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pdfINSTRUCTIONS MCS-150C
OMB No.: 2126-0013 Expiration: 07/31/2022
United States Department of Transportation
Federal Motor Carrier Safety Administration
Intermodal Equipment Provider Identification Report
(Application for USDOT Number)
INSTRUCTIONS for FORM MCS-150C
TOPICS
Federal Motor Carrier Safety Administration (FMCSA) Overview .................................................................................................................. i
Filing Options .......................................................................................................................................................................................................... ii
Step-by-Step Instructions ..................................................................................................................................................................................... ii
Where Can I Get Additional Help and Information? ....................................................................................................................................... iv
Intermodal Equipment Provider Identification Report (MCS-150C Form) .................................................................................................. 1
FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION OVERVIEW
The FMCSA’s primary mission is to reduce crashes, injuries and fatalities involving large trucks and buses on our nation’s highways.
To carry out our mission, we:
• Develop and enforce data-driven regulations that balance motor carrier (truck and bus companies) safety with industry
efficiency;
• Harness safety information systems to focus on higher risk carriers in enforcing the safety regulations;
• Target educational messages to carriers, commercial drivers, and the public; and
• Partner with stakeholders, including Federal, State, and local enforcement agencies, the motor carrier industry, safety groups,
and organized labor on efforts to reduce bus and truck-related crashes.
In Section 4118 of the Safe, Accountable, Flexible, Efficient, Transportation Equity Act: A Legacy for Users (SAFETEA-LU), Congress
directed FMCSA to improve highway safety by issuing rules for intermodal equipment providers (IEPs) and their intermodal
equipment (IME).
On December 17, 2008, FMCSA published a final rule, Requirements for Intermodal Equipment Providers and for Motor Carriers and
Drivers Operating Intermodal Equipment. The regulations, for the first time, made IEPs subject to the Federal Motor Carrier Safety
Regulations (FMCSRs) and call for shared safety responsibility among IEPs, motor carriers, and drivers.
Among other things, the regulations require IEPs to: register and file an IEP Identification Report (MCS-150C); establish a systematic
inspection, repair, and maintenance program to assure the safe operating condition of each intermodal chassis; maintain
documentation of their maintenance program; mark each intermodal chassis offered for transportation in interstate commerce;
and provide a means to respond effectively to driver and motor carrier reports about intermodal chassis mechanical defects and
deficiencies.
Registering and filing an MCS-150C is an IEP’s first step toward complying with the requirements of the IEP rule. There are two ways to
do this:
1. For IEPs with Internet access, FMCSA encourages you to visit our website, www.fmcsa.dot.gov/registration/form-mcs-150cintermodal-equipment-provider-identification-report. The website includes an on-screen fillable MCS-150C form. After
completing the form, it must be printed out and signed. It can then be sent to FMCSA by mail, fax, or e-mail.
2. For applicants without Internet access, FMCSA can mail instructions, forms, and other materials designed to assist in the off-line
registration process. Please contact FMCSA at 1-800-832-5660 for assistance.
These instructions assume that the applicant has determined that a USDOT Number is required and that the MCS-150C form must be
submitted.
The website is a resource and will prove helpful as IEPs move toward complying with the new requirements.
INSTRUCTIONS MCS-150C • Page i of iv
Rev 12/15/2020
INSTRUCTIONS MCS-150C
OMB No.: 2126-0013 Expiration: 07/31/2022
FILING OPTIONS
After you have completed the application, there are three options for filing the necessary forms to obtain a USDOT Number. FMCSA
suggests making a copy of the application for the company’s files.
• Option 1: Filing Application by Mail.
o Mail completed application to:
Federal Motor Carrier Safety Adminisration
Attention: MC-RS, ATTN: IEP Registration
1200 New Jersey Avenue SE, Room W65-206
Washington, DC 20590
• Option 2: Filing Application by Fax.
o Fax completed application to:
Federal Motor Carrier Safety Adminisration
Attention: MC-RS, IEP Registration
202-366-3477
• Option 3: Filing Application by E-Mail.
o Scan the completed and signed application into PDF format.
o Upload the completed application to the web site at https://ask.fmcsa.dot.gov/app/ask/.
o Please place “IEP Registration” in the Subject line.
NOTE: Applications that are incomplete, unreadable, or unsigned will be rejected and returned via mail, which will delay the receipt of the company’s
USDOT Number.
STEP-BY-STEP INSTRUCTIONS
These instructions will assist in preparing a complete and accurate MCS-150C application. The instruction numbers below correspond
to the numbered items on the MCS-150C form. When completing the application, please print clearly in black or blue ink or type all
information.
Reason for Filing (Top of Form) — The information in the table below represents the valid reasons for filing the MCS-150C form. Select
one of the three reasons and mark its corresponding box at the top of the form under “Reason for Filing,” and complete all the items
on the form that are mandatory for the selected reason.
If you would like to:
Select the following under “Reason for Filing”:
Complete the following form items:
Obtain a USDOT Number – first
time filer.
NEW APPLICATION
All applicable items (1-22).
File the formal MCS-150C Biennial
Update, or update MCS-150C
information.
BIENNIAL UPDATE OR CHANGES
All applicable items 1-16, 21-22, and any
others where information has changed
since the company’s last update.
Notify FMCSA that the company
is no longer operating as an
intermodal equipment provider.
OUT OF BUSINESS NOTIFICATION
All applicable items 1-16 and 21-22.
NOTE: If the company was previously assigned a USDOT Number, do not submit this form to obtain a new USDOT Number. That is, if the company
currently has or has had at any time a USDOT Number, then the only valid reasons for completing this form are: out of business notification; biennial
update; or other changes to the company’s MCS-150C application information.
See instructions labeled “To find out if a company already has a USDOT Number” on page iv of this document.
If a sole proprietor owner/operator submits personal information for registration purposes to obtain a USDOT number or operating authority, this
information will be publicly available on FMCSA websites. This published information may include, but is not limited to, the sole proprietor owner/
operator’s home address, telephone number, and e-mail address when the contact information serves as the business contact information.
INSTRUCTIONS MCS-150C • Page ii of iv
INSTRUCTIONS MCS-150C
OMB No.: 2126-0013 Expiration: 07/31/2022
1. Legal Business Name — This is the legal name of the business entity that owns/controls the intermodal equipment provider
operation. The name entered here should be the full legal business name (the name on the incorporation certificate, partnership
agreement, tax records, etc.).
For example, if the company is a:
• Sole Proprietorship/Individual, enter the legal name, e.g., “John A. Doe”
• Partnership, enter the legal names of all partners, e.g., “John A. Doe and Jane B. Smith”
• Corporation, enter the name on the incorporation certificate (this name must include the type of corporation), e.g., “John Doe INC”,
“John Doe LLC”.
2. Doing Business As Name — Enter the company’s trade name if it is different from the company’s official business name (the name
entered in item 1). For example, if you entered “John A. Doe” in item 1 as the company’s official business name, but the trade
name, or “Doing Business As” name, is “John’s Trucking Company”, you would enter “John’s Trucking Company” in this item.
3-6. Principal Place of Business — Enter the physical address where the company is engaged in business operations related to
transportation and where safety records are maintained. This address will be used by FMCSA for on-site visits to intermodal
equipment providers for the purpose of conducting roadability reviews, investigations, and other activities. A P.O. Box is not
acceptable as a Principal Place of Business nor is the address of a consultant, service agent, or attorney of a Motor Carrier unless
the Motor Carrier engages in operations related to the transportation of persons or property at that location.
7. Colonia (Mexico Only) — If the company’s principal address (and safety records location) is in Mexico, enter the “Colonia” or
“Barrio” in Mexico.
8-11. Mailing Address — Enter the mailing address where the company wants all its FMCSA correspondence to be sent (this may be
a P.O. Box). If all parts of this address are the same as the “Principal Place of Business” (items 3-6), check the “Same as Principal
Address” button and skip items 8-11. However, if any parts of the mailing and principal addresses differ, check the “Mailing
address below” button and complete all items 8-11.
12. Colonia (Mexico Only) — If the company’s mailing address is in Mexico, enter the “Colonia” or “Barrio” in Mexico.
13. Principal Business Phone Number — Enter the primary telephone number, including area code, for the “Principal Place of
Business” (items 3-6). (This may be a cell phone number.)
14. Principal Contact Cell Phone Number — Enter the cell phone number, if any, including area code. If this is the same as the
“Principal Business Phone Number” (item 13), enter “Same”.
15. Principal Business Fax Number — Enter the company’s fax number, if any, including area code. This number is for the location
provided as “Principal Place of Business” (items 3-6) above. If there is no fax number available leave this item blank.
16. USDOT Number — If the company is a new applicant (that is, if it does not have a USDOT Number) check the “No” button. If
the company is not a new applicant (that is, if it already has a USDOT Number) check the “Yes” button and enter the company’s
USDOT Number.
17. Dun & Bradstreet Number — If the company has a Dun & Bradstreet identifier number, enter it. If you do not know the number,
visit www.dnb.com, or call Dun & Bradstreet at 1-800-999-3867.
18. IRS/Tax ID Number — Enter the Employer Identification Number (EIN) assigned to the Motor Carrier company by the Internal
Revenue Service. (Sole proprietor owner/operators who do not have an EIN may submit their SSN instead of EIN, but are
encouraged to obtain an EIN rather than using an SSN to register for a DOT number.)
19. E-Mail Address — Enter the e-mail address, if the company has one, for the official point of contact.
20. Number of Vehicles That Will Be Operated in the U.S. (Trailer Chassis Only) — Provide the total number of each type of
commercial motor vehicle (CMV) that the company uses in its U.S. operations. This must be broken out by the method used to
acquire the vehicle (owned, leased, or serviced).
OWNED: Any equipment offered for transportation that is the legal right of possession of the applicant; this includes but is not
limited to equipment for which the applicant is in contract to purchase.
LEASED: Any equipment offered for transportation that is not the legal right of possession or ownership of the applicant but
is under a lease agreement. This lease agreement includes trip leased (equipment leased for less than 30 days) or term leased
(equipment leased for 30 days or more). A lease is a contract whereby one party agrees to give to another party the use and
possession of equipment for a specified period of time as well as a specified fixed monetary sum.
SERVICED: Any entity that by its action or direction makes or keeps equipment fit for use, as by inspecting, adjusting, repairing,
maintaining, so that the equipment remains ready for use or release.
21. Enter name(s) of sole proprietor, officers, or partners and their titles — If the company’s legal business structure is “Sole
Proprietor,” then enter the owner’s name and title in the spaces provided; otherwise, enter the names of two company partners
if the company is a partnership or two corporate officers and their titles if the company is a corporation (for example, corporate
officers might include President, Vice President, Secretary, Treasurer).
INSTRUCTIONS MCS-150C • Page iii of iv
INSTRUCTIONS MCS-150C
OMB No.: 2126-0013 Expiration: 07/31/2022
22. Certification Statement — Print or type the name of the individual authorized to sign documents on behalf of the entity listed
in item 1 (Name of Intermodal Equipment Provider). This individual must sign, date, and print or type his/her name and title in the
spaces provided. The individual’s signature must match his/her name. The authorized signer in this item should match one of the
names provided in response to item 21.
NOTE: If this form is not signed and dated with a printed/typed name and title of an authorized individual, the application will be rejected and a USDOT
Number will not be assigned.
WHERE CAN I GET ADDITIONAL HELP AND INFORMATION?
For your convenience, the following is a list of helpful links, most of which are referenced in this instructions document. Information is
provided in English-only unless otherwise specified.
1. Downloadable IEP Registration Forms:
Go to www.fmcsa.dot.gov/registration/form-mcs-150c-intermodal-equipment-provider-identification-report.
2. To find out If a company already has a USDOT Number:
Call FMCSA toll-free at 1-800-832-5660 or go to https://safer.fmcsa.dot.gov/:
a. Under the section “FMCSA Searches” select “Company Snapshot.”
b. Select the option labeled “Name” and enter either the company’s “D.B.A. Name” (Doing Business As Name) or its Legal Name.
c. Click on the “Search” button.
d. The system will inform you whether a USDOT Number is assigned to the name entered.
3. To get a Dun & Bradstreet number or find out if a company already has one:
www.dnb.com.
4. For more definitions relating to Intermodal Equipment providers:
www.fmcsa.dot.gov/regulations/title49/section/390.5.
5. For general information regarding the Requirements for Intermodal Equipment Providers and for Motor Carriers and Drivers
Operating Intermodal Equipment, go to:
www.fmcsa.dot.gov/registration/form-mcs-150c-intermodal-equipment-provider-identification-report.
INSTRUCTIONS MCS-150C • Page iv of iv
FORM MCS-150C
OMB No.: 2126-0013 Expiration: 07/31/2022
Please note, the expiration date as stated on this form relates to the process for renewing the Information Collection Request for this
form with the Office of Management and Budget. This requirement to collect information as requested on this form does not expire.
For questions, please contact the Office of Registration and Safety Information, Registration, Licensing, and Insurance Division.
The collection of this information is authorized under the provisions of 49 CFR, Parts 390-399.
A federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply
with a collection of information subject to the requirements of the Paperwork Reduction Act unless that collection of information displays a current valid
OMB Control Number. The OMB Control Number for this information collection is 2126-0013. Public reporting for this collection of information is
estimated to be approximately 20 minutes per response (and 7.5 minutes for the biennial update), including the time for reviewing instructions, gathering
the data needed, and completing and reviewing the collection of information. All responses to this collection of information are mandatory. Send comments
regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to: Information
Collection Clearance Officer, Federal Motor Carrier Safety Administration, MC-RRA, Washington, D.C. 20590.
United States Department of Transportation
Federal Motor Carrier Safety Administration
Intermodal Equipment Provider Identification Report
(Application for USDOT Number)
FORM MCS-150C
REASON FOR FILING (select only one):
New Application
Biennial Update or Changes
Out of Business Notification
1. LEGAL BUSINESS NAME:
2. DOING BUSINESS AS NAME (if different from Legal Business Name):
3-7. PRINCIPAL PLACE OF BUSINESS:
3. STREET ADDRESS/ROUTE NUMBER
8-12. MAILING ADDRESS:
4. CITY
Same as Principal Address
8. STREET ADDRESS/ROUTE NUMBER
9. CITY
5. STATE/PROVINCE
6. ZIP CODE
7. COLONIA (Mexico only)
11. ZIP CODE
12. COLONIA (Mexico only)
Mailing address below:
10. STATE/PROVINCE
13-15. CONTACT NUMBERS:
13. PRINCIPAL BUSINESS PHONE NUMBER
14. PRINCIPAL CONTACT CELL PHONE NUMBER 15. PRINCIPAL BUSINESS FAX NUMBER
16. HAVE YOU EVER BEEN ISSUED A USDOT NUMBER BY THE FEDERAL MOTOR CARRIER ADMINISTRATION?
Yes
No
If yes, enter your USDOT Number:
17-18. IDENTIFICATION NUMBERS:
17. DUN & BRADSTREET NUMBER
18. IRS/TAX ID NUMBER
(see instructions before completing this section)
19. E-MAIL ADDRESS:
20. NUMBER OF VEHICLES THAT CAN BE OPERATED IN THE U.S. (TRAILER CHASSIS ONLY)
Owned
Leased
Serviced
FORM MCS-150C • Page 1 of 2
Rev 12/15/2020
FORM MCS-150C
OMB No.: 2126-0013 Expiration: 07/31/2022
21. PLEASE ENTER NAME(S) OF SOLE PROPRIETOR, PARTNERS, OR OFFICERS AND TITLES
(e.g., president, treasurer, general partner, limited partner)
1.
2.
(please type or print names)
22. CERTIFICATION STATEMENT (to be completed by authorized official):
I,
(please type or print name)
, certify that I am familiar with the Federal Motor Carrier Safety Regulations and/or Federal
Hazardous Materials Regulations. Under penalties of perjury, I declare that the information entered on this report is, to the best of my
knowledge and belief, true, correct, and complete.
Signature:
Title:
(please type or print)
FORM MCS-150C • Page 2 of 2
Date:
File Type | application/pdf |
File Title | FMCSA Form MCS-150C |
Subject | Intermodal Equipment Provider Identification Report (Application for USDOT Number) |
File Modified | 2020-12-15 |
File Created | 2020-12-15 |