Information Collection

IC4 - Rule 15Fb2-3: Complete and File Amendments to Application Forms

IC 199803 under ICR 202110-3235-019 · OMB 3235-0696.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0696 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form Form SBSE IC4 - Rule 15Fb2-3: Complete and File Amendments to Application Forms	Form and Instruction
Form SBSE Form SBSE form-sbse.pdf www.sec.gov/files/form-sbse.pdf	Form and Instruction
Form SBSE Form SBSE form-sbse.pdf www.sec.gov/files/form-sbse.pdf	Form and Instruction
Form SBSE-A Form SBSE-A formsbse-a.pdf www.sec.gov/files/formsbse-a.pdf	Form and Instruction
Form SBSE-A Form SBSE-A formsbse-a.pdf www.sec.gov/files/formsbse-a.pdf	Form and Instruction
Form SBSE-BD Form SBSE-BD formsbse-bd.pdf www.sec.gov/files/formsbse-bd.pdf	Form and Instruction
Form SBSE-BD Form SBSE-BD formsbse-bd.pdf www.sec.gov/files/formsbse-bd.pdf	Form and Instruction

IC Title:

IC4 - Rule 15Fb2-3: Complete and File Amendments to Application Forms

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Fb2-3 17 CFR 249.1600 17 CFR 249.1600a 17 CFR 249.1600b

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form SBSE	Form SBSE	form-sbse.pdf	https://www.sec.gov/files/form-sbse.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	Form SBSE-A	Form SBSE-A	formsbse-a.pdf	https://www.sec.gov/files/formsbse-a.pdf	Yes	Yes	Fillable Fileable Signable
Form and Instruction	Form SBSE-BD	Form SBSE-BD	formsbse-bd.pdf	https://www.sec.gov/files/formsbse-bd.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 55

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	165	165
Annual IC Time Burden (Hours)	165	165
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.