19h-1(a) – Notice of proposed admission or continuance of a person, notwithstanding a statutory disqualification

Rule 19h-1 - Notices by SROs of Proposed Admission to or Continuance in Membership or Participation or Association with a Member of any Person Subject to a Statutory Disqualification

OMB: 3235-0259

IC ID: 34710

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19h-1(a) – Notice of proposed admission or continuance of a person, notwithstanding a statutory disqualification TM-240-247
 
No Unchanged
 
Mandatory
 
17 CFR 240.19h-1(a)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

SEC-70  83 FR 6892

20 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 220 0 0 0 0 220
Annual IC Time Burden (Hours) 17,600 0 0 0 0 17,600
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
SEC SORN 70 SEC SORN 70.pdf 05/23/2019
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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