Intermediate Provider Registry, WC Docket No. 13-39 3060-1259
October 2021
SUPPORTING STATEMENT
Justification:
The Improving Rural Call Quality and Reliability Act of 2017, Pub. L. 115-129 (RCC Act), requires the Commission to establish a registry for intermediate providers and requires intermediate providers to register with the Commission before offering to transmit covered voice communications. Specifically, the RCC Act requires that “An intermediate provider that offers or holds itself out as offering the capability to transmit covered voice communications from one destination to another and that charges any rate to any other entity (including an affiliated entity) for the transmission shall . . . register with the Commission.” 47 U.S.C. § 262(a). The RCC Act required the Commission to “promulgate rules to establish a registry to record registrations” no later than 180 days after the date of enactment, or by August 25, 2018 (47 U.S.C. § 262(c)(1)(A) and also prohibits covered providers from using an intermediate provider to transmit covered voice communications unless such intermediate provider is registered (47 U.S.C. § 262(b)).
On August 15, 2018, the Commission released a Third Report and Order in WC Docket No. 13-39. Rural Call Completion, WC Docket No. 13-39, Third Report and Order and Order, 33 FCC Rcd 8400 (2018) (Third RCC Order). The Third RCC Order began the Commission’s implementation of the RCC Act. The Third RCC Order adopted rules to establish a registry for intermediate providers and required intermediate providers to register with the Commission before offering to transmit covered voice communications. The Commission completed the implementation of the RCC Act on March 15, 2019, with adoption of a Fourth Report and Order. Rural Call Completion, WC Docket No. 13-39, Fourth Report and Order, 34 FCC Rcd 1781 (2019) (Fourth RCC Order). Among other things, the Fourth RCC Order adopted three service quality standards for intermediate providers, one of which requires intermediate providers to ensure that any additional intermediate providers to which they hand off a call are registered with the Commission. 47 CFR § 64.2119(c).
The Commission’s rules requiring that intermediate providers register with the Commission and that covered providers ensure that all intermediate providers involved in the transmission of its covered voice communications are registered with the Commission became effective on May 15, 2019, and August 13, 2019, respectively. Wireline Competition Bureau Announces Effective Dates of Rural Call Completion Registry-Related Requirements for Intermediate Providers and Covered Providers, WC Docket No. 13-39, Public Notice, 34 FCC Rcd 2308 (2019).
The information collected through these data collections implements Congress’s direction to establish an intermediate provider registry and quality standards for intermediate providers. The Commission seeks to renew this information collection to continue the successful operation of the intermediate provider registry and the Commission’s associated rules. See Rural Call Completion, WC Docket No. 13-39, Report and Request for Comment, 35 FCC Rcd 10278 (2020).
Statutory authority for this collection is contain in sections 1, 4(i), 201(b), 202(a), 217, and 262 of Communications Act of 1934, as amended, 47 U.S.C. 151, 154(i), 201(b), 202(a), 217, and 262.
This information collection does not affect individuals or households; thus, there are no impacts under the Privacy Act.
In accordance with the RCC Act, the information will be used by the Commission to implement the RCC Act’s mandate, codified by 47 CFR § 64.2115, that the Commission establish a registry for intermediate providers.
The term “intermediate provider” means any entity that enters into a business arrangement with a covered provider or other intermediate provider for the specific purpose of carrying, routing, or transmitting voice traffic that is generated from the placement of a call placed—(1) from an end user connection using a North American Numbering Plan resource; or (2) to an end user connection using such a numbering resource; and does not itself, either directly or in conjunction with an affiliate, serve as a covered provider in the context of originating or terminating a given call. 47 U.S.C. § 262(i)(3); 47 CFR § 64.2101.
The term “covered provider” means a provider of long-distance voice service that makes the initial long-distance call path choice for more than 100,000 domestic retail subscriber lines, counting the total of all business and residential fixed subscriber lines and mobile phones and aggregated over all of the providers’ affiliates. A covered provider may be a local exchange carrier as defined in § 64.4001(e), an interexchange carrier as defined in § 64.4001(d), a provider of commercial mobile radio service as defined in § 20.3 of this chapter, a provider of interconnected voice over Internet Protocol (VoIP) service as defined in 47 U.S.C. 153(25), or a provider of non-interconnected VoIP service as defined in 47 U.S.C. 153(36) to the extent such a provider offers the capability to place calls to the public switched telephone network. 47 U.S.C. § 262(i)(1) (“The term ‘covered provider’ has the meaning given the term in section 64.2101 of title 47, Code of Federal Regulations, or any successor thereto.”); 47 CFR § 64.2101
In this information collection, codified by 47 CFR § 64.2115, the Commission solicits the following information from intermediate providers:
(1) The intermediate provider’s business name(s) and primary address;
(2) The name(s), telephone number(s), email address(es), and business address(es) of the intermediate provider’s regulatory contact and/or designated agent for service of process;
(3) All business names that the intermediate provider has used in the past;
(4) The state(s) in which the intermediate provider provides service;
(5) The name, title, business address, telephone number, and email address of at least one person as well as the department within the company responsible for addressing rural call completion issues, and;
(6) the name(s), business address, and business telephone number(s) for an executive leadership contact, such as the chief executive officer, chief operating officer, or owner(s) of the intermediate provider, or persons performing an equivalent function, who directs or manages the entity.
47 CFR § 64.2115(a). An intermediate provider subject to this registration requirement must provide the information described above to the intermediate provider registry on the Commission’s website, under penalty of perjury. Changes in such information must be submitted to the Commission within 10 business days. 47 CFR § 64.2115(c).
The information collection involves the use of electronic means of collection, via a website portal maintained by the Commission. The resulting information registry will be published for public reference, with the exception of the name(s), business address, and business telephone number(s) for an executive leadership contact, such as the chief executive officer, chief operating officer, or owner(s) of the intermediate provider, or persons performing an equivalent function, who directs or manages the entity, which shall not be published.
The requested data is not intended to duplicate data in other reports, and this data is not currently available in any other reports submitted to the Commission.
This collection of information may impact small businesses or other small entities. Based upon an Initial Regulatory Flexibility Analysis (see 5 USC § 604), we have assessed the effects of this rule, and find that any burden on small businesses will be minimal because this is a low-cost measure to facilitate industry collaboration to address call completion issues. The Commission seeks to minimize the burden on all size businesses by requiring only that information be updated on an as needed basis, for information changes, within 10 business days.
This information collection is necessary to implement Congress’s direction in the RCC Act to the Commission to establish a registry for intermediate providers within 180 days of enactment. The collection cannot be conducted less frequently, as it is already limited to an initial information collection and updates as needed.
There are no special circumstances associated with this information collection.
The Commission published a 60-Day Notice in the Federal Register on August 24, 2021 (86 FR 47307) as required by 5 CFR 1320.8(d).
The Commission does not anticipate providing any payment or gift to respondents with this collection of information.
The Commission is not requesting confidential information with this information collection.
This collection of information does not address any matters of a sensitive nature.
The following represents the estimated number of burden hours:
Number
of respondents:
100
The
registration requirements apply only to intermediate providers,
entities entering into a business arrangement with a covered provider
or other intermediate provider for the specific purpose of carrying,
routing, or transmitting voice traffic that is generated from the
placement of a call placed—from an end user connection using a
North American Numbering Plan resource; or to an end user connection
using such a numbering resource; and does not itself, either directly
or in conjunction with an affiliate, serve as a covered provider in
the context of originating or terminating a given call. 47 CFR
§ 64.2101
Currently, there are approximately 430 registered and certified entries in the intermediate provider registry, with roughly 50 additional entries begun but not certified. In 2019, the first year the Commission required registration, 377 entities registered and certified. Subsequently, in 2020, 15 entities registered and certified. Thus far in 2021, 42 entities have registered and certified in the registry. Based on this data, we used the high point of registrations after the initial wave of signups – the first half of 2021 – to conservatively estimate a total number of annual respondents.
Frequency of response: One-time reporting requirement; On occasion reporting requirement. Intermediate providers must complete an initial registration and must make any updates to the registered information within 10 business days of the change.
Total number of responses annually: 100.
The number of responses equals the number of respondents.
Estimated
time per response:
1 hour per year.
We note that the hourly burden on respondents may vary
widely, due to differences in size and organizational complexity of
operating subsidiaries, as well as the amount of information that
must be updated and how frequently (as explained above, additional
information must be provided after the initial filing only if it
changes). Therefore, we estimate approximately 1 hour per year per
intermediate provider, on average, to comply with the recordkeeping
requirements.
Total Annual Hourly Burden:
(1 response/year x 100 respondents x 1 hour) = 100
hours.
Total estimate of “in-house” cost to respondents: $5,631.
It is difficult to
provide a sound estimate of respondents’ costs without
conducting a survey. However, assuming that respondents use
mid-level personnel comparable in pay to the Federal government, we
estimate respondent’s cost to be $56.31 per hour (equivalent
to a GS-13, step 5 federal employee):
(100 hours x $56.31/hour = $5,631).
The following represents the estimated number of annual cost burden to respondents resulting from the proposed collection of information.
Total
capital and start-up cost component (annualized):
None.
The
Commission is soliciting readily available information from
intermediate providers. It is also a customary practice to archive
this information in a readily retrievable electronic form. As such,
the Commission estimates there to be no capital and start-up cost
component to furnish the solicited information.
Total operations and
maintenance and purchase of services component:
None.
The Commission is soliciting readily available
information from intermediate providers. It is also a customary
practice to archive this information in a readily retrievable
electronic form. Therefore, the Commission does not anticipate that
respondent companies with need to hire contracting personnel to
fulfill the requirements on behalf of respondents.
Total annualized cost requested: None.
The following represents the Commission’s estimate of the annual cost burden for the Federal Government under the proposed collection.
Estimated time per response: 1 minute.
Due to the nature of the information collection as electronic, we provide a 1 minute estimated time for response.
Total
number of responses annually:
100
The Commission notes that it will receive an estimated 100 initial responses to the information collection per year. However, because responses will only be collected on an as-needed basis beyond this initial information collection, we estimate the total number of annual responses beyond the initial collection as de minimis.
Total
estimate of cost to Federal Government:
$563.10.
Since the Commission has already created the intermediate provider registry, we anticipate minimal annual ongoing costs to ensure its continued operation, in the amount of $563.10. This figure represents an estimated 10 hours of information technology contractor labor to address any technical issues that arise. (10 hrs X 56.31/hr = $563.10)
From the last submission to OMB, the Commission is reporting adjustments/decreases to this information collection. The total number of respondents and total annual responses decreased by -68 and total annual burden hours decreased by -68 hours. These adjustments/decreases are based on the most current available data to the Commission.
There are no program changes.
The Commission will continue to publish some of the collected information on its website (see number 1 above for specific items to be published) after OMB approval of the renewal of this collection.
The Commission is not seeking approval to not display the expiration date for OMB approval of this information collection.
There are no exceptions to the Certification Statement.
B. Collections of Information Employing Statistical Methods:
This information collection does not employ any statistical methods.
| File Type | application/vnd.openxmlformats-officedocument.wordprocessingml.document |
| File Modified | 0000-00-00 |
| File Created | 2021-10-27 |