Information Collection

15Fh-3(e), (f) - Know Your Counterparty and Recommendations (SBS Dealers)

IC 218469 under ICR 202201-3235-011 · OMB 3235-0732.

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Information Collection (IC) Details

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IC Title:	15Fh-3(e), (f) - Know Your Counterparty and Recommendations (SBS Dealers)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Fh-3(e), (f)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 44	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	44	-6	50
Annual IC Time Burden (Hours)	5,610	-1,243	6,853
Annual IC Cost Burden (Dollars)	0	0	0

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