30 Day Notice

3235-0575.pdf

Regulation AC

30 Day Notice

OMB: 3235-0575

Document [pdf]
Download: pdf | pdf
Federal Register / Vol. 87, No. 7 / Tuesday, January 11, 2022 / Notices
of the purposes of the Act. Specifically,
the Exchange believes that the proposed
change will reflect the fee that will be
assessed by FINRA for Form U4 filings
as of January 2, 2022 and will thus
result in the same regulatory fees being
charged to all Participants required to
report information to the CRD system
and for services performed by FINRA,
regardless of whether or not such
Participants are FINRA members.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective
upon filing pursuant to Section
19(b)(3)(A) 11 of the Act and
subparagraph (f)(2) of Rule 19b–4 12
thereunder, because it establishes a due,
fee, or other charge imposed by the
Exchange.
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
under Section 19(b)(2)(B) 13 of the Act to
determine whether the proposed rule
change should be approved or
disapproved.

khammond on DSKJM1Z7X2PROD with NOTICES

IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (http://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSECHX–2021–18 on the subject line.
Paper Comments
• Send paper comments in triplicate
to: Secretary, Securities and Exchange

Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSECHX–2021–18. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSECHX–2021–18 and
should be submitted on or before
February 1, 2022.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.14
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–00268 Filed 1–10–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–517, OMB Control No.
3235–0575]

Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:

11 15

U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(2).
13 15 U.S.C. 78s(b)(2)(B).
12 17

VerDate Sep<11>2014

20:03 Jan 10, 2022

14 17

Jkt 256001

PO 00000

CFR 200.30–3(a)(12).

Frm 00078

Fmt 4703

Sfmt 4703

1469

Regulation AC

Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Regulation Analyst Certification
(‘‘Regulation AC’’) (17 CFR 242.500–
505), under the Securities Exchange Act
of 1934 (15 U.S.C. 78a et seq.).
Regulation AC requires that research
reports published, circulated, or
provided by a broker or dealer or
covered person contain a statement
attesting that the views expressed in
each research report accurately reflect
the analyst’s personal views and
whether or not the research analyst
received or will receive any
compensation in connection with the
views or recommendations expressed in
the research report. Regulation AC also
requires broker-dealers to, on a quarterly
basis, make, keep, and maintain records
of research analyst statements regarding
whether the views expressed in public
appearances accurately reflected the
analyst’s personal views, and whether
any part of the analyst’s compensation
is related to the specific
recommendations or views expressed in
the public appearance. Regulation AC
also requires that research prepared by
foreign persons be presented to U.S.
persons pursuant to Securities Exchange
Act Rule 15a–6 and that broker-dealers
notify associated persons if they would
be covered by the regulation. Regulation
AC excludes the news media from its
coverage.
The collections of information under
Regulation AC are necessary to provide
investors with information with which
to determine the value of the research
available to them. It is important for an
investor to know whether an analyst
may be biased with respect to securities
or issuers that are the subject of a
research report. Further, in evaluating a
research report, it is reasonable for an
investor to want to know about an
analyst’s compensation. Without the
information collection, the purposes of
Regulation AC could not be met. This
regulation does not involve the
collection of confidential information.
The Commission estimates that
Regulation AC imposes an aggregate
annual time burden of approximately
40,806 hours. The Commission
estimates that the total annual internal
cost of compliance for the 40,806 hours
is approximately $20,923,582.

E:\FR\FM\11JAN1.SGM

11JAN1

1470

Federal Register / Vol. 87, No. 7 / Tuesday, January 11, 2022 / Notices

An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o John R. Pezzullo, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: January 5, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.

pursuant to the authority vested in me
by the Act of October 19, 1965 (79 Stat.
985; 22 U.S.C. 2459), E.O. 12047 of
March 27, 1978, the Foreign Affairs
Reform and Restructuring Act of 1998
(112 Stat. 2681, et seq.; 22 U.S.C. 6501
note, et seq.), Delegation of Authority
No. 234 of October 1, 1999, Delegation
of Authority No. 236–3 of August 28,
2000, and Delegation of Authority No.
523 of December 22, 2021.
Stacy E. White,
Deputy Assistant Secretary for Professional
and Cultural Exchanges, Bureau of
Educational and Cultural Affairs, Department
of State.
[FR Doc. 2022–00272 Filed 1–10–22; 8:45 am]
BILLING CODE 4710–05–P

SUSQUEHANNA RIVER BASIN
COMMISSION
Grandfathering (GF) Registration
Notice
Susquehanna River Basin
Commission.
ACTION: Notice.
AGENCY:

[FR Doc. 2022–00251 Filed 1–10–22; 8:45 am]
BILLING CODE 8011–01–P

This notice lists
Grandfathering Registration for projects
by the Susquehanna River Basin
Commission during the period set forth
in DATES.
DATES: December 1–31, 2021.
ADDRESSES: Susquehanna River Basin
Commission, 4423 North Front Street,
Harrisburg, PA 17110–1788.
FOR FURTHER INFORMATION CONTACT:
Jason E. Oyler, General Counsel and
Secretary to the Commission, telephone:
(717) 238–0423, ext. 1312; fax: (717)
238–2436; email: [email protected].
Regular mail inquiries May be sent to
the above address.
SUPPLEMENTARY INFORMATION: This
notice lists GF Registration for projects,
described below, pursuant to 18 CFR
806, subpart E for the time period
specified above:
SUMMARY:

DEPARTMENT OF STATE
[Public Notice: 11621]

Notice of Determinations; Culturally
Significant Objects Being Imported for
Exhibition—Determinations: ‘‘Meret
Oppenheim: My Exhibition’’ Exhibition
Notice is hereby given of the
following determinations: I hereby
determine that certain objects being
imported from abroad pursuant to
agreements with their foreign owners or
custodians for temporary display in the
exhibition ‘‘Meret Oppenheim: My
Exhibition’’ at the Menil Collection,
Houston, Texas; the Museum of Modern
Art, New York, New York; and at
possible additional exhibitions or
venues yet to be determined, are of
cultural significance, and, further, that
their temporary exhibition or display
within the United States as
aforementioned is in the national
interest. I have ordered that Public
Notice of these determinations be
published in the Federal Register.
FOR FURTHER INFORMATION CONTACT: Chi
D. Tran, Program Administrator, Office
of the Legal Adviser, U.S. Department of
State (telephone: 202–632–6471; email:
[email protected]). The mailing
address is U.S. Department of State, L/
PD, 2200 C Street NW (SA–5), Suite
5H03, Washington, DC 20522–0505.
SUPPLEMENTARY INFORMATION: The
foregoing determinations were made

khammond on DSKJM1Z7X2PROD with NOTICES

SUMMARY:

VerDate Sep<11>2014

20:03 Jan 10, 2022

Jkt 256001

Grandfathering Registration Under 18
CFR Part 806, Subpart E
1. Elkview Country Club, GF
Certificate No. GF–202112196,
Greenfield and Fell Townships,
Lackawanna County, Pa.; Crystal Lake;
Issue Date: December 17, 2021.
2. Big Heart Pet Brands, Inc., GF
Certificate No. GF–202112197, South
Centre Township, Columbia County,
Pa.; Well 3; Issue Date: December 29,
2021.
3. Huntingdon Borough—Public
Water Supply System, GF Certificate
No. GF–202112198, Huntingdon
Borough, Huntingdon County, Pa.;

PO 00000

Frm 00079

Fmt 4703

Sfmt 4703

Standing Stone Creek; Issue Date:
December 29, 2021.
4. Kunzler & Company, Inc.—Tyrone
Facility, GF Certificate No. GF–
202112199, Snyder Township, Blair
County, Pa.; consumptive use; Issue
Date: December 29, 2021.
5. Pennsylvania Fish & Boat
Commission—Cooperative Hatcheries
and Nurseries, GF Certificate No. GF–
202112200, various municipalities and
counties, Pa.; see Addendum; Issue
Date: December 29, 2021.
6. Pioneer Hi-Bred International, Inc.,
GF Certificate No. GF–202112201, East
Earl Township, Lancaster County, Pa.;
Pequea Creek; Issue Date: December 29,
2021.
Authority: Public Law 91–575, 84
Stat. 1509 et seq., 18 CFR parts 806, 807,
and 808.
Dated: January 6, 2022.
Jason E. Oyler
General Counsel and Secretary to the
Commission.
[FR Doc. 2022–00318 Filed 1–10–22; 8:45 am]
BILLING CODE 7040–01–P

SUSQUEHANNA RIVER BASIN
COMMISSION
Projects Approved for Minor
Modifications
Susquehanna River Basin
Commission.
ACTION: Notice.
AGENCY:

This notice lists the minor
modifications approved for a previously
approved project by the Susquehanna
River Basin Commission during the
period set forth in DATES.
DATES: December 1–31, 2021.
ADDRESSES: Susquehanna River Basin
Commission, 4423 North Front Street,
Harrisburg, PA 17110–1788.
FOR FURTHER INFORMATION CONTACT:
Jason E. Oyler, General Counsel,
telephone: (717) 238–0423, ext. 1312;
fax: (717) 238–2436; email: joyler@
srbc.net. Regular mail inquiries may be
sent to the above address.
SUPPLEMENTARY INFORMATION: This
notice lists previously approved
projects, receiving approval of minor
modifications, described below,
pursuant to 18 CFR 806.18 or to
Commission Resolution Nos. 2013–11
and 2015–06 for the time period
specified above:
SUMMARY:

Minor Modification Issued Under 18
CFR 806.18
1. Seneca Resources Company, LLC,
Docket No. 20210611, Sergeant and
Norwich Townships, McKean County,

E:\FR\FM\11JAN1.SGM

11JAN1


File Typeapplication/pdf
File Modified2022-01-11
File Created2022-01-11

© 2024 OMB.report | Privacy Policy