Rule 19d-1-Notices by Self-Regulatory Organizations of Final Disciplinary Actions, Denials, Bars, or Limitations Respecting Membership Association, Participation, or Access to Services, and

Rule 19d-1-SRO disciplinary actions, denial, bar, prohibition, or limitation of membership, summarily suspending a member and delisting a security

OMB: 3235-0206

IC ID: 34578

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Rule 19d-1-Notices by Self-Regulatory Organizations of Final Disciplinary Actions, Denials, Bars, or Limitations Respecting Membership Association, Participation, or Access to Services, and
 
No Modified
 
Mandatory
 
17 CFR 240.19d-1

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

SEC-70 SORN  83 FR 6892

19 0
   
Private Sector Not-for-profit institutions
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 912 0 0 -438 0 1,350
Annual IC Time Burden (Hours) 912 0 0 -438 0 1,350
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
SORN-70 SEC SORN 70.pdf 06/18/2019
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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