Information Collection

Form 1-E-Notification Under Regulation E; Rule 604-Filing or Notification on Form 1-E; Rule 605-Filing and Use of the Offering Circular

IC 34641 under ICR 202111-3235-003 · OMB 3235-0232.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0232 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 1807 (8-01) Form 1-E-Notification Under Regulation E; Rule 604-Filing or Notification on Form 1-E; Rule 605-Filing and Use of the Offering Circular	Form and Instruction
SEC 1807 (8-01) Form 1-E form1-e.pdf www.sec.gov/about/forms/form1-e.pdf	Form and Instruction
SEC 1807 (8-01) Form 1-E form1-e.pdf www.sec.gov/about/forms/form1-e.pdf	Form and Instruction
EDGAR PIA 2016.pdf EDGAR PIA	IC Document
EDGAR PIA 2016.pdf EDGAR PIA	IC Document

IC Title:

Form 1-E-Notification Under Regulation E; Rule 604-Filing or Notification on Form 1-E; Rule 605-Filing and Use of the Offering Circular

Agency IC Tracking Number:

270-221

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 239.200

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1807 (8-01)	Form 1-E	form1-e.pdf	http://www.sec.gov/about/forms/form1-e.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Notification of Exemption from Registration under the Securities Act of 1933--SEC.

FR Citation: 41 FR 41550

Number of Respondents: 1

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	2	2
Annual IC Time Burden (Hours)	200	200
Annual IC Cost Burden (Dollars)	100,000	100,000

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	09/28/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.