Information Collection

U.S. Securities and Exchange Commission (SEC)/Division of Investment Management (IM) Post Event Survey

IC 255341 under ICR 202203-3235-026 · OMB 3235-0731.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0731 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
2022-08 IM_Event_Survey_Questions (Final).docx	Other-Survey
2022-08 IM Request for Clearance Fast Track Post Event Survey (8_12).docx Fast Track Approval Form Request For Clearance	IC Document

IC Title:

U.S. Securities and Exchange Commission (SEC)/Division of Investment Management (IM) Post Event Survey

Agency IC Tracking Number:

IC Status: New

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-Survey			2022-08 IM_Event_Survey_Questions (Final).docx		Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 600

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	600	600
Annual IC Time Burden (Hours)	50	50
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
Fast Track Approval Form Request For Clearance	2022-08 IM Request for Clearance Fast Track Post Event Survey (8_12).docx	08/17/2022

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.