9350-1 Toxics Release Inventory Form R

Parent Company Definition for Toxics Release Inventory (TRI) Reporting (Proposed Rule)

Form R

Parent Company Definition for TRI Reporting

OMB: 2070-0216

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FORM R

Form Approved OMB Number: 2070-0212
Approval Expires: 03/31/2024
TRI Facility ID Number

Section 313 of the Emergency Planning and Community
Right-to-Know Act of 1986, also Known as Title III of the
Superfund Amendments and Reauthorization Act

Page 1 of 6

Toxic Chemical, Category, or Generic Name

Complete form online via TRI-MEweb. For a trade secret submission, send completed forms to TRI Reporting Center, P. O. Box 10163, Fairfax, VA 22038. The
annual public burden related to the Form R is estimated to average 35.71 hours per response for a facility filing a report on one chemical. See the Reporting Forms and
Instructions for more information on submissions and the Paperwork Reduction Act.
This section only applies if you are Revision (Enter up to two code(s))
Withdrawal (Enter up to two code(s))
revising or withdrawing a
previously submitted form,
otherwise leave blank.
IMPORTANT: See instructions to determine when “Not Applicable (NA)” boxes should be checked.

PART I. FACILITY IDENTIFICATION INFORMATION
SECTION 1. REPORTING YEAR

________

SECTION 2. TRADE SECRET INFORMATION
2.1

Are you claiming the toxic chemical identified on page 2 as a trade secret?
Yes (Answer question 2.2;
No (Do not answer 2.2;
attach substantiation forms)
go to Section 3)

SECTION 3. CERTIFICATION

2.2

Is this copy

Sanitized

Unsanitized

(Answer only if “Yes” in 2.1)

(Important: Read and sign after completing all form sections.)

I hereby certify that I have reviewed the attached documents and that, to the best of my knowledge and belief, the submitted information is true and complete and
that the amounts and values in this report are accurate based on reasonable estimates using data available to the preparers of this report.
Name and official title of owner/operator or senior management official:
Signature:
Date signed:

SECTION 4. FACILITY IDENTIFICATION

4.1

4.2

Facility or Establishment Name

TRI Facility ID Number

Physical Street Address

Mailing Address (if different from physical street address)

City/County/State/ZIP Code

City/State/ZIP Code

This report contains information for:
a.
(Important: Check a or b; check c or d if applicable)

An entire
facility

BIA Code

Country (Non-US)
b.

Part of a
facility

c.

A federal
facility

d.

GOCO

Telephone Number (include area code and ext.)
Technical Contact Name
4.3
Email Address
Telephone Number (include area code and ext.)
Public Contact Name
4.4
Email Address
4.5
4.6

NAICS Code(s)
(6 digits)

Primary
a.

b.

c.

d.

e.

f.

a.
Dun & Bradstreet
Number(s) (9 digits)
b.

SECTION 5. PARENT COMPANY INFORMATION
5.1

Name of U.S. Parent Company
(for TRI Reporting purposes)

5.2

Parent Company’s Dun & Bradstreet
Number

No U.S. Parent Company
(for TRI Reporting purposes)
NA

EPA Form 9350 -1 (Rev. 07/2020). Previous editions are obsolete.

Form Approved OMB Number: 2070-0212
Approval Expires: 03/31/2024

Page 2 of 6

TRI Facility ID Number

FORM R
Part II. CHEMICAL-SPECIFIC INFORMATION

Toxic Chemical, Category, or Generic Name

SECTION 1. TOXIC CHEMICAL IDENTITY
(Important: DO NOT complete this section if you are reporting a mixture component in Section 2 below.)
1.1 CAS Number (Important: Enter only one number exactly as it appears on the Section 313 list. Enter category code if reporting a chemical category.)

1.2 Toxic Chemical or Chemical Category Name (Important: Enter only one name exactly as it appears on the Section 313 list.)

1.3 Generic Chemical Name (Important: Complete only if Part I, Section 2.1 is checked “Yes”. Generic Name must be structurally descriptive.)

SECTION 2. MIXTURE COMPONENT IDENTITY

(Important: DO NOT complete this section if you completed Section 1.)

2.1 Generic Chemical Name Provided by Supplier (Important: Maximum of 70 characters, including numbers, letters, spaces, and punctuation.)

SECTION 3. ACTIVITIES AND USES OF THE TOXIC CHEMICAL AT THE FACILITY
(Important: Check all that apply.)
Manufacture the toxic
chemical:

3.1

Process the toxic chemical:

3.2

3.3

Otherwise use the toxic chemical:

a.  Produce b.  Import
c.
d.
e.
f.

If Produce or Import
 For on-site use/processing
 For sale/distribution
 As a byproduct
 As an impurity

a.
b.
c.
d.
e.
f.








As a reactant
As a formulation component
As an article component
Repackaging
As an impurity
Recycling

Enter 4-digit a.  As a chemical
processing aid
code(s) from
instruction b.  As a manufacturing aid
package
c.  Ancillary or other use

Enter 4-digit
code(s) from
instruction
package

SECTION 4. MAXIMUM AMOUNT OF THE TOXIC CHEMICAL ON-SITE AT ANY TIME DURING THE
CALENDAR YEAR
(Enter two-digit code from instruction package.)

4.1

SECTION 5. QUANTITY OF THE TOXIC CHEMICAL ENTERING EACH ENVIRONMENTAL MEDIUM ON-SITE
A. Total Release (pounds/year*)
(Enter a range code** or estimate)
5.1

Fugitive or non-point
air emissions

NA



5.2

Stack or point air
emissions

NA



5.3

Discharges to receiving streams or water
bodies (Enter one name per box)

NA



Stream or Water Body Name

B. Basis of Estimate
(Enter code)

C. Percent from
Stormwater

Reach Code (optional)

5.3.1
5.3.2
If additional pages of Part II, Section 3.2 and 3.3 are attached, indicate the total number of pages in this box
and indicate the Part II, Section 3.2 and 3.3 page number in this box.
(Example: 1, 2, 3, etc.)
If additional pages of Part II, Section 5.3 are attached, indicate the total number of pages in this box
and indicate the Part II, Section 5.3 page number in this box.
(Example: 1, 2, 3, etc.)
EPA form 9350 -1 (Rev. 07/2020). Previous editions are obsolete.

*For Dioxin or Dioxin-like compounds, report in grams/year.
**Range Codes: A= 1-10 pounds; B= 11-499 pounds; C= 500-999 pounds.

Form Approved OMB Number: 2070-0212
Approval Expires: 03/31/2024

Page 3 of 6

TRI Facility ID Number

FORM R
Part II. CHEMICAL-SPECIFIC INFORMATION (CONTINUED)

Toxic Chemical, Category, or Generic Name

SECTION 5. QUANTITY OF THE TOXIC CHEMICAL ENTERING EACH ENVIRONMENTAL MEDIUM ON-SITE
(continued)
NA
5.4-5.5

Disposal to land on-site

5.4.1

Class I Underground
Injection Wells



5.4.2

Class II-V Underground
Injection Wells

5.5.1A

RCRA Subtitle C landfills

5.5.1B

Other landfills

5.5.2

Land treatment/application
farming






5.5.3A

RCRA Subtitle C surface
impoundments

5.5.3B

Other surface impoundments

5.5.4

Other disposal

A. Total Release (pounds/year*) (Enter a range
code** or estimate)

B. Basis of Estimate
(Enter code)





Optional Waste Rock Piles Information
You may check this box if your Section 5.5 quantities include “waste rock piles.”  Enter quantity of “waste rock piles” (pounds/year*)

SECTION 6. TRANSFER(S) OF THE TOXIC CHEMICAL IN WASTES TO OFF-SITE LOCATIONS
6.1

DISCHARGES TO PUBLICLY OWNED TREATMENT WORKS (POTWs)

NA



6.1.___ POTW Name
POTW Address
City

County

State

ZIP

A. Quantity Transferred to this POTW
(pounds/year*) (Enter range code**or estimate)

B. Basis of Estimate
(Enter code)

C. Disposal/Treatment (Enter code)

1.

1.

1. P

2.

2.

2. P

3.

3.

3. P

If additional pages of Part II, Section 6.1 are attached, indicate the total number of pages in this box
and indicate the Part II, Section 6.1 page number in this box.

(Example: 1, 2, 3, etc.)

SECTION 6.2 TRANSFERS TO OTHER OFF-SITE LOCATIONS

NA



6.2.___ Off-Site EPA Identification Number (RCRA ID No.)
Off-Site Location Name:
Off-Site Address:
City

County

Is this location under control of reporting facility or parent company?
EPA form 9350 -1 (Rev. 07/2020). Previous editions are obsolete.

State

ZIP



Yes

Country (non-US)



No

*For Dioxin or Dioxin-like compounds, report in grams/year.
**Range Codes: A= 1-10 pounds; B= 11-499 pounds; C= 500-999 pounds.

Form Approved OMB Number: 2070-0212
Approval Expires: 03/31/2024

Page 4 of 6

TRI Facility ID Number

Toxic Chemical, Category, or Generic Name

FORM R
Part II. CHEMICAL-SPECIFIC INFORMATION (CONTINUED)
SECTION 6.2. TRANSFERS TO OTHER OFF-SITE LOCATION (CONTINUED)
A. Total Transfer (pounds/year*)
B. Basis of Estimate
(Enter a range code** or estimate)
(Enter code)

C. Type of Waste Treatment/Disposal/
Recycling/Energy Recovery (Enter code)

1.

1.

1. M

2.

2.

2. M

3.

3.

3. M

6.2____ Off-Site EPA Identification Number (RCRA ID No.)
Off-Site Location Name:
Off-Site Address:
City

County

Is this location under control of reporting facility or parent company?
A. Total Transfer (pounds/year*)
B. Basis of Estimate
(Enter a range code** or estimate)
(Enter code)

State

ZIP

 Yes

Country (non-US)

 No
C. Type of Waste Treatment/Disposal/
Recycling/Energy Recovery (Enter code)

1.

1.

1. M

2.

2.

2. M

3.

3.

3. M

SECTION 7A. ON-SITE WASTE TREATMENT METHODS AND EFFICIENCY
 Not Applicable (NA) - Check here if no on-site waste treatment method is applied to any waste stream containing the toxic chemical or chemical category.
a. General Waste Stream
(Enter code)
7A.1a

7A.1b
3
6

b. Waste Treatment Method(s) Sequence
(Enter 3- or 4-character code(s))
1
2
5
4
8
7
1
4

c. Waste Treatment Efficiency
(Enter 2 character code)
7A.1c

2
5
8

7A.2c

2
5
8

7A.3c

1
4
7

2
5
8

7A.4c

1
4
7

2
5
8

7A.5c

7A.2a

7A.2b
3
6

7A.3a

7A.3b
3
6

7
1
4
7

7A.4a

7A.4b
3
6

7A.5a

7A.5b
3
6

If additional pages of Part II, Section 6.2/7.A are attached, indicate the total number of pages in this
and indicate the Part II, Section 6.2/7.A page number in this box.
(Example: 1, 2, 3, etc.)
EPA form 9350 -1 (Rev. 07/2020). Previous editions are obsolete.

box

*For Dioxin or Dioxin-like compounds, report in grams/year.
**Range Codes: A= 1-10 pounds; B= 11-499 pounds; C= 500-999 pounds.

Form Approved OMB Number: 2070-0212
Approval Expires: 03/31/2024

Page 5 of 6

TRI Facility ID Number

FORM R
Part II. CHEMICAL-SPECIFIC INFORMATION (CONTINUED)

Toxic Chemical, Category, or Generic Name

SECTION 7B. ON-SITE ENERGY RECOVERY PROCESSES
 NA

Check here if no on-site energy recovery is applied to any waste stream containing the toxic chemical or chemical category.

Energy Recovery Methods (Enter 3-character code(s))
1

2

3

SECTION 7C. ON-SITE RECYLING PROCESSES
 NA

Check here if no on-site recycling is applied to any waste stream containing the toxic chemical or chemical category.

Recycling Methods (Enter 3-character code(s))
1.

2.

3.

SECTION 8. SOURCE REDUCTION AND WASTE MANAGEMENT
Column A
Prior Year
(pounds/year*)

Column B
Column C
Current Reporting
Following Year
Year (pounds/year*) (pounds/year*)

Column D
Second Following Year
(pounds/year*)

8.1 – 8.7 Production-Related Waste Managed
8.1a Total on-site disposal to Class I Underground Injection Wells,
RCRA Subtitle C landfills, and other landfills
8.1b Total other on-site disposal or other releases
8.1c Total off-site disposal to Class I Underground Injection Wells,
RCRA Subtitle C landfills, and other landfills
8.1d Total other off-site disposal or other releases
8.2

Quantity used for energy recovery on-site

8.3

Quantity used for energy recovery off-site

8.4

Quantity recycled on-site

8.5

Quantity recycled off-site

8.6

Quantity treated on-site

8.7

Quantity treated off-site

8.8

Non-Production-Related Waste Managed**

8.9

 Production ratio or  Activity ratio (select one and enter value to the right)

8.10 Did your facility engage in any newly implemented source reduction activities for this chemical during the reporting year?
If so, complete the following section; if not, check NA.
NA 
Source Reduction Activities
(Enter code(s))

Methods to Identify Activity (Enter code(s))

Estimated annual reduction
(Enter code(s)) (optional)

8.10.1

a.

b.

c.

d.

8.10.2

a.

b.

c.

d.

8.10.3

a.

b.

c.

d.

8.10.4
a.
EPA form 9350 -1 (Rev. 07/2020). Previous editions are obsolete.

b.

c.
d.
*For Dioxin or Dioxin-like compounds, report in grams/year.
**Includes quantities released to the environment or transferred off-site as a result of
remedial actions, catastrophic events, or other one-time events not associated with production processes

Form Approved OMB Number: 2070-0212
Approval Expires: 03/31/2024

FORM R
Part II. CHEMICAL-SPECIFIC INFORMATION (CONTINUED)

Page 6 of 6

TRI Facility ID Number

Toxic Chemical, Category, or Generic Name

SECTION 8.11. DISPOSAL OR OTHER RELEASES, SOURCE REDUCTION, AND RECYCLING ACTIVITIES
8.11

If you wish to submit additional optional information on source reduction, recycling, or pollution control activities, provide it here.

SECTION 9. MISCELLANEOUS INFORMATION
9.1

If you wish to submit any miscellaneous, additional, or optional information regarding your Form R submission, provide it here.

EPA form 9350 -1 (Rev. 07/2020). Previous editions are obsolete.


File Typeapplication/pdf
File TitleRY 2020 Form R
Subjecttrade secret; identification; parent company; on-site; off-site; transfers; Section 313; treatment; recycling; energy recovery
AuthorUS EPA, OPPT, Toxics Release Inventory Program Division
File Modified2021-03-17
File Created2018-11-13

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