OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Rule 13e-1

ICR 202201-3235-031 · OMB 3235-0305 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
Filing Fee Proposed Release PRA Supporting Statement.Final.01-30-2022.pdf Supporting Statement A Uploaded 2022-01-31 Repair queued
February 5, 2020 EDAGR PIA.pdf Supplementary Document Uploaded 2022-01-27 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
34792 Rule 13e-1 Modified
ICR Details
3235-0305 202201-3235-031
Received in OIRA 201907-3235-014
SEC CF 270-255
Rule 13e-1
Revision of a currently approved collection   No
Regular 01/31/2022
  Requested Previously Approved
36 Months From Approved 08/31/2022
10 10
28 25
34,000 30,000
Rule 13e-1 was added to the Exchange Act to make it unlawful for an issuer who has received notice that it is the subject of a tender offer made under Section 14(d)(1) of the Act which has commenced under Rule 14d-2 to purchase any equity securities during the tender offer unless it first files a statement with the Commission containing the required information.
US Code: 15 USC 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78c, 78l, 78m, 78o(d), 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78ll Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a-8, 80a-24, 80a-29, 80a-37 Name of Law: Investment Company Act of 1940
  
None
3235-AL96 Proposed rulemaking 84 FR 71580 12/27/2019
No
1
IC Title Form No. Form Name
Rule 13e-1
  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 10 10 0 0 0 0
Annual Time Burden (Hours) 28 25 0 3 0 0
Annual Cost Burden (Dollars) 34,000 30,000 0 4,000 0 0
Yes
Changing Regulations
No
The proposed rule amendments would modernize filing fee disclosure and payment methods. The proposed amendments would revise most fee-bearing forms, schedules, statements, and related rules to require each fee table and accompanying disclosure to include all required information for fee calculation in a structured format using Inline XBRL. The proposed amendments also would add the option for fee payment via ACH and eliminate the option for fee payment via paper checks and money orders. Finally, the proposed amendments also would make other fee-related revisions. The Commission anticipates that the amendments would, in the aggregate, increase the burdens and costs on affected entities due to changes in fee calculation disclosure requirements and the new requirement to structure fee-related information. For purposes of the PRA, the Commission estimates that, for Rule 13e-1, the proposed amendments would result in an increase of 3 burden hours and an increase in the cost burden of $4,000 for the services of outside professionals.
$119,447,840
No
    Yes
    No
No
No
No
No
Mark Green 202 942-2910 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/31/2022