IC5 - Rule 15Fb2-1 and Form SBSE-C: Complete and File Certifications

Registration Requirements for Security-based Swap Dealers and Major Security-based Swap Participants

OMB: 3235-0696

IC ID: 199804

Information Collection (IC) Details

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IC5 - Rule 15Fb2-1 and Form SBSE-C: Complete and File Certifications
 
No Modified
 
Mandatory
 
17 CFR 249.1600c 17 CFR 240.15Fb2-1

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction Form SBSE-C Form SBSE-C formsbse-c.pdf https://www.sec.gov/files/formsbse-c.pdf Yes Yes Fillable Fileable Signable

Economic Development Financial Sector Oversight

 

55 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 55 0 0 0 0 55
Annual IC Time Burden (Hours) 1,393 0 0 0 0 1,393
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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