Application for Approval of Standardized or Nonstandardized Pre-Approved Defined Contribution Plans

Opinion Letter Applications for Pre-Approved Plans (Forms 4461, 4461-A, 4461-B, and 4461-C)

Documents and Forms

Document Name Document Type
Form 4461 Application for Approval of Standardized or Nonstandardized Pre-Approved Defined Contribution Plans Form and Instruction
4461 Application for Approval of Standardized or Nonstandardi f4461--2018-11-00.pdf Form and Instruction
4461 Application for Approval of Standardized or Nonstandardi f4461--2018-11-00.pdf Form and Instruction
Attachment I Attachment I for Application of Pre-approved Defined Con Attachment I.pdf Form and Instruction
Attachment I Attachment I for Application of Pre-approved Defined Con Attachment I.pdf Form and Instruction
Attachment I for E Attachment I for ESOP Provisions Attachment I for ESOP Provisions.pdf Form and Instruction
Attachment I for E Attachment I for ESOP Provisions Attachment I for ESOP Provisions.pdf Form and Instruction
2017 -41 IRB LEXIS 328.pdf Rev. Proc. 2017-41 IC Document
2017 -41 IRB LEXIS 328.pdf Rev. Proc. 2017-41 IC Document
2022-4461-Burden-2022-03-28 12-11-04.pdf Form 4461 Burden Calculation IC Document
2022-4461-Burden-2022-03-28 12-11-04.pdf Form 4461 Burden Calculation IC Document
2022-4461-ESOP-Burden-2022-03-28 12-47-45.pdf Attachment I for ESOP Burden Calculation IC Document
2022-4461-ESOP-Burden-2022-03-28 12-47-45.pdf Attachment I for ESOP Burden Calculation IC Document

Information Collection (IC) Details

IC Title:	Application for Approval of Standardized or Nonstandardized Pre-Approved Defined Contribution Plans	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 26 CFR 601.201

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	4461	Application for Approval of Standardized or Nonstandardized Pre-Approved Defined Contribution Plans	f4461--2018-11-00.pdf	Yes	Yes	Fillable Fileable
Form and Instruction	Attachment I	Attachment I for Application of Pre-approved Defined Contribution Plans	Attachment I.pdf	Yes	Yes	Fillable Fileable
Form and Instruction	Attachment I for ESOP Provisions	Attachment I for ESOP Provisions	Attachment I for ESOP Provisions.pdf	Yes	Yes	Fillable Fileable

Line of Business: General Government

Subfunction: Taxation Management

Privacy Act System of Records
Title: Treasury/IRS 34.037; Treasury/IRS 50.001; Treasury/IRS 50.003; Treasury/IRS 50.222	FR Citation: 80 FR 54063

Number of Respondents: 200	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 75 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	200	0	200
Annual IC Time Burden (Hours)	10,590	7,474	3,116
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
Rev. Proc. 2017-41	2017 -41 IRB LEXIS 328.pdf	07/11/2019
Form 4461 Burden Calculation	2022-4461-Burden-2022-03-28 12-11-04.pdf	03/28/2022
Attachment I for ESOP Burden Calculation	2022-4461-ESOP-Burden-2022-03-28 12-47-45.pdf	03/28/2022

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.