IC4 - Rule 15Fb2-3: Complete and File Amendments to Application Forms

Registration Requirements for Security-based Swap Dealers and Major Security-based Swap Participants

OMB: 3235-0696

IC ID: 199803

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IC4 - Rule 15Fb2-3: Complete and File Amendments to Application Forms
 
No Modified
 
Mandatory
 
17 CFR 240.15Fb2-3 17 CFR 249.1600 17 CFR 249.1600a 17 CFR 249.1600b

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction Form SBSE Form SBSE form-sbse.pdf https://www.sec.gov/files/form-sbse.pdf Yes Yes Fillable Fileable Signable
Form and Instruction Form SBSE-A Form SBSE-A formsbse-a.pdf https://www.sec.gov/files/formsbse-a.pdf Yes Yes Fillable Fileable Signable
Form and Instruction Form SBSE-BD Form SBSE-BD formsbse-bd.pdf https://www.sec.gov/files/formsbse-bd.pdf Yes Yes Fillable Fileable Signable

Economic Development Financial Sector Oversight

 

55 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 165 0 0 0 0 165
Annual IC Time Burden (Hours) 165 0 0 0 0 165
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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