Investigational New Drug Regulations

Forms and Documents

Document	Type	Status	Availability
Form Form FDA 1571 CBER: Part 312 Subpart A - General Provisions; including applicability of requirements and requests for waivers	Form	Modified	Repair queued
0014 IND Regs SSA 2022 Rev.docx	Supporting Statement A	Uploaded 2022-02-18	Repair queued
0014 Getting Started Page PRA Statement.pdf	Supplementary Document	Uploaded 2021-04-01	Repair queued
0014 Change Request to FDA 1571 March 2021.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2021-03-12	Repair queued

IC Document Collections

IC ID	Collection	Type	Status	Form
5669	CBER: Part 312 Subpart A - General Provisions; including applicability of requirements and requests for waivers	Form	Modified
215564	CBER: IND Required Recordkeeping		Modified
189340	CDER: IND Required Recordkeeping		Modified
189333	CDER: 312 Subpart I - Expanded Access to Investigational Drugs for Treatment Use; including emergency use of IND		Removed
189332	CDER: 312 Subpart F - Miscellaneous provisions including import & export requirements and foreign clinical studies		Modified
189331	CDER: 312 Subpart D - Responsibilities of Sponsors and Investigators; including investigator reports and sponsor notifications		Modified
189330	CDER: 312 Subpart C - Administrative Actions; including sponsor requests to FDA		Modified
189329	CDER: 312 Subpart B - IND Application; including content and form, safety reports, and annual reports	Other-Agency Guidance Document	Modified
189328	CDER: 312 Subpart A - General Provisions; including applicability of requirements and requests for waivers		Modified
189326	CBER: Part 312 Subpart I - Expanded Access to INDs for Treatment Use; including emergency use of IND		Removed
189323	CBER: Part 312 Subpart F - Miscellaneous provisions including import & export requirements and foreign clinical stuides		Modified
189320	CBER: Part 312 Subpart D - Responsibilities of Sponsors and Investigators; including investigator reports and sponsor notifications		Modified
189319	CBER: Part 312 Subpart C - Administrative Actions; including sponsor requests to FDA		Modified
189313	CBER: Part 312 Subpart B - IND Application; including content and form, safety reports, and annual reports		Modified

ICR Details

OMB Control No: 0910-0014	ICR Reference No: 202202-0910-009
Status: Historical Active	Previous ICR Reference No: 202103-0910-010
Agency/Subagency: HHS/FDA	Agency Tracking No: CDER
Title: Investigational New Drug Regulations
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/28/2022
Retrieve Notice of Action (NOA)	Date Received in OIRA: 02/23/2022
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2025	36 Months From Approved	03/31/2022
Responses	236,076	0	242,259
Time Burden (Hours)	32,526,621	0	30,644,761
Cost Burden (Dollars)	0	0	0

---

Abstract: This information collection supports FDA regulations regarding investigational new drug applications. The IND requirements provide the means by which FDA can: (a) monitor the safety of ongoing clinical investigations; (b) determine whether the clinical testing of a drug should be authorized; (c) ensure production of reliable data on the metabolism and pharmacological action of the drug in humans; (d) obtain timely information on adverse reactions to the drug; (e) obtain information on side effects associated with increasing doses; (f) obtain information on the drug's effectiveness; (g) ensure the design of well-controlled, scientifically valid studies; and (h) obtain other information pertinent to determining whether clinical testing should be continued and information related to the protection of human subjects.

---

Authorizing Statute(s): US Code: 21 USC 301 et seq. Name of Law: Federal Food, Drug, and Cosmetic Act
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	86 FR 67060	11/24/2021
30-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 9058	02/17/2022
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 12

IC Title	Form No.	Form Name
CBER: IND Required Recordkeeping
CBER: Part 312 Subpart A - General Provisions; including applicability of requirements and requests for waivers	Form FDA 1572, Form FDA 1571, FDA 1571	Investigational New Drug Application ,   Statement of Investigator ,   Investigator e-Form screenshots
CBER: Part 312 Subpart B - IND Application; including content and form, safety reports, and annual reports
CBER: Part 312 Subpart C - Administrative Actions; including sponsor requests to FDA
CBER: Part 312 Subpart D - Responsibilities of Sponsors and Investigators; including investigator reports and sponsor notifications
CBER: Part 312 Subpart F - Miscellaneous provisions including import & export requirements and foreign clinical stuides
CBER: Part 312 Subpart I - Expanded Access to INDs for Treatment Use; including emergency use of IND
CDER: IND Required Recordkeeping
CDER: 312 Subpart A - General Provisions; including applicability of requirements and requests for waivers
CDER: 312 Subpart B - IND Application; including content and form, safety reports, and annual reports
CDER: 312 Subpart C - Administrative Actions; including sponsor requests to FDA
CDER: 312 Subpart D - Responsibilities of Sponsors and Investigators; including investigator reports and sponsor notifications
CDER: 312 Subpart F - Miscellaneous provisions including import & export requirements and foreign clinical studies
CDER: 312 Subpart I - Expanded Access to Investigational Drugs for Treatment Use; including emergency use of IND

---

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	236,076	242,259	0	0	-6,183	0
Annual Time Burden (Hours)	32,526,621	30,644,761	0	0	1,881,860	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The information collection reflects program changes and adjustments. We have revised the information collection to account for burden that may be incurred by respondents who choose to adopt or implement recommendations discussed in referenced agency guidance documents. We have also removed burden we attribute to information collection activity under part 312, subpart I: Expanded Access to Investigational Drugs for Treatment Use, as we are accounting for this in OMB control number 0910-0814, currently undergoing renewal. As a result of these changes and adjustments, the information collection reflects a decrease in annual responses and an increase in annual hours.

---

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 02/23/2022

---