-205

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Sheet 2: Section 1

	U.S. Environmental Protection Agency
	Class II Trades Report
	Date Prepared:	12/13/2021
	Section 1: Transferor Identification Information
	Complete all fields below. No fields may be left blank.
	The company name must match the organization name under which this report is submitted to EPA through CDX. Company Name:			1
	Submission Type:			1
	Reporting Year:			1
		Original Submission
		Re-Submittal

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Sheet 3: Section 2

U.S. Environmental Protection Agency

Class II Trades Report

Company Name:

Reporting Period:

Section 2: Transaction Data

In the table below, enter the contact information for the recipient of the trade. If reporting on an inter-pollutant, intra-company trade, enter your company's name as the transferee company; the other fields may be left blank.

Enter the name of the company that received allowances. If reporting on an inter-pollutant, intra-company trade, enter your company's name as the transferee company. Transferee Company Name

Enter the name of the contact person for the transferee company. If reporting on an inter-pollutant, intra-company trade, this field may be left blank. Transferee Contact Name

Enter the phone number of the contact from the transferee company. If reporting on an inter-pollutant, intra-company trade, this field may be left blank. Transferee Contact Phone Number

Enter the street address of the transferee company. If reporting on an inter-pollutant, intra-company trade, this field may be left blank. Transferee Street Address

Enter the city of the transferee company. If reporting on an inter-pollutant, intra-company trade, this field may be left blank. Transferee City

Enter the state/province of the transferree company. If the Transferee Country is the United States of America, select the state from the drop-down list. If the Transferee Country is not the United States of America, manually enter the state/province or leave the cell blank. To enable the drop-down menu, the Transferee Country must be selected before completing this field. If copying and pasting data into the table, please refer to the Reference List for the valid list of states. If reporting on an inter-pollutant, intra-company trade, this field may be left blank. Transferee State/Province

Select the country of the transferee company. If reporting on an inter-pollutant, intra-company trade, this field may be left blank. If copying and pasting data into the table, please refer to the Reference List for the valid list of countries. Transferee Country

Enter the postal code of the transferee company. If reporting on an inter-pollutant, intra-company trade, this field may be left blank. Transferee Postal Code

Text

Text

Text

Text

Text

Selection/Text

Selection

Text

Company A

John Smith

202 555 5555

1 Main Street

Los Angeles

California

United States of America

90001

In the table below, enter data for each trade request. For all controlled substances that are transferred, all fields are required unless otherwise indicated. Note that inter-pollutant trades of baseline year allowances will not be approved.

If copying and pasting data into the table, please refer to the Reference List and the accompanying instructions.

The transaction number is autopopulated. Transaction Number

Allowance Type

Allowances Being Transferred

Allowances Being Received

Conversion Calculation

Select whether the allowances being transferred are production allowances or consumption allowances. Production or Consumption

Select whether the allowances being transferred are current or for the baseline. Note that inter-pollutant transfers of baseline allowances will not be approved. Current or Baseline

This form is designed to only allow for reporting on domestic trades. For international trades, please contact Katherine Sleasman at 202-564-7716 or [email protected]. Domestic or International

Select the name of the chemical that is being transferred from. If copying and pasting data into the table, please refer to the Reference List for the valid list of chemical names. Class II Chemical Name

ODP of Class II Chemical Being Transferred

Enter the total quantity (kg) of the class II chemical allowances being transferred. Quantity of Class II Allowances

Select the name of the chemical that is being transferred to. If copying and pasting data into the table, please refer to the Reference List for the valid list of chemical names. Class II Chemical Name

ODP of Class II Chemical Being Received

Amount of Offset

This number is rounded to the closest whole number. Number of Allowances Subtracted from Transferor's Class II Allowance Balance

This number is rounded to the closest whole number. Number of Class II Allowances Being Received

Autopopulated

Selection

Selection

Selection

Selection

Autopopulated

kg

Selection

Autopopulated

Autopopulated

Autopopulated

Autopopulated

1

Production

Current

Domestic

HCFC-124

0.02

1,000.00

HCFC-123

0.055

1.00

1,001

364

0

x

x

x

x

x

Alaska

Afghanistan

Production

Current

Domestic

#NAME?

Alabama

Albania

Consumption

Baseline

#NAME?

HCFC-123

Arkansas

Algeria

#NAME?

HCFC-124

Arizona

Andorra

#NAME?

California

Angola

#NAME?

Colorado

Antigua and Barbuda

#NAME?

Connecticut

Argentina

#NAME?

District of Columbia

Armenia

Delaware

Australia

Florida

Austria

Georgia

Azerbaijan

Hawaii

Bahamas

Iowa

Bahrain

Idaho

Bangladesh

Illinois

Barbados

Indiana

Belarus

Kansas

Belgium

Kentucky

Belize

Louisiana

Benin

Massachusetts

Bermuda

Maryland

Bhutan

Maine

Bolivia (Plurinational State of)

Michigan

Bosnia and Herzegovina

Minnesota

Botswana

Missouri

Brazil

Mississippi

Brunei Darussalam

Montana

British Virgin Islands

North Carolina

Bulgaria

North Dakota

Burkina Faso

Nebraska

Burundi

New Hampshire

Cambodia

New Jersey

Cameroon

New Mexico

Canada

Nevada

Cape Verde

New York

Central African Republic

Ohio

Chad

Oklahoma

Chile

Oregon

China

Pennsylvania

Colombia

Puerto Rico

Comoros

Rhode Island

Congo

South Carolina

Cook Islands

South Dakota

Costa Rica

Tennessee

Cote d'Ivoire

Texas

Croatia

Utah

Cuba

Virginia

Cyprus

US Virgin Islands

Czech Republic

Vermont

Democratic Republic of the Congo

Washington

Denmark

Wisconsin

Djibouti

West Virginia

Dominica

Wyoming

Dominican Republic

Ecuador

Egypt

El Salvador

Equatorial Guinea

Eritrea

Estonia

Ethiopia

European Union

Fiji

Finland

France

Gabon

Gambia

Georgia

Germany

Ghana

Greece

Grenada

Guatemala

Guinea

Guinea-Bissau

Guyana

Haiti

Holy See

Honduras

Hong Kong

Hungary

Iceland

India

Indonesia

Iran (Islamic Republic of)

Iraq

Ireland

Israel

Italy

Jamaica

Japan

Jordan

Kazakhstan

Kenya

Kiribati

Kuwait

Kyrgyzstan

Lao People's Democratic Republic

Latvia

Lebanon

Lesotho

Liberia

Libya

Liechtenstein

Lithuania

Luxembourg

Madagascar

Malawi

Malaysia

Maldives

Mali

Malta

Marshall Islands

Mauritania

Mauritius

Mexico

Micronesia (Federated States of)

Monaco

Mongolia

Montenegro

Morocco

Mozambique

Myanmar

Namibia

Nauru

Nepal

Netherlands

New Zealand

Nicaragua

Niger

Nigeria

Niue

North Korea (Democratic People's Republic of Korea)

Norway

Oman

Pakistan

Palau

Panama

Papua New Guinea

Paraguay

Peru

Philippines

Poland

Portugal

Qatar

Republic of Moldova

Romania

Russian Federation

Rwanda

Saint Kitts and Nevis

Saint Lucia

Saint Vincent and the Grenadines

Samoa

San Marino

Sao Tome and Principe

Saudi Arabia

Senegal

Serbia

Seychelles

Sierra Leone

Singapore

Slovakia

Slovenia

Solomon Islands

Somalia (Federal Republic of)

South Africa

South Korea (Republic of Korea)

South Sudan

Spain

Sri Lanka

Sudan

Suriname

Swaziland

Sweden

Switzerland

Syrian Arab Republic

Tahiti

Taiwan

Tajikistan

Thailand

The Former Yugoslav Republic of Macedonia

Timor-Leste

Togo

Tonga

Trinidad and Tobago

Tunisia

Turkey

Turkmenistan

Tuvalu

Uganda

Ukraine

United Arab Emirates

United Kingdom of Great Britain and Northern Ireland

United Republic of Tanzania

United States of America

Uruguay

Uzbekistan

Vanuatu

Venezuela (Bolivarian Republic of)

Viet Nam

Yemen

Zambia

Zimbabwe

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Sheet 4: Summary

		U.S. Environmental Protection Agency
		Class II Trades Report
		Company Name:
		Reporting Period:
		Allowance Summary
		The values in the table below are calculated based on data entered in Section 2. If the totals appear to be incorrect, please return to Section 2 to review your data.
		Chemical Name	Allowances Expended by Transferor (kg)
			Production	Consumption

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Sheet 5: Reference List

		U.S. Environmental Protection Agency
		Class II Trades Report
		Reference List
		Copying and Pasting Data: If data is pasted into this reporting form from another spreadsheet, the formatting of specific cells must be consistent with the requirements of the form in order to be accepted into EPA’s ODS tracking system. When copying and pasting data into the form, please ensure consistency with the formatting of the lists provided below.
		Chemical Name List: The table below lists the valid chemical names that may be used when entering data into Section 2 of this form.				Country List: The table below lists the valid country names that may be used when entering data into Section 2 of this form.
		Class II Chemicals with Allowances				Source Country
		HCFC-123	HCFC-124			Afghanistan	Greece	Papua New Guinea
						Albania	Grenada	Paraguay
						Algeria	Guatemala	Peru
						Andorra	Guinea	Philippines
		State List: The table below lists the valid state names that may be used when entering data into Section 2 of this form.				Angola	Guinea-Bissau	Poland
						Antigua and Barbuda	Guyana	Portugal
						Argentina	Haiti	Qatar
		States				Armenia	Holy See	Republic of Moldova
		Alaska	Louisiana	Oklahoma		Australia	Honduras	Romania
		Alabama	Massachusetts	Oregon		Austria	Hong Kong	Russian Federation
		Arkansas	Maryland	Pennsylvania		Azerbaijan	Hungary	Rwanda
		Arizona	Maine	Puerto Rico		Bahamas	Iceland	Saint Kitts and Nevis
		California	Michigan	Rhode Island		Bahrain	India	Saint Lucia
		Colorado	Minnesota	South Carolina		Bangladesh	Indonesia	Saint Vincent and the Grenadines
		Connecticut	Missouri	South Dakota		Barbados	Iran (Islamic Republic of)	Samoa
		District of Columbia	Mississippi	Tennessee		Belarus	Iraq	San Marino
		Delaware	Montana	Texas		Belgium	Ireland	Sao Tome and Principe
		Florida	North Carolina	Utah		Belize	Israel	Saudi Arabia
		Georgia	North Dakota	Virginia		Benin	Italy	Senegal
		Hawaii	Nebraska	US Virgin Islands		Bermuda	Jamaica	Serbia
		Iowa	New Hampshire	Vermont		Bhutan	Japan	Seychelles
		Idaho	New Jersey	Washington		Bolivia (Plurinational State of)	Jordan	Sierra Leone
		Illinois	New Mexico	Wisconsin		Bosnia and Herzegovina	Kazakhstan	Singapore
		Indiana	Nevada	West Virginia		Botswana	Kenya	Slovakia
		Kansas	New York	Wyoming		Brazil	Kiribati	Slovenia
		Kentucky	Ohio			Brunei Darussalam	Kuwait	Solomon Islands
						British Virgin Islands	Kyrgyzstan	Somalia (Federal Republic of)
						Bulgaria	Lao People's Democratic Republic	South Africa
						Burkina Faso	Latvia	South Korea (Republic of Korea)
						Burundi	Lebanon	South Sudan
						Cambodia	Lesotho	Spain
						Cameroon	Liberia	Sri Lanka
						Canada	Libya	Sudan
						Cape Verde	Liechtenstein	Suriname
						Central African Republic	Lithuania	Swaziland
						Chad	Luxembourg	Sweden
						Chile	Madagascar	Switzerland
						China	Malawi	Syrian Arab Republic
						Colombia	Malaysia	Tahiti
						Comoros	Maldives	Taiwan
						Congo	Mali	Tajikistan
						Cook Islands	Malta	Thailand
						Costa Rica	Marshall Islands	The Former Yugoslav Republic of Macedonia
						Cote d'Ivoire	Mauritania
						Croatia	Mauritius	Timor-Leste
						Cuba	Mexico	Togo
						Cyprus	Micronesia (Federated States of)	Tonga
						Czech Republic	Monaco	Trinidad and Tobago
						Democratic Republic of the Congo	Mongolia	Tunisia
						Denmark	Montenegro	Turkey
						Djibouti	Morocco	Turkmenistan
						Dominica	Mozambique	Tuvalu
						Dominican Republic	Myanmar	Uganda
						Ecuador	Namibia	Ukraine
						Egypt	Nauru	United Arab Emirates
						El Salvador	Nepal	United Kingdom of Great Britain and Northern Ireland
						Equatorial Guinea	Netherlands
						Eritrea	New Zealand	United Republic of Tanzania
						Estonia	Nicaragua	United States of America
						Ethiopia	Niger	Uruguay
						European Union	Nigeria	Uzbekistan
						Fiji	Niue	Vanuatu
						Finland	North Korea (Democratic People's Republic of Korea)	Venezuela (Bolivarian Republic of)
						France		Viet Nam
						Gabon	Norway	Yemen
						Gambia	Oman	Zambia
						Georgia	Pakistan	Zimbabwe
						Germany	Palau
						Ghana	Panama