5900-131 NR-SSI-ABT-Template

Certification and Compliance Requirements for Nonroad Spark-ignition Engines (Renewal)

5900-131 nr-ssi-ABT-Template_5900-131_v23-2018-04.xlsx

Certification and Compliance Requirements for Nonroad Spark-ignition Engines (Renewal)

OMB: 2060-0338

Document [xlsx]
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Overview

Current MY Credit Calc-EXHAUST
Current MY Credit Calc-EVAP
Field Descriptions
Credit Summary


Sheet 1: Current MY Credit Calc-EXHAUST


















United States


Environmental Protection Agency


Office of Transportation and Air Quality


















Manufacturer Averaging, Banking, and Trading Report for Small Spark Ignition Engines


Last Revision: February 2018 Version Number: 2.3

















Exhaust Emission Credits










Submission Date:















MODEL YEAR:









MANUFACTURER:
Small Volume?
Delegated Assembly?















Engine Family Name Engine Class Credit Type Engine Displacement (cc) Load Factor1 Power (kW) Useful Life (hours) Production Volume2,3 FEL (g/kW-hr) HC+NOx Standard (g/kW-hr) HC+NOx Credit Balance (kg) Messages



































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































1 Select load factors of 0.47 and 0.85 for Nonhandheld and Handheld engines, respectively. Alternative Load Factors may be used if there is an associated Special Test Procedure as approved by EPA under 40 CFR 1065.10(c)(2).



2 Include only the number of engines that are eligible to participate in the ABT program within the family during the model year, as described in 40 CFR 1054.701(i).



3 If the Engine Class is NHH equipment using HH engines, the production volume should include only the engines in the family used in NHH equipment. A separate line item must be entered for the HH equipment using HH engines from the same family.



















EXHAUST CREDIT SUMMARY










AVERAGING SET CREDIT TOTALS (kg)










Nonhandheld Standard Credits - Class I&II (POSITIVE) 0





Paperwork Reduction Act Notice



Standard Credits - Class I&II (NEGATIVE) 0





This collection of information is approved by OMB under the Paperwork Reduction Act, 44 U.S.C. 3501 et seq. (OMB Control No. 2060-0338). Responses to this collection of information are mandatory (40 CFR 1054). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The public reporting and recordkeeping burden for this collection of information is estimated to be 26 hours per response. Send comments on the Agency’s need for this information, the accuracy of the provided burden estimates and any suggested methods for minimizing respondent burden to the Regulatory Support Division Director, U.S. Environmental Protection Agency (2821T), 1200 Pennsylvania Ave., NW, Washington, D.C. 20460. Include the OMB control number in any correspondence. Do not send the completed form to this address.



Standard Credits - HH Used in NHH Equipment (POSITIVE) 0









Standard Credits - HH Used in NHH Equipment (NEGATIVE) 0









Handheld Standard Credits - Class III, IV, and V (POSITIVE) 0









Standard Credits - Class III, IV, and V (NEGATIVE) 0


































































Sheet 2: Current MY Credit Calc-EVAP



















United States



Environmental Protection Agency



Office of Transportation and Air Quality




















Manufacturer Averaging, Banking, and Trading Report for Small Spark Ignition Engines



Last Revision: February 2018 Version Number: 2.3



















Evaporative Emission Credits











Submission Date:




















MODEL YEAR:















MANUFACTURER:































Emission Family Name of Equipment Permeation Family Name for Fuel Tank Equipment Category Small Volume Emission Family? Useful Life
(years)
Total Area (m2) Production Volume (all fuel tanks)1 FEL (g/m2/day)2 Test Temperature (°C) Adjustment Factor Standard (g/m2/day) Credit Balance
(kg)
Messages



















































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































































1 If the Engine Class is NHH equipment using HH engines, the production volume should include only the engines in the family used in NHH equipment. A separate line item must be entered for the HH equipment using HH engines from the same family.




2 If Standard and FEL are based on testing at 28° C, an FEL below 5.0 g/m2/day must be based on emission measurements. If FEL is at or above 5.0 g/m2/day, then FEL must either be based on emission measurements for all such families, or the FEL must be an assigned value of 10.4 g/m2/day. If Standard and FEL are based on testing at 40° C, an FEL below 8.3 g/m2/day must be based on emission measurements. If FEL is at or above 8.3 g/m2/day, then FEL must either be based on emission measurements for all such families, or the FEL must be an assigned value of 17.3 g/m2/day.



































Paperwork Reduction Act Notice


EVAPORATIVE CREDIT SUMMARY






This collection of information is approved by OMB under the Paperwork Reduction Act, 44 U.S.C. 3501 et seq. (OMB Control No. 2060-0338). Responses to this collection of information are mandatory (40 CFR 1054). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The public reporting and recordkeeping burden for this collection of information is estimated to be 26 hours per response. Send comments on the Agency’s need for this information, the accuracy of the provided burden estimates and any suggested methods for minimizing respondent burden to the Regulatory Support Division Director, U.S. Environmental Protection Agency (2821T), 1200 Pennsylvania Ave., NW, Washington, D.C. 20460. Include the OMB control number in any correspondence. Do not send the completed form to this address.


AVERAGING SET CREDIT TOTALS (kg) Messages


Equipment using Nonhandheld Engines: Standard Credits 0 This category includes Nonhandheld Equipment using Handheld Engines as indicated in 1054.701(c)(4).










Equipment Using Handheld Engines: Standard Credits 0












































Sheet 3: Field Descriptions






United States
Environmental Protection Agency
Office of Transportation and Air Quality





Manufacturer Averaging, Banking, and Trading Report for Small Spark Ignition Engines
Last Revision: February 2018 Version Number: 2.3





Field Descriptions (Exhaust and Evaporative Current MY Credit Calculations)







FIELD DESCRIPTION

EXHAUST EVAP

Engine Family Name/ Emission Family Name of Equipment Enter the 12-character emission family name for the engine. Enter the 12-character emission family name for the equipment.

Permeation Family Name for Fuel Tank NA Enter the permeation family name for the fuel tank for which your evaporative emission ABT credits are being generated or used.

Engine Class Select the applicable engine class from the drop-down menu. For Nonhandheld (NHH) engines, select Class I or Class II. For Handheld (HH) engines, select Class III, Class IV or Class V. If the engine family includes handheld engines with a displacement at or below 80 cc that are used in Nonhandheld equipment (and thus, would generate or use NHH credits), select the option "HH Used in NHH Equip." NA

Equipment Category NA Select the applicable category from the drop-down menu: NHH Class I, NHH Class II, NHH Equipment using HH Engine, HH Equip using NHH Engine, or HH (Other).

Small Volume Emission Family
Indicate whether or not the emission family is small volume.

Credit Type Autopopulated with Standard Phase 3. Autopopulated with Standard Phase 3.

Engine Displacement Enter the displacement for the engine family. This value is used to determine the applicable FEL cap for Class I engines, which differs for engines below 100 cc and engines at or above 100 cc. NA

Load Factor Select either 0.47 (if NHH) or 0.85 (if HH). An alternate load factor (a constant dependent on the test cycle over which the engine is certified) may be entered as specified by EPA based on approved use of special test procedures for a family under 40 CFR 1065.10(c)(2). NA

Maximum Power (kW) Enter the maximum modal power of the emission data test engine over the certification test cycle. NA

Useful Life (hours) Select the useful life of the engine family in hours (see 40 CFR 1054.107). The options for Class I engines are 125, 250, or 500 hours. The options for Class II are 250, 500, or 1,000 hours. The options for Class III, IV, and V engines are 50, 125, and 300 hours. You may enter a different value for nonhandheld engine families only if you have a longer useful life approved by EPA under 40 CFR 1054.107. Select either 5 or 10 years for all emission families.

Total Area (m2) NA Enter the internal surface area of a fuel tank in the family, in m2.

Production Volume Enter the applicable production volume for the engine family. Include only the number of engines that are eligible to participate in the ABT program within the family during the model year, as described in 40 CFR 1054.701(i).

If the Engine Class is HH Used in NHH Equip, the production volume should include only the engines in the family used in NHH equipment. A separate line item must be entered for the HH engines used in HH equipment.
Enter the applicable production volume for the engine family. Include only the number of engines that are eligible to participate in the ABT program within the family during the model year, as described in 40 CFR 1054.701(i).

If the Engine Class is NHH Equip using HH Engine, the production volume should include only the engines in the family used in NHH equipment. A separate line item must be entered for the HH equipment using HH engines of the same family.


FEL (g/kW-hr) Enter the applicable family emission limit in g/kW-hr. If the FEL exceeds the applicable cap, an error message will be displayed in the far right column. Enter the applicable FEL for the engine family in g/m2/day. Note that FEL caps for Small SI equipment are are 5.0 g/m2/day (for 28°C) and 8.3 g/m2/day (for 40°C). For small volume emission families, the FEL caps are 8.0 g/m2/day (for 28°C) and 13.3 g/m2/day (for 40°C).

Test Temperature NA Select the applicable test temperature from the drop-down menu (28° C or 40° C). This selection will determine the value for the adjustment factor and standard.

Adjustment Factor NA This field will be automatically populated based on the test temperature selected as described above. If the test temperature is 28° C, then the Adjustment Factor is 1.0; if the test temperature is 40° C, then the Adjustment Factor is 0.6.

Standard (g/kW-hr) This field will be automatically populated with the applicable HC+NOx standard (in g/kW-hr), based on the entries for "Class" and "Displacement." This field will be automatically populated based on the test temperature selected as described above. If the test temperature is 28° C, then the Standard is 1.5 g/m2/day; if the test temperature is 40° C, then the Standard is 2.5.

Credit Balance (kg) This field will be automatically populated with the applicable HC+NOx exhaust credit balance for the engine family based on the following formula: Credits (kg) = (Std - FEL) x (Volume) x (Power) x (Useful Life) x (Load Factor) x (10-3) This field will be automatically populated based on the following credit calculation formula: Credits (kg) = (STD−FEL) × (Total Area) × (Production Volume) × (Useful Life) × (Adjustment Factor) × (365) × (10−3)





Field Descriptions (Credit Summary)




FIELD DESCRIPTION

EXHAUST EVAP

Banked: Total Standard and Enduring Phase 3 Credits / Standard Phase 3 Credits Enter the sum of previous model years' banked Standard Phase 3 credits and Enduring Phase 3 credits. Credits for handheld engines used in nonhandheld equipment are considered nonhandheld credits. Enter the sum of previous model years' banked Standard Phase 3 credits, handheld and nonhandheld.

Phase 2 (Part 90) Banked Credits Handheld engines only - Enter the sum of previous model years' banked Phase 2 credits. NA

Total Standard and Enduring Phase 3 Credits you Received via a Credit Trade Enter the sum of Phase 3 Credits you received via a credit trade in this model year. You will also be required to specify the manufacturer from whom you received these credits. Enter the sum of Phase 3 Credits you received via a credit trade in this model year. You will also be required to specify the manufacturer from whom you received these credits.

Phase 2 (Part 90) Credits you received via a Credit Trade Enter the sum of Phase 2 Credits you received via a credit trade in this model year (handheld only). You will also be required to specify the manufacturer from whom you received these credits. NA

Credits Applied to Current MY Balance for Standard Phase 3 Credits Handheld engines only - If you have a combination of Phase 2 and Phase 3 credits, then allocate how many Phase 2 and Phase 3 credits you will use to offset the negative credits in this model year. You must allocate credits equal to the negative credits in this model year (value in Cell D19 of the Credit Summary tab). NA

Credits you Traded to Another Manufacturer Enter the sum of Phase 2 (handheld engines only) and Phase 3 credits you traded to another manufacturer. You will also be required to specify the manufacturer(s) to whom you traded these credits. Enter the sum of Phase 3 credits you traded to another manufacturer. You will also be required to specify the manufacturer(s) to whom you traded these credits.











Paperwork Reduction Act Notice
This collection of information is approved by OMB under the Paperwork Reduction Act, 44 U.S.C. 3501 et seq. (OMB Control No. 2060-0338). Responses to this collection of information are mandatory (40 CFR 1054). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The public reporting and recordkeeping burden for this collection of information is estimated to be 26 hours per response. Send comments on the Agency’s need for this information, the accuracy of the provided burden estimates and any suggested methods for minimizing respondent burden to the Regulatory Support Division Director, U.S. Environmental Protection Agency (2821T), 1200 Pennsylvania Ave., NW, Washington, D.C. 20460. Include the OMB control number in any correspondence. Do not send the completed form to this address.





Sheet 4: Credit Summary




















United States

Environmental Protection Agency

Office of Transportation and Air Quality



















Manufacturer Averaging, Banking, and Trading Report for Small Spark Ignition Engines

Last Revision: February 2018 Version Number: 2.3


















Credit Summary for the Part 1054 Small SI ABT Programs



































MODEL YEAR:
















MANUFACTURER:


































EMISSION CREDITS - EXHAUST














Handheld (HH) Nonhandheld
Class I & Class 2
HH Engine Used in NHH Equip














Class I&II












Credit Balances before Averaging: Messages

Current MY Total Standard Phase 3 Credits - POSITIVE 0 0 0












Total Standard Phase 3 Credits - NEGATIVE 0 0 0












Banked Total Standard and Enduring Phase 3 Credits















Phase 2 (Part 90) Banked Credits















Traded Total Standard and Enduring Phase 3 Credits you Received via a Credit Trade





Phase 2 (Part 90) Credits you received via a Credit Trade





Mfr(s) who provided you credits via a trade
































Credits Applied to Current MY Balance for Standard Phase 3 Credits:












Current MY Apply Standard Handheld Phase 3 Credits





Banked Apply Standard Handheld Phase 3 Credits





Apply Handheld Phase 2 (Part 90) Credits





Credits you Traded to Another Manufacturer Standard Handheld Phase 3 Credits





Standard Handheld Phase 2 (Part 90) Credits





Standard Nonhandheld Phase 3 Credits





Mfr(s) to whom you provided credits via a trade












Credit Balances after Averaging:












TOTALS Standard Phase 3 Credits 0 0



Phase 2 HH (Part 90) Credits 0




Comments:
















3. Phase 2 and Phase 3 credits from Nonhandheld engines may be used to demonstrate compliance with the Phase 3 standards for handheld engines, subject to the restrictions under 40 CFR §1054.740(e).


































EMISSION CREDITS - EVAP















Handheld (HH) Nonhandheld (NHH)













Credit Balances before Averaging:


Messages

Current MY Standard Phase 3 Credits 0 0


Banked Standard Phase 3 Credits




Traded Standard Phase 3 Credits you received via a credit trade




Mfr(s) who provided you credits via a trade
















Credits Applied to Current MY Balance for Standard Phase 3 Credits:













Traded Standard Phase 3 Credits you traded to another manufacturer




Mfr(s) to whom you provided credits via a trade
















Credit Balances after Averaging:













TOTALS Standard Phase 3 Credits 0 0


























Paperwork Reduction Act Notice






This collection of information is approved by OMB under the Paperwork Reduction Act, 44 U.S.C. 3501 et seq. (OMB Control No. 2060-0338). Responses to this collection of information are mandatory (40 CFR 1054). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The public reporting and recordkeeping burden for this collection of information is estimated to be 26 hours per response. Send comments on the Agency’s need for this information, the accuracy of the provided burden estimates and any suggested methods for minimizing respondent burden to the Regulatory Support Division Director, U.S. Environmental Protection Agency (2821T), 1200 Pennsylvania Ave., NW, Washington, D.C. 20460. Include the OMB control number in any correspondence. Do not send the completed form to this address.





















































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