Information Collection

Form PF and Rule 204(b)-1

IC 196787 under ICR 202202-3235-026 · OMB 3235-0679.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0679 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC2048 Form PF and Rule 204(b)-1	Form
SEC2048 Form PF formpf.pdf www.sec.gov/about/forms/formpf.pdf	Form
SEC2048 Form PF formpf.pdf www.sec.gov/about/forms/formpf.pdf	Form
secsorn50.pdf SEC SORN	IC Document
secsorn50.pdf SEC SORN	IC Document

IC Title:

Form PF and Rule 204(b)-1

Agency IC Tracking Number:

IM-270-636

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 279.9 17 CFR 275.204(b)-1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC2048	Form PF	formpf.pdf	http://www.sec.gov/about/forms/formpf.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Investment Adviser Records

FR Citation: 66 FR 7820

Number of Respondents: 3,388

Number of Respondents for Small Entity: 50

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	5,363	307	5,056
Annual IC Time Burden (Hours)	409,797	29	409,768
Annual IC Cost Burden (Dollars)	1,739,825	-1,889,025	3,628,850

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SEC SORN	secsorn50.pdf	03/27/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.