NCUA Call Report

Forms and Documents

Document Name	Status
Form NCUA 5300 NCUA Call Report Form and Instruction	Modified
FINAL_SS_2022 Q1_RBC_3133-0004_DEC21.docx Supporting Statement A	2021-12-07

IC Document Collections

IC ID	Document Title	Status
32672	NCUA Call Report Form and Instruction	Modified

ICR Details

OMB Control No: 3133-0004	ICR Reference No: 202109-3133-001
Status: Received in OIRA	Previous ICR Reference No: 202005-3133-005
Agency/Subagency: NCUA	Agency Tracking No: E&I
Title: NCUA Call Report
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 12/07/2021

	Requested	Previously Approved
Expiration Date	36 Months From Approved	11/30/2022
Responses	20,388	21,232
Time Burden (Hours)	81,552	84,928
Cost Burden (Dollars)	0	0

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Abstract: Sections 106 and 202 of the Federal Credit Union Act require federally insured credit unions (FICUs) to make financial reports to the NCUA. Section 741.6 of the NCUA Rules and Regulations requires all FICUs to submit a Call Report (NCUA Form 5300) quarterly. Financial information collected through the Call Report is essential to NCUA supervision of federal credit unions. This information also facilitates NCUA monitoring of other credit unions with share accounts insured by the National Credit Union Share Insurance Fund (NCUSIF).

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Authorizing Statute(s): US Code: 12 USC 1756 Name of Law: Reports and examinations
   US Code: 12 USC 1782 Name of Law: Administration of insurance fund
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 53351	09/27/2021
30-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 69297	12/07/2021
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
NCUA Call Report	NCUA 5300	NCUA Call Report

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ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	20,388	21,232	0	0	-844	0
Annual Time Burden (Hours)	81,552	84,928	0	0	-3,376	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The March 2022 Call Report reorganizes schedules to increase efficiencies. There are 603 new Call Report account codes and 659 account codes were retired from the 2021 Call Report. A significant portion of the Call Report new accounts relate to changes to the NCUA's regulations part 702 implementing Risk Based Capital. Additional data collection fields were added to align the Loan, Delinquency, and Charge Off schedules, and provide additional Investment details. Other additions and deletions relate to items deemed necessary or no longer necessary to maintain proper credit union supervision. The revisions do not alter the hours necessary to complete the forms. This submission also reflects adjustment due to the decline in the number of federally insured credit unions due to industry consolidation from mergers and liquidations, which has averaged less than one percent per quarter. Specifically, the number of federally insured credit unions completing the Call Report dropped from 5,275 at June 30, 2020 to 5,097 at September 30, 2021 (178).

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Annual Cost to Federal Government: $2,952,108

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/07/2021

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