Information Collection

Application for Approval of Standardized or Nonstandardized Pre-Approved Defined Contribution Plans

IC 17051 under ICR 202203-1545-021 · OMB 1545-0169.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1545-0169 can be found here:

2025-08-01 - Extension without change of a currently approved collection

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 4461 Application for Approval of Standardized or Nonstandardized Pre-Approved Defined Contribution Plans	Form and Instruction
Form 4461 Application for Approval of Standardized or Nonstandardized Pre-Approved Defined Contribution Plans Application for Approval of Standardized or Nonstandardized Pre-Approved Defined Contribution Plans	Form and Instruction
Form Attachment I Attachment I for Application of Pre-approved Defined Contribution Plans Application for Approval of Standardized or Nonstandardized Pre-Approved Defined Contribution Plans	Form and Instruction
Form Attachment I for E Attachment I for ESOP Provisions Application for Approval of Standardized or Nonstandardized Pre-Approved Defined Contribution Plans	Form and Instruction
4461 Application for Approval of Standardized or Nonstandardi f4461--2018-11-00.pdf	Form and Instruction
4461 Application for Approval of Standardized or Nonstandardi f4461--2018-11-00.pdf	Form and Instruction
Attachment I Attachment I for Application of Pre-approved Defined Con Attachment I.pdf	Form and Instruction
Attachment I Attachment I for Application of Pre-approved Defined Con Attachment I.pdf	Form and Instruction
Attachment I for E Attachment I for ESOP Provisions Attachment I for ESOP Provisions.pdf	Form and Instruction
Attachment I for E Attachment I for ESOP Provisions Attachment I for ESOP Provisions.pdf	Form and Instruction
2017 -41 IRB LEXIS 328.pdf Rev. Proc. 2017-41	IC Document
2017 -41 IRB LEXIS 328.pdf Rev. Proc. 2017-41	IC Document
2022-4461-Burden-2022-03-28 12-11-04.pdf Form 4461 Burden Calculation	IC Document
2022-4461-Burden-2022-03-28 12-11-04.pdf Form 4461 Burden Calculation	IC Document
2022-4461-ESOP-Burden-2022-03-28 12-47-45.pdf Attachment I for ESOP Burden Calculation	IC Document
2022-4461-ESOP-Burden-2022-03-28 12-47-45.pdf Attachment I for ESOP Burden Calculation	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Application for Approval of Standardized or Nonstandardized Pre-Approved Defined Contribution Plans

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 26 CFR 601.201

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	4461	Yes	Yes	Fillable Fileable
Form and Instruction	Attachment I	Yes	Yes	Fillable Fileable
Form and Instruction	Attachment I for ESOP Provisions	Yes	Yes	Fillable Fileable

Federal Enterprise Architecture Business Reference Module

Line of Business: General Government

Subfunction: Taxation Management

Privacy Act System of Records

Title: Treasury/IRS 34.037; Treasury/IRS 50.001; Treasury/IRS 50.003; Treasury/IRS 50.222

FR Citation: 80 FR 54063

Number of Respondents: 200

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 75 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	200	0	200
Annual IC Time Burden (Hours)	10,590	7,474	3,116
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
Rev. Proc. 2017-41		07/11/2019
Form 4461 Burden Calculation		03/28/2022
Attachment I for ESOP Burden Calculation		03/28/2022

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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