Information Collection

Rule 15c2-8 - Debt and Non-IPO Equity Offerings

IC 216246 under ICR 202110-3235-017 · OMB 3235-0481.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0481 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

IC Title:

Rule 15c2-8 - Debt and Non-IPO Equity Offerings

Agency IC Tracking Number:

270-421

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15c2-8

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 3,751

Number of Respondents for Small Entity: 806

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2,932	602	2,330
Annual IC Time Burden (Hours)	29,320	6,020	23,300
Annual IC Cost Burden (Dollars)	1,172,800	240,800	932,000

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.