Supporting Statement Q12 - Burden List

SS,
Q#12. #
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53

Regulations
1.25-3T(d)(2)
1.25-3T(e)(3)
1.25-3T(f)(2)
1.25-3T(g)(2)
1.25-3T(i)(2)
1.25-3T(j)(5)
1.25-3T(k)
1.25-3T(n)
1.25-4T(d)
1.41-7(d)(3)
1.42-2(b)(3)
1.47-3(h)(2)
1.83-2( c )
1.83-2(d)
1.83-5(b)(2)
5f.103-1(temp)
5f.1.103-2(temp)
6a.103A-2( c )(1)(ii)(temp)
6a.103A-2(d)(temp)
6a.103A-2(h)(1)(ii)(temp)
6a.103A-3(h)(1)(ii)(temp)
1.125-1 Q&A-7 and 1.125 Q&A-5( c )(3)
1.125-1 Q&A-8 and 1.125-2 Q&A-6
1.125-2 Q&A-7(b)(3)
1.125-2 Q&A-7(b)(5)
1.125-2 Q&A-7(b)(8)
1.127-2(i)
1.132-5(a)(1)(ii)
1.162-27(f)(1)
1.163-5(c)(2)(i)(B)(2)(B)
1.163-5(c)(2)(i)(B)(3)
1.163-5(c)(2)(i)(B)(4)
1.163-5(c)(2)(i)(C)(4)
1.163-5(c)(2)(i)(D)(3)
1.166-2(d)(1) - state recordkeepers
1.166-2(d)(1) - federal recordkeepers
1.170A-4A(b)(4)(ii)
1.170A-13( c )(4)(iv)(E)
1.170A-14(g)(5)
1.179-2(b)(7)
1.194-2(b)(4)
601.201(e)(7)
601.201(o)(3)(ii) and (xiv-xxi)
601.201(o)(5)
601.201(q)(1)
1.216(d)(2)(ii)
1.219-1(d)(2)
1.219(a)-2( c )(5)
1.280G-1 Q&A 7
1.305-5(b)(5)
1.316-1(b)(5)
1.341-7(c)(1) and (d)
1.367(e)-1

# of
Recordkeepers
per year
20,000
20,000
20,000
20,000
20,000
20,000
20,000
20,000
600
250
60
5,000
50,000
50,000
5,000
32,000
2,500
75,000
75,000
228
600
1,000
10,000,000
2,500,000
5,000,000
2,500,000
200,000
10,000,000
600
50
50
50
50
50
50
4
7,500
2,000
1,000
5,000
50
50,749
53,420
534
1,753
600
9,567,000
9,567,000
200
2,000
2,000
1,000
2

Filings Per
Respondent
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
30
2,000.00
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1

# of responses
20,000
20,000
20,000
20,000
20,000
20,000
20,000
20,000
600
250
60
5,000
50,000
50,000
5,000
32,000
2,500
75,000
75,000
228
600
1,000
10,000,000
2,500,000
5,000,000
2,500,000
200,000
10,000,000
600
50
50
50
50
50
1,500
8,000
7,500
2,000
1,000
5,000
50
50,749
53,420
534
1,753
600
9,567,000
9,567,000
200
2,000
2,000
1,000
2

Time per
response in
hours
0.25
0.25
0.25
0.25
0.25
0.25
0.25
0.25
2.00
0.25
2.00
0.20
0.50
0.1667
0.50
12.00
10.00
0.50
0.50
5.00
0.50
0.25
0.50
0.25
0.50
0.25
1.00
0.50
50.00
10.00
10.00
10.00
10.00
10.00
0.20
0.20
0.1667
0.25
0.1667
1.00
0.50
0.50
2.00
0.50
2.00
0.50
0.0167
0.0167
200.00
0.1667
0.50
0.25
2.00

Total Burden
Hours
5,000.00
5,000.00
5,000.00
5,000.00
5,000.00
5,000.00
5,000.00
5,000.00
1,200.00
63.00
120.00
1,000.00
25,000.00
8,333.00
2,500.00
384,000.00
25,000.00
37,500.00
37,500.00
1,140.00
300.00
250.00
5,000,000.00
625,000.00
2,500,000.00
625,000.00
200,000.00
5,000,000.00
30,000.00
500.00
500.00
500.00
500.00
500.00
300.00
1,600.00
1,250.00
500.00
167.00
5,000.00
25.00
25,375.00
106,840.00
267.00
3,506.00
300.00
159,400.00
159,400.00
40,000.00
333.00
1,000.00
250.00
4.00

SS,
Q#12. #
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107

Regulations
1.382-2T(k)(1)
1.382-9(d)(2)
1.382-9(d)(4)(iv)
1.401-1(a)(2)
1.401(a)-3(b)
1.401(a)(5)-1(e)(4)(i)
1.401(a)(9)-1 Q&A C-3
1.401(a)(9)-1 Q&A D-5
1.401(a)(9)-1 Q&A E-8
1.401(a)(9)-1 Q&A H-3
1.401(a)-13(e)
1.401(a)-14(b)
1.401(a)-20 Q&A 24
1.401(a)-20 Q&A 34-37
1.401(a)-20 Q&A 45-47
1.401(a)(31)-1T Q&A 1-4
1.401(a)-50
1.401(k)-1(d)(2)(iii) & (iv)
1.401(m)-1(c)(2)
1.401(m)-1(f)(6)
1.402(e)-2(f)
1.402(f)-1
1.402(g)-1(e)(2)
1.402(g)-1(e)(3)
1.403(b)-2T Q&A-3
1.408-5
1.408-6
1.408-6(b)
1.408-6(d)(4)(ii)(c)
1.408-7
1.408-9(a)
1.408-9(b)
1.411(a)-4(b)(6)
1.411(a)-8T(b)
1.411(a)-11( c )
1.411(d)-4 Q&A-2(d)(iv)(3)
1.411(d)-4 Q&A-3(b)(1)
1.412(c)(1)-3(c ),(e )& (i) - restoration
1.412(c)(1)-3(c ),(e )& (i ) - actuarial
11.412(c)-7 (temp)
1.414(1)-1(h)(4)(i)(2)
1.417(e)-1(b)(2)
1.421-1(a)(1)
1.422-5
14a.422A-1Q&A-30(temp)
1.422A-2(b)(3)(iv)(temp)
1.423-2(c)(1)
1.423-2(c)(4)
1.457-2(b)
1.457-2(h)(1)
1.457-2(i)(2)
1.457-2(k)
1.509(a)-4(i)(4)
1.854-2(a)

# of
Recordkeepers
per year
3,000
250
250
700,000
3,000
10
10,000
100
20,000
1,000
800,000
200,000
500,000
750,000
25,000
8,900,000
15
75,000
75,000
50,000
700,000
400,000
75,000
100,000
100
10,000
10,000
10,000
500
10,000
5,000
50,000
5,000
4,000
11,300,000
3,000
1,500
6
1
500
1,000
750,000
10,000
5,000
500
500
5,000
500
36,000
100,000
400,000
50,000
40
6,000

Filings Per
Respondent
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1

# of responses
3,000
250
250
700,000
3,000
10
10,000
100
20,000
1,000
800,000
200,000
500,000
750,000
25,000
8,900,000
15
75,000
75,000
50,000
700,000
400,000
75,000
100,000
100
10,000
10,000
10,000
500
10,000
5,000
50,000
5,000
4,000
11,300,000
3,000
1,500
6
1
500
1,000
750,000
10,000
5,000
500
500
5,000
500
36,000
100,000
400,000
50,000
40
6,000

Time per
response in
hours
0.3333
0.25
0.25
0.70
0.10
1.40
0.15
0.05
0.15
0.10
0.1667
0.25
0.1667
0.50
0.40
0.15
0.50
4.00
0.50
0.50
1.00
0.5833
0.50
0.25
50.00
10.00
250.00
10.00
10.00
20.00
2.00
1.00
1.00
2.00
0.05
0.50
0.50
5.00
3.00
2.00
1.00
0.50
40.00
20.00
20.00
20.00
20.00
20.00
50.00
0.50
0.05
0.25
4.00
1.00

Total Burden
Hours
1,000.00
63.00
63.00
490,000.00
300.00
14.00
1,500.00
5.00
3,000.00
100.00
133,333.00
50,000.00
83,333.00
375,000.00
10,000.00
1,335,000.00
8.00
300,000.00
37,500.00
25,000.00
700,000.00
233,333.00
37,500.00
25,000.00
5,000.00
100,000.00
2,500,000.00
100,000.00
5,000.00
200,000.00
10,000.00
50,000.00
5,000.00
8,000.00
565,000.00
1,500.00
750.00
30.00
3.00
1,000.00
1,000.00
375,000.00
400,000.00
100,000.00
10,000.00
10,000.00
100,000.00
10,000.00
1,800,000.00
50,000.00
20,000.00
12,500.00
160.00
6,000.00

SS,
Q#12. #
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160

Regulations
1.854-2(b)
1.860E-2(a)(5)
1.936-10(c)(11)(i)
1.936-10(c)(11)(ii)
1.936-10(c)(12)
1.936-10(c)(13)(i)
1.936-10(c)13)(ii)
1.936-10(c)(13)(iii)(B)
1.1015-1(a)(3)
1.1015-1(g)
1.1092(b)-3T(d)(2)and(4)
18.1377-1
1.1377-1(b)(1)
1.1398-2(f)(2)(v)
1.1441-4(b)(iii)
1.1441-4(b)(4)(i)
1.1443-1(b)(4)
1.1445-8(e)
1.1445-2( c)(3) and 1.1445-5(b)(4)(iii),
(c)(2)(iii) and (d)(2)(i)
1.1445-10T
1.1461-2(c )(3)(ii)
1.1502-95T(e)(3)
31.3121(b)(3)-1(b)
31.3121(b)(12)-1
31.3302(a)-3(a)
31.3401(a)-1(b)(12)
31.3401(a)-1(b)(8)(ii)(c)
31.3401(a)(6)-1(d)
31.3401(a)(8)( c)-1(b)(2)
31.3402(h)(3)-1
35.3405-1(temp)
31.3508-1(b)(iii)
31.3508-1( c)(iii)
31.3508-1(e)
48.4041-5
48.4041-10
48.4041-15
48.4041-17
145.4052-1(a)
48.4081-2( c)(3)
48.4081-3(e)(2)(ii)
48.4081-3(f)(2)(ii)
48.4081-4(b)(2)(ii)
48.4081-4( c)
48.4081-6( c)(1)(ii)
49.4253-3 & 49.4253-11
49.4253-4 & 49.4253-11
49.4261-4(c )
49.4261-4(d)
49.4261-6(c )
49.4261-6(d)
49.4261-6(e)
49.4264(c )-1(a)(2)

# of
Recordkeepers
per year
3,000
40
50
50
50
50
50
50
500
147,000
10,000
4,000
4,000
4,000
300
300
1,000
6,000,000
1,000
1,200
1,500,000
1,420
25,000
10,400
50
5,000
5
6,000
6,000
250,000
10,160,000
2,000,000
1,000,000
3,000,000
1,000
100
1,000
1,000
60,000
500
200
150
1,000
100
1,200
100
100
100,000
1,000,000
1,000,000
50,000
1,000
1,000

1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1

3,000
40
50
50
50
50
50
50
500
147,000
10,000
4,000
4,000
4,000
300
300
1,000
6,000,000

Time per
response in
hours
0.25
2.00
0.75
1.00
1.25
1.00
0.50
1.00
0.50
0.50
1.00
0.25
0.25
0.0833
10.00
5.00
300.00
0.25

1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1

1,000
1,200
1,500,000
1,420
25,000
10,400
50
5,000
5
6,000
6,000
250,000
10,160,000
2,000,000
1,000,000
3,000,000
1,000
100
1,000
1,000
60,000
500
200
150
1,000
100
1,200
100
100
100,000
1,000,000
1,000,000
50,000
1,000
1,000

0.25
0.50
0.0167
0.25
0.25
2.00
1.00
0.0833
0.17
0.25
0.25
0.50
0.0167
0.0833
0.0833
0.0833
0.10
0.10
0.10
0.10
0.60
0.10
0.10
0.10
0.10
0.10
0.10
0.50
0.50
0.01
0.01
0.01
0.01
1.00
0.01

Filings Per
Respondent

# of responses

Total Burden
Hours
750.00
80.00
38.00
50.00
63.00
50.00
25.00
50.00
250.00
73,500.00
10,000.00
1,000.00
1,000.00
333.00
3,000.00
1,500.00
3,000.00
1,500,000.00
250.00
600.00
25,000.00
355.00
6,250.00
20,800.00
50.00
417.00
1.00
1,500.00
1,500.00
125,000.00
169,333.00
166,667.00
83,333.00
250,000.00
100.00
10.00
100.00
100.00
36,000.00
50.00
20.00
15.00
100.00
10.00
120.00
50.00
50.00
1,000.00
10,000.00
10,000.00
500.00
1,000.00
10.00

SS,
Q#12. #
161
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200
201
202
203
204
205

Regulations
52.4682-2(b)
52.4682-2(b)(3)&(4)
52.4682-5(d)&(f)(3)
56.4911-10(f)(2)
56.4911-10(f)(3)
53.4942(a)-3(c )(ii)
53.4945
54.4975-7(b)(9)
54.4975-7(b)(10)and(12)
1.6031( c)-1T(a)(1)
1.6031( c)-1T(a)(3)
1.6031( c)-1T(e)
1.6031( c)-1T(h)
1.6033-3(b)
1.6041-5
5f.6045-1( c)(3)(i)(B)(temporary)
1.6045-4(d)(2) and (3)
1.6047-1(a)(3)
1.6047-1(a)(4)
1.6047-1(b)
1.6049-4( c)(1)(iii)
1.6049-5
1.6049-5(b)(2)
1.6050K-1(d)
31.6091-1(d)
301.6111-1T,Q & A #41
301.6111-1T,Q & A #51-54
301.6112-1T,Q & A #11-13
301.6112-1T,Q & A #15
301.6223(c)-1T(d)
301.6223(g)-1T(a)(1)
301.6223(g)-1T(a)(2)
301.6223(g)-1T(b)
301.6223(h)-1T
301.6402-7
31.6413(a)-1(a)(1)
48.6416(b)(3)-3
1.7704-1(f)(1)
1.7872-5T(b)(6)
35a.999-3(7805)
35a.9999-5(a)Q&A5
35a.9999-5(b)Q&A8
35a.9999-5(b)Q&A12,14,15
35a.9999-5(b)Q&A13
35a.9999-5(b)Q&A19
Totals of items above

# of
Recordkeepers
per year
200
100
500
300
300
100
200
4,000
4,000
5,000
250
5,000
500
45,616
7,500
500
3,000
450,000
900,000
450,000
500
3,250
25,000
200,000
1,750
5,300
35,000
100
350
1,000
11,500
11,500
11,500
12,700
100
25,000
400
500
50,000
25,000,000
50
1,000,000
1,000
100
50
130,714,403

Filings Per
Respondent
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1

# of responses
200
100
500
300
300
100
200
4,000
4,000
5,000
250
5,000
500
45,616
7,500
500
3,000
450,000
900,000
450,000
500
3,250
25,000
200,000
1,750
5,300
35,000
100
350
1,000
11,500
11,500
11,500
12,700
100
25,000
400
500
50,000
25,000,000
50
1,000,000
1,000
100
50
130,723,849

Time per
response in
hours
0.10
0.10
0.10
1.00
1.00
1.00
1.00
0.50
0.50
1.00
0.50
0.25
1.00
1.00
0.0833
2.00
0.1667
0.50
0.50
0.50
0.0833
0.0833
0.0833
0.10
0.0333
0.25
0.10
0.10
0.10
1.00
3.00
3.00
6.00
3.00
0.25
20.00
0.10
0.50
0.0833
0.0167
1.00
4.00
2.00
2.00
2.00

Total Burden
Hours
20.00
10.00
50.00
300.00
300.00
100.00
200.00
2,000.00
2,000.00
5,000.00
125.00
1,250.00
500.00
45,616.00
625.00
1,000.00
500.00
225,000.00
450,000.00
225,000.00
42.00
271.00
2,083.00
20,000.00
58.00
1,325.00
3,500.00
10.00
35.00
1,000.00
34,500.00
34,500.00
69,000.00
38,100.00
25.00
500,000.00
40.00
250.00
4,167.00
416,667.00
50.00
4,000,000.00
2,000.00
200.00
100.00
33,931,417.00