Information Collection

Tips, Complaints and Referral Database-TCR

IC 194909 under ICR 202203-3235-004 · OMB 3235-0672.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0672 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Tips, Complaints and Referral Database-TCR	Form and Instruction
NEW Online EDC TCR 082117.pdf denebleo.sec.gov/TCRExternal/index.xhtml	Form and Instruction
NEW Online EDC TCR 082117.pdf denebleo.sec.gov/TCRExternal/index.xhtml	Form and Instruction
secsorn63.pdf SEC 63 Tips, Complaints, and Referrals (TCR) Records.	IC Document
secsorn63.pdf SEC 63 Tips, Complaints, and Referrals (TCR) Records.	IC Document
pia-tcr.pdf Privacy Impact Assessment- TCR	IC Document
pia-tcr.pdf Privacy Impact Assessment- TCR	IC Document

IC Title:

Tips, Complaints and Referral Database-TCR

Agency IC Tracking Number:

EN-270-621

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	N/A	N/A	NEW Online EDC TCR 082117.pdf	https://denebleo.sec.gov/TCRExternal/index.xhtml	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: SEC 63- Tips, Complaints, and Referrals (TCR) Records.

FR Citation: 76 FR 3021

Number of Respondents: 28,000

Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Change Due to Potential Violation of the PRA
Annual Number of Responses for this IC	28,000	12,000	16,000
Annual IC Time Burden (Hours)	14,000	6,000	8,000
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SEC 63 Tips, Complaints, and Referrals (TCR) Records.	secsorn63.pdf	09/18/2014
Privacy Impact Assessment- TCR	pia-tcr.pdf	06/12/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.