[Federal Register: June 19, 2006 (Volume 71, Number 117)]
[Notices]
[Page 35341-35363]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr19jn06-117]
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Part II
Office of Personnel Management
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Privacy Act of 1974; Publication of Notice of Systems of Records, a
Proposed New Routine Use, New Category of Records and an Amendment of a
Current Category of Records; Notice
[[Page 35342]]
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OFFICE OF PERSONNEL MANAGEMENT
Privacy Act of 1974; Publication of Notice of Systems of Records,
a Proposed New Routine Use, New Category of Records and an Amendment of
a Current Category of Records
AGENCY: Office of Personnel Management.
ACTION: Notice; publication of the eight Governmentwide systems of
records managed by the Office of Personnel Management (OPM).
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SUMMARY: This notice provides in one issue of the Federal Register an
accurate and complete text of the Office of Personnel Management's
eight Governmentwide systems of records notices most widely used by
individuals and Privacy Act officers. This notice proposes to add a new
Category of Records and a new Routine Use to one system of records and
amends a Category of Records in the same system. This notice will also
make administrative changes to reflect changes in the name and location
of system managers for all Governmentwide systems of records. We are
amending a Category of Records, adding a new Category of Records and
adding a new Routine Use in OPM's Governmentwide-1 system of records.
In addition, we are making needed administrative changes necessitated
by changes in office titles of system managers for all eight systems of
records that have occurred in the OPM's reorganization since the last
publication of these notices on April 27, 2000.
DATES: The notice with the administrative (non-substantive) changes are
effective on June 19, 2006. The amendment of one Category of Records,
the addition of a new Category of Records and a new Routine Use will
become effective without further notice, on July 31, 2006 unless
otherwise revised pursuant to comments received.
ADDRESSES: Written comments may be delivered to: Deputy Associate
Director, Center for HR Systems Requirements and Strategies , Room
6H31, U.S. Office of Personnel Management, 1900 E Street, NW.,
Washington, DC 20415.
FOR FURTHER INFORMATION CONTACT: Mickey Trinite, Personnel Records
Management Specialist, Personnel Systems Group, (202) 606-2016.
SUPPLEMENTARY INFORMATION: The Office of Personnel Management (OPM)
last published its Governmentwide systems notices on April 27, 2000.
This notice reflects revised internal designation of the system
managers and their respective offices in accordance with an agencywide
reorganization. In addition, we propose to amend a Category of Records
``g'', add a Category of Records ``n'' and a new Routine Use ``oo'',
and reinstate ``Note 6'' (which was inadvertently deleted during the
last publication of this notice) to Governmentwide-1 system of records.
These changes will not affect any Privacy Act rights afforded
individuals who are the subject of such records.
The Enterprise Human Resources Integration initiative (EHRI) is a
new Category of Records ``n'' (Governmentwide--1) OPM has developed to
conform with and support the E-Government Act of 2002. This Act
provides the authority to expand the use of internet and computer
resources in the delivery of Government services. The Act authorizes
the President's Management Agenda e-Government initiatives, and
endorses and requires Federal agencies to support these initiatives,
including EHRI. EHRI will improve the internal efficiency and
effectiveness of the Federal Government by streamlining and automating
the exchange of Federal employee HR information.
Category of Records ``g'' of Governmentwide--1 is being amended to
more clearly identify data elements in the Central Personnel Data File
and their sources.
A new Routine Use ``oo'' for Governmentwide--1 is being proposed to
provide pertinent workforce information to appropriate Federal
officials for use in national or homeland security emergency/disaster
response.
``Note 6'' is reinstated to clarify that home addresses will
generally not be released to labor organizations from Governmentwide--1
as it is not the most accurate or up-to-date reposting of this
information. Instead, the information should be released from an
accurate internal system.
The system report, as required by 5 U.S.C. 552a(r), has been
submitted to the Committee on Homeland Security and Governmental
Affairs of the United States Senate, the Committee on Government Reform
and Oversight of the House of Representatives and the Office of
Management and Budget. Following is a complete text of these eight
Office of Personnel Management systems of records.
Office of Personnel Management.
Dated: May 24, 2006.
Linda M. Springer,
Director.
OPM/GOVT-1
System Name:
General Personnel Records.
System Location:
Records on current Federal employees are located at OPM and with
Personnel Officers, electronically maintained, or are at other
designated offices of the local installation of the department or
agency that currently employs the individual. When agencies determine
that duplicates of these records need to be located in a second office,
e.g., an administrative office closer to where the employee actually
works, such copies are covered by this system. Former Federal
employees' Official Personnel Folders (OPFs) are located at the
National Personnel Records Center, National Archives and Records
Administration, 111 Winnebago Street, St. Louis, Missouri 63118.
Records not considered long-term records, but which may be retained in
the OPF or elsewhere during employment, and which are also included in
this system, may be retained by agencies for a period of time after the
employee leaves service.
The use of the phrase ``long-term'' to describe those records filed
on the right-hand-side of OPFs is used throughout this notice because
these records are not actually permanently retained. The term
``temporary'' is used when referencing short-term records filed on the
left-hand-side of OPFs and all other records not filed in the OPF, but
covered by this notice.
Note 1: The records in this system are ``owned'' by the Office
of Personnel Management (OPM) and must be provided to those OPM
employees who have an official need or use for those records.
Therefore, if an employing agency is asked by an OPM employee to
access the records within this system, such a request must be
honored.
Categories of Individuals Covered by the System:
Current and former Federal employees as defined in 5 U.S.C. 2105.
(Volunteers, grantees, and contract employees on whom the agency
maintains records may also be covered by this system).
Categories of Records in the System:
All categories of records may include identifying information, such
as name(s), date of birth, home address, mailing address, social
security number, and home telephone. This system includes, but is not
limited to, contents of the OPF as specified in OPM's
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Operating Manual, ``The Guide to Personnel Recordkeeping.'' Records in
this system are--
a. Records reflecting work experience, educational level achieved,
and specialized education or training obtained outside of Federal
service.
b. Records reflecting Federal service and documenting work
experience and specialized education received while employed. Such
records contain information about past and present positions held;
grades; salaries; duty station locations; and notices of all personnel
actions, such as appointments, transfers, reassignments, details,
promotions, demotions, reductions-in-force, resignations, separations,
suspensions, OPM approval of disability retirement applications,
retirement, and removals.
c. Records on participation in the Federal Employees' Group Life
Insurance Program and Federal Employees Health Benefits Program.
d. Records relating to an Intergovernmental Personnel Act
assignment or Federal-private sector exchange program.
Note 2: Some of these records may also become part of the OPM/
CENTRAL-5, Intergovernmental Personnel Act Assignment Record system.
e. Records relating to participation in an agency Federal Executive
or SES Candidate Development Program.
Note 3: Some of these records may also become part of the OPM/
CENTRAL-3, Federal Executive Development Records; or OPM/CENTRAL-13,
Senior Executive Service Records systems.
f. Records relating to Government-sponsored training or
participation in an agency's Upward Mobility Program or other personnel
program designed to broaden an employee's work experiences and for
purposes of advancement (e.g., an administrative intern program).
g. Records contained in the Central Personnel Data File (CPDF)
maintained by OPM and exact substantive representations in agency
manual or automated personnel information systems. These data elements
include many of the above records along with handicap and race and
national origin, pay, and performance information from other OPM and
agency systems of records. A definitive list of CPDF data elements is
contained in OPM's Operating Manuals, The Guide to Central Personnel
Data File Reporting Requirements and The Guide to Personnel Data
Standards.
h. Records on the Senior Executive Service (SES) maintained by
agencies for use in making decisions affecting incumbents of these
positions, e.g., relating to sabbatical leave programs, reassignments,
and details, that are perhaps unique to the SES and that may be filed
in the employee's OPF. These records may also serve as the basis for
reports submitted to OPM for implementing OPM's oversight
responsibilities concerning the SES.
i. Records on an employee's activities on behalf of the recognized
labor organization representing agency employees, including accounting
of official time spent and documentation in support of per diem and
travel expenses.
Note 4: Alternatively, such records may be retained by an agency
payroll office and thus be subject to the agency's internal Privacy
Act system for payroll records. The OPM/GOVT-1 system does not cover
general agency payroll records.
j. To the extent that the records listed here are also maintained
in an agency electronic personnel or microform records system, those
versions of these records are considered to be covered by this system
notice. Any additional copies of these records (excluding performance
ratings of record and conduct-related documents maintained by first
line supervisors and managers covered by the OPM/GOVT-2 system)
maintained by agencies at field/administrative offices remote from
where the original records exist are considered part of this system.
Note 5: It is not the intent of OPM to limit this system of
records only to those records physically within the OPF. Records may
be filed in other folders located in offices other than where the
OPF is located. Further, as indicated in the records location
section, some of these records may be duplicated for maintenance at
a site closer to where the employee works (e.g., in an
administrative office or supervisors work folder) and still be
covered by this system. In addition, a working file that a
supervisor or other agency official is using that is derived from
OPM/GOVT-1 is covered by this system notice. This system also
includes working files derived from this notice that management is
using in its personnel management capacity.
k. Records relating to designations for lump sum death benefits.
l. Records relating to classified information nondisclosure
agreements.
m. Records relating to the Thrift Savings Plan (TSP) concerning the
starting, changing, or stopping of contributions to the TSP as well as
the how the individual wants the investments to be made in the various
TSP Funds.
n. Records contained in the Enterprise Human Resources Integration
(EHRI) data warehouse (including the Central Employee Record, the
Business Intelligence file that provide resources to obtain career
summaries, and the electronic Official Personnel Folder (eOPF))
maintained by OPM and exact substantive representations in agency
manual or automated personnel information systems. These data elements
include many of the above records along with additional human resources
information such as training, payroll and performance information from
other OPM and agencies systems of records. A definitive list of EHRI
data elements is contained in OPM's Guide to Human Resources Reporting
and The Guide to Personnel Data Standards.
Authority for Maintenance of the System includes the following with any
revisions or amendments:
5 U.S.C. 1302, 2951, 3301, 3372, 4118, 8347, and Executive Orders
9397, 9830, and 12107.
Purposes:
The OPF and other general personnel records files are the official
repository of the records, reports of personnel actions, and the
documentation required in connection with these actions effected during
an employee's Federal service. The personnel action reports and other
documents, some of which are filed as long-term records in the OPF,
give legal force and effect to personnel transactions and establish
employee rights and benefits under pertinent laws and regulations
governing Federal employment.
These files and records are maintained by OPM and agencies for the
OPM in accordance with OPM regulations and instructions. They provide
the basic source of factual data about a person's Federal employment
while in the service and after his or her separation. Records in this
system have various uses by agency personnel offices, including
screening qualifications of employees; determining status, eligibility,
and employee's rights and benefits under pertinent laws and regulations
governing Federal employment; computing length of service; and other
information needed to provide personnel services. These records and
their automated or microform equivalents may also be used to locate
individuals for personnel research.
Routine Uses of Records Maintained in the Systems, Including Categories
of Users and the Purposes of Such Uses:
These records and information in these records may be used--
a. To disclose information to Government training facilities
(Federal, State, and local) and to non-Government training facilities
(private vendors of
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training courses or programs, private schools, etc.) for training
purposes.
b. To disclose information to education institutions on appointment
of a recent graduate to a position in the Federal service, and to
provide college and university officials with information about their
students working in the Student Career Experiment Program, Volunteer
Service, or other similar programs necessary to a student's obtaining
credit for the experience gained.
c. To disclose information to officials of foreign governments for
clearance before a Federal employee is assigned to that country.
d. To disclose information to the Department of Labor, Department
of Veterans Affairs, Social Security Administration, Department of
Defense, or any other Federal agencies that have special civilian
employee retirement programs; or to a national, State, county,
municipal, or other publicly recognized charitable or income security
administration agency (e.g., State unemployment compensation agencies),
when necessary to adjudicate a claim under the retirement, insurance,
unemployment, or health benefits programs of the OPM or an agency cited
above, or to an agency to conduct an analytical study or audit of
benefits being paid under such programs.
e. To disclose information necessary to the Office of Federal
Employees Group Life Insurance to verify election, declination, or
waiver of regular and/or optional life insurance coverage, eligibility
for payment of a claim for life insurance, or to TSP election change
and designation of beneficiary.
f. To disclose, to health insurance carriers contracting with OPM
to provide a health benefits plan under the Federal Employees Health
Benefits Program, information necessary to identify enrollment in a
plan, to verify eligibility for payment of a claim for health benefits,
or to carry out the coordination or audit of benefit provisions of such
contracts.
g. To disclose information to a Federal, State, or local agency for
determination of an individual's entitlement to benefits in connection
with Federal Housing Administration programs.
h. To consider and select employees for incentive awards and other
honors and to publicize those granted. This may include disclosure to
other public and private organizations, including news media, which
grant or publicize employee recognition.
i. To consider employees for recognition through quality-step
increases, and to publicize those granted. This may include disclosure
to other public and private organizations, including news media, which
grant or publicize employee recognition.
j. To disclose information to officials of labor organizations
recognized under 5 U.S.C. chapter 71 when relevant and necessary to
their duties of exclusive representation concerning personnel policies,
practices, and matters affecting working conditions.
Note 6: The release of updated home addresses of all bargaining
unit employees to labor organizations recognized under 5 U.S.C.
chapter 71 from an accurate internal system of records is necessary
for full and proper discussion, understanding, and negotiation of
subjects within the scope of collective bargaining under 5 U.S.C.
7114(b)(4). OPM has determined that retrieval of home addresses from
OPM/GOVT-1 or any other system of records administered by OPM would
yield a great deal of inaccurate information because the home
addresses are not regularly updated, and frequently are inaccurate.
Consequently, the release of the home addresses from this system
would not serve the purpose of the disclosure, namely, the
furnishing of correct and useful information. Use of this system,
which is not wholly automated, would require an inordinate amount of
time to locate information that was not requested, namely,
inaccurate home addresses. Accordingly, home addresses will not be
released from OPM/GOVT-1 or any other system administered by OPM,
but should be released from an accurate internal system. OPM's
internal system of records, which is clearly the most accurate
repository of the home address of OPM employees, will be utilized to
accomplish this release of information. See Federal Register of
March 8, 1996 (61 FR 9510).
k. To disclose pertinent information to the appropriate Federal,
State, or local agency responsible for investigating, prosecuting,
enforcing, or implementing a statute, rule, regulation, or order, when
the disclosing agency becomes aware of an indication of a violation or
potential violation of civil or criminal law or regulation.
l. To disclose information to any source from which additional
information is requested (to the extent necessary to identify the
individual, inform the source of the purpose(s) of the request, and to
identify the type of information requested), when necessary to obtain
information relevant to an agency decision to hire or retain an
employee, issue a security clearance, conduct a security or suitability
investigation of an individual, classify jobs, let a contract, or issue
a license, grant, or other benefits.
m. To disclose to a Federal agency in the executive, legislative,
or judicial branch of Government, in response to its request, or at the
initiation of the agency maintaining the records, information in
connection with the hiring of an employee, the issuance of a security
clearance, the conducting of a security or suitability investigation of
an individual, the classifying of jobs, the letting of a contract, the
issuance of a license, grant, or other benefits by the requesting
agency, or the lawful statutory, administrative, or investigative
purpose of the agency to the extent that the information is relevant
and necessary to the requesting agency's decision.
n. To disclose information to the Office of Management and Budget
at any stage in the legislative coordination and clearance process in
connection with private relief legislation as set forth in OMB Circular
No. A-19.
o. To provide information to a congressional office from the record
of an individual in response to an inquiry from that congressional
office made at the request of the individual.
p. To disclose information to another Federal agency, to a court,
or a party in litigation before a court or in an administrative
proceeding being conducted by a Federal agency, when the Government is
a party to the judicial or administrative proceeding.
q. To disclose information to the Department of Justice, or in a
proceeding before a court, adjudicative body, or other administrative
body before which the agency is authorized to appear, when:
1. The agency, or any component thereof; or
2. Any employee of the agency in his or her official capacity; or
3. Any employee of the agency in his or her individual capacity
where the Department of Justice or the agency has agreed to represent
the employee; or
4. The United States, when the agency determines that litigation is
likely to affect the agency or any of its components, is a party to
litigation or has an interest in such litigation, and the use of such
records by the Department of Justice or the agency is deemed by the
agency to be relevant and necessary to the litigation provided,
however, that in each case it has been determined that the disclosure
is compatible with the purpose for which the records were collected.
r. By the National Archives and Records Administration in records
management inspections and its role as Archivist.
s. By the agency maintaining the records or by the OPM to locate
individuals for personnel research or survey response, and in the
production of summary descriptive statistics and analytical studies in
support of the
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function for which the records are collected and maintained, or for
related workforce studies. While published statistics and studies do
not contain individual identifiers, in some instances, the selection of
elements of data included in the study may be structured in such a way
as to make the data individually identifiable by inference.
t. To provide an official of another Federal agency information
needed in the performance of official duties related to reconciling or
reconstructing data files, in support of the functions for which the
records were collected and maintained.
u. When an individual to whom a record pertains is mentally
incompetent or under other legal disability, information in the
individual's record may be disclosed to any person who is responsible
for the care of the individual, to the extent necessary to assure
payment of benefits to which the individual is entitled.
v. To disclose to the agency-appointed representative of an
employee all notices, determinations, decisions, or other written
communications issued to the employee in connection with an examination
ordered by the agency under fitness-for-duty examination procedures.
w. To disclose, in response to a request for discovery or for
appearance of a witness, information that is relevant to the subject
matter involved in a pending judicial or administrative proceeding.
x. To disclose to a requesting agency, organization, or individual
the home address and other relevant information on those individuals
who it reasonably believed might have contracted an illness or might
have been exposed to or suffered from a health hazard while employed in
the Federal workforce.
y. To disclose specific civil service employment information
required under law by the Department of Defense on individuals
identified as members of the Ready Reserve to assure continuous
mobilization readiness of Ready Reserve units and members, and to
identify demographic characteristics of civil service retirees for
national emergency mobilization purposes.
z. To disclose information to the Department of Defense, National
Oceanic and Atmospheric Administration, U.S. Public Health Service,
Department of Veterans Affairs, and the U.S. Coast Guard needed to
effect any adjustments in retired or retained pay required by the dual
compensation provisions of section 5532 of title 5, United States Code.
aa. To disclose information to the Merit Systems Protection Board
or the Office of the Special Counsel in connection with appeals,
special studies of the civil service and other merit systems, review of
OPM rules and regulations, investigation of alleged or possible
prohibited personnel practices, and such other functions promulgated in
5 U.S.C. chapter 12, or as may be authorized by law.
bb. To disclose information to the Equal Employment Opportunity
Commission when requested in connection with investigations of alleged
or possible discrimination practices in the Federal sector, examination
of Federal affirmative employment programs, compliance by Federal
agencies with the Uniform Guidelines on Employee Selection Procedures,
or other functions vested in the Commission.
cc. To disclose information to the Federal Labor Relations
Authority (including its General Counsel) when requested in connection
with investigation and resolution of allegations of unfair labor
practices, in connection with the resolution of exceptions to
arbitrator's awards when a question of material fact is raised, to
investigate representation petitions and to conduct or supervise
representation elections, and in connection with matters before the
Federal Service Impasses Panel.
dd. To disclose to prospective non-Federal employers, the following
information about a specifically identified current or former Federal
employee:
(1) Tenure of employment;
(2) Civil service status;
(3) Length of service in the agency and the Government; and
(4) When separated, the date and nature of action as shown on the
Notification of Personnel Action--Standard Form 50 (or authorized
exception).
ee. To disclose information on employees of Federal health care
facilities to private sector (i.e., other than Federal, State, or local
government) agencies, boards, or commissions (e.g., the Joint
Commission on Accreditation of Hospitals). Such disclosures will be
made only when the disclosing agency determines that it is in the
Government's best interest (e.g., to comply with law, rule, or
regulation, to assist in the recruiting of staff in the community where
the facility operates or to avoid any adverse publicity that may result
from public criticism of the facility's failure to obtain such
approval, or to obtain accreditation or other approval rating).
Disclosure is to be made only to the extent that the information
disclosed is relevant and necessary for that purpose.
ff. To disclose information to any member of an agency's
Performance Review Board or other panel when the member is not an
official of the employing agency; information would then be used for
approving or recommending selection of candidates for executive
development or SES candidate programs, issuing a performance rating of
record, issuing performance awards, nominating for meritorious and
distinguished executive ranks, and removal, reduction-in-grade, and
other personnel actions based on performance.
gg. To disclose, either to the Federal Acquisition Institute (FAI)
or its agent, information about Federal employees in procurement
occupations and other occupations whose incumbents spend the
predominant amount of their work hours on procurement tasks; provided
that the information shall only be used for such purposes and under
such conditions as prescribed by the notice of the Federal Acquisition
Personnel Information System as published in the Federal Register of
February 7, 1980 (45 FR 8399).
hh. To disclose relevant information with personal identifiers of
Federal civilian employees whose records are contained in the Central
Personnel Data File to authorized Federal agencies and non-Federal
entities for use in computer matching. The matches will be performed to
help eliminate waste, fraud, and abuse in Governmental programs; to
help identify individuals who are potentially in violation of civil or
criminal law or regulation; and to collect debts and overpayments owed
to Federal, State, or local governments and their components. The
information disclosed may include, but is not limited to, the name,
social security number, date of birth, sex, annualized salary rate,
service computation date of basic active service, veteran's preference,
retirement status, occupational series, health plan code, position
occupied, work schedule (full time, part time, or intermittent), agency
identifier, geographic location (duty station location), standard
metropolitan service area, special program identifier, and submitting
office number of Federal employees.
ii. To disclose information to Federal, State, local, and
professional licensing boards, Boards of Medical Examiners, or to the
Federation of State Medical Boards or a similar non-government entity
which maintains records concerning individuals' employment histories or
concerning the issuance,
[[Page 35346]]
retention or revocation of licenses, certifications or registration
necessary to practice an occupation, profession or specialty, to obtain
information relevant to an Agency decision concerning the hiring,
retention, or termination of an employee or to inform a Federal agency
or licensing boards or the appropriate non-government entities about
the health care practices of a terminated, resigned or retired health
care employee whose professional health care activity so significantly
failed to conform to generally accepted standards of professional
medical practice as to raise reasonable concern for the health and
safety of patients in the private sector or from another Federal
agency.
jj. To disclose information to contractors, grantees, or volunteers
performing or working on a contract, service, grant, cooperative
agreement, or job for the Federal Government.
kk. To disclose information to a Federal, State, or local
governmental entity or agency (or its agent) when necessary to locate
individuals who are owed money or property either by a Federal, State,
or local agency, or by a financial or similar institution.
ll. To disclose to a spouse or dependent child (or court-appointed
guardian thereof) of a Federal employee enrolled in the Federal
Employees Health Benefits Program, upon request, whether the employee
has changed from a self-and-family to a self-only health benefits
enrollment.
mm. To disclose information to the Office of Child Support
Enforcement, Administration for Children and Families, Department of
Health and Human Services, Federal Parent Locator System and Federal
Offset System for use in locating individuals, verifying social
security numbers, and identifying their incomes sources to establish
paternity, establish and modify orders of support and for enforcement
action.
nn. To disclose records on former Panama Canal Commission employees
to the Republic of Panama for use in employment matters.
oo. To disclose to appropriate Federal officials pertinent
workforce information for use in national or homeland security
emergency/disaster response.
Policies and Practices of Storing, Retrieving, Safeguarding, and
Retaining and Disposing of Records in the System:
Storage:
These records are maintained in file folders, on lists and forms,
microfilm or microfiche, and in computer processable storage media such
as personnel system databases and PDF forms.
Retrievability:
These records are retrieved by various combinations of name,
agency, birth date, social security number, or identification number of
the individual on whom they are maintained.
Safeguards:
Paper or microfiche/microfilmed records are located in locked metal
file cabinets or in secured rooms with access limited to those
personnel whose official duties require access. Access to computerized
records are limited, through use of user logins and passwords, access
codes, and entry logs, to those whose official duties require access.
Computerized records systems follow the National Institute of Standards
and Technology standards as developed to comply with the Privacy Act of
1974 (Pub. L. 93-579), Paperwork Reduction Act of 1995 (Pub. L. 104-
13), Federal Information Security Management Act of 2002 (Pub. L. 107-
347), and the Federal Information Processing Standards 199, Standards
for Security Categorization of Federal Information and Information
Systems.
Retention and Disposal:
The OPF is maintained for the period of the employee's service in
the agency and is then transferred to the National Personnel Records
Center for storage or, as appropriate, to the next employing Federal
agency. Other records are either retained at the agency for various
lengths of time in accordance with the National Archives and Records
Administration records schedules or destroyed when they have served
their purpose or when the employee leaves the agency.
a. Long-term records. The OPF is maintained by the employing agency
as long as the individual is employed with that agency.
Within 90 days after the individual separates from the Federal
service, the OPF is sent to the National Personnel Records Center for
long-term storage. In the case of administrative need, a retired
employee, or an employee who dies in service, the OPF is sent to the
Records Center within 120 days.
Destruction of the OPF is in accordance with General Records
Schedule-1 (GRS-1).
b. Other records. Other records are retained for varying periods of
time. Generally they are maintained for a minimum of 1 year or until
the employee transfers or separates.
c. Records contained on computer processable media within the CPDF
and EHRI (and in agency's automated personnel records) may be retained
indefinitely as a basis for longitudinal work history statistical
studies. After the disposition date in GRS-1, such records should not
be used in making decisions concerning employees.
System Manager and Address:
a. Deputy Associate Director, Center for HR Systems Requirements
and Strategies, Room 6H31, U.S. Office of Personnel Management, 1900 E
Street, NW., Washington, DC 20415.
b. For current Federal employees, OPM has delegated to the
employing agency the Privacy Act responsibilities concerning access,
amendment, and disclosure of the records within this system notice.
Notification Procedure:
Individuals wishing to inquire whether this system of records
contains information about them should contact the appropriate OPM or
employing agency office, as follows:
a. Current Federal employees should contact the Personnel Officer
or other responsible official (as designated by the employing agency),
of the local agency installation at which employed regarding records in
this system.
b. Former Federal employees who want access to their Official
Personnel Folders should contact the National Personnel Records Center
(Civilian), 111 Winnebago Street, St. Louis, Missouri 63118, regarding
the records in this system. For other records covered by the system
notice, individuals should contact their former employing agency.
Individuals must furnish the following information for their
records to be located and identified:
a. Full name.
b. Date of birth.
c. Social security number.
d. Last employing agency (including duty station) and approximate
date(s) of the employment (for former Federal employees).
e. Signature.
Record Access Procedure:
Individuals wishing to request access to their records should
contact the appropriate OPM or agency office, as specified in the
Notification Procedure section. Individuals must furnish the following
information for their records to be located and identified:
a. Full name(s).
b. Date of birth.
c. Social security number.
d. Last employing agency (including duty station) and approximate
date(s) of employment (for former Federal employees).
e. Signature.
Individuals requesting access must also comply with the Office's
Privacy
[[Page 35347]]
Act regulations on verification of identity and access to records (5
CFR part 297).
Contesting Record Procedure:
Current employees wishing to request amendment of their records
should contact their current agency. Former employees should contact
the system manager. Individuals must furnish the following information
for their records to be located and identified.
a. Full name(s).
b. Date of birth.
c. Social security number.
d. Last employing agency (including duty station) and approximate
date(s) of employment (for former Federal employees).
e. Signature.
Individuals requesting amendment must also comply with the Office's
Privacy Act regulations on verification of identity and amendment of
records (5 CFR part 297).
Record Source Categories:
Information in this system of records is provided by--
a. The individual on whom the record is maintained.
b. Educational institutions.
c. Agency officials and other individuals or entities.
d. Other sources of information for long-term records maintained in
an employee's OPF, in accordance with Code of Federal Regulations part
293, and OPM's Operating Manual, ``The Guide to Personnel
Recordkeeping.''
File Type | application/msword |
File Title | [Federal Register: June 19, 2006 (Volume 71, Number 117)] |
Author | FSDefaultUser |
Last Modified By | FSDefaultUser |
File Modified | 2007-05-22 |
File Created | 2007-05-22 |