Information Collection

19h-1(a) – Notice of proposed admission or continuance of a person, notwithstanding a statutory disqualification

IC 34710 under ICR 202202-3235-027 · OMB 3235-0259.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0259 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
SEC SORN 70.pdf SEC SORN 70	IC Document
SEC SORN 70.pdf SEC SORN 70	IC Document

IC Title:

19h-1(a) â Notice of proposed admission or continuance of a person, notwithstanding a statutory disqualification

Agency IC Tracking Number:

TM-240-247

Is this a Common Form? No

IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.19h-1(a)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: SEC-70

FR Citation: 83 FR 6892

Number of Respondents: 20

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	220	220
Annual IC Time Burden (Hours)	17,600	17,600
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SEC SORN 70	SEC SORN 70.pdf	05/23/2019

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.