Form FR Y-8 FR Y-8 Holding Company Report of Insured Depository Institution

FR Y- 8
OMB Number 7100-0126
Approval expires March 31, 2022
Page 1 of 3

Board of Governors of the Federal Reserve System

Holding Company Report of Insured Depository
Institutions' Section 23A Transactions with Affiliates—FR Y- 8
Report at the close of business as of the last calendar day of the quarter
This Report is required by law: Section 5(c) of the Bank Holding
Company Act (12 U.S.C. § 1844(c)) and Section 225.5(b) of
Regulation Y (12 C.F.R. § 225.5(b)). The Federal Reserve System
regards the individual bank information provided by each
respondent as confidential. If it should be determined subsequently
that any information collected on this form must be released,
respondents will be notified.

NOTE: The Holding Company Report of Insured Depository
Institutions' Section 23A Transactions with Affiliates must be
signed by an authorized officer of the holding company.

The Federal Reserve may not conduct or sponsor, and an
organization (or a person) is not required to respond to, a collection
of information unless it displays a currently valid OMB control number.
The Holding Company Report of Insured Depository Institutions'
Section 23A Transactions with Affiliates should be prepared in
accordance with the instructions provided by the Federal
Reserve System.
Date of Report:
Month / Day / Year (BIDI 9999)

I, the undersigned officer of the holding company, attest that the
Holding Company Report of Insured Depository Institutions'
Section 23A Transactions with Affiliates for this report date have
been prepared in conformance with the instructions issued by the
Federal Reserve System and are true and correct to the best of
my knowledge and belief.

Printed Name of Officer (BIDI C490)

Legal Title of the Top-Tier Holding Company (RSSD 9017)

Title (BIDI C491)

(Mailing Address of the Holding Company) Street / PO Box (RSSD 9110)

Signature of Officer (BIDI H321)

City (RSSD 9130)

State (RSSD 9200) Zip Code (RSSD 9220)

Date of Signature (MM/DD/YYYY) (BIDI J196)

Person to whom questions about this report should be directed:

Name / Title (BIDI 8901)

Area Code / Phone Number (BIDI 8902)

For Federal Reserve Bank Use Only
BHC RSSD ID
BANK RSSD ID

Area Code / FAX Number (BIDI 9116)

E-mail Address of Contact (BIDI 4086)

Public reporting burden for this information collection is estimated at an average of 7.8 hours per response, including time to gather and maintain data in the required form and to review
instructions and complete the information collection. Comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing the
burden, may be sent to Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551, and to the Office of Management and Budget,
Paperwork Reduction Project (7100-0126), Washington, DC 20503.

03/2019

FR Y-8
Page 2 of 3

Legal Name of Insured Depository Institution (TEXT 9012)

(Mailing Address of Insured Depository Institution) Street / PO Box (TEXT 9013)

City (TEXT 9024)

State (TEXT 9026)

Zip Code (TEXT 9027)

Report at the close of business
Month / Day / Year

This report is to be completed by the holding company for each insured depository institution.

Part I
Please check this box if the insured depository institution has covered transactions
with financial subsidiaries only. Do not complete items 1 and 2.
All holding companies (including financial holding companies) with insured depository institutions that have covered transactions with
affiliates other than financial subsidiaries must report items 1 and 2 and Memorandum item 1.
(Column A)
Aggregate Amount at the
End of the Calendar
Quarter

Dollar Amounts in Thousands
1. Covered transactions subject to section 23A collateral requirements
(Exclude transactions between the insured depository institution and
financial subsidiaries) ......................................................................
2. Covered transactions not subject to section 23A collateral requirements
(Exclude transactions between the insured depository institution and
financial subsidiaries) .....................................................................

BIDI

Amount

(Column B)
Maximum Aggregate
Amount during the
Calendar Quarter
BIDI

Amount

B968

B969

1.

B970

B971

2.

Please check this box if the insured depository institution does not control a financial subsidiary.
Do not complete items 3 through 7.
All holding companies (including financial holding companies) with insured depository institutions that control a financial subsidiary
must report items 3 through 7 and Memorandum item 1.
Dollar Amounts in Thousands
3. Covered transactions subject to section 23A collateral requirements
between the insured depository institution and financial subsidiaries
(Exclude transactions reported in items 5 and 6) ...................................
4. Covered transactions not subject to section 23A collateral requirements
between the insured depository institution and financial subsidiaries
(Exclude transactions reported in items 5 and 6) ...................................
5. Purchase of, or investment in, securities issued by financial subsidiaries of
insured depository institutions by the insured depository institution:
a. Equity securities (Exclude retained earnings) ....................................
b. Debt securities ............................................................................
6. Purchase of, or investment in, securities issued by financial subsidiaries of
insured depository institutions by affiliates of the insured depository
institution:
a. Equity securities (Exclude retained earnings) ....................................
b. Debt securities ............................................................................
7. Loans or other extensions of credit by affiliates of the insured depository
institution to the financial subsidiaries of the insured depository institution
(not subject to section 23A) ...............................................................

BIDI

Amount

BIDI

Amount

B972

B973

3.

B974

B975

4.

B976
B977

5.a.
5.b.

B978

6.a.
6.b.

B979

B980

7.

B981

Memorandum
Dollar Amounts in Thousands

BIDI

1. Maximum aggregate amount for all covered transactions included in items 1 through 6 for any single
day during the calendar quarter .........................................................................................

C450

Amount

M.1.

06/2018

FR Y-8
Page 3 of 3

Part II
All holding companies (including financial holding companies) with insured depository institutions that engage in derivative transactions
with affiliates must report items 1 through 3. (Exclude credit derivatives that are included in Part I.)
Aggregate Amount at the
End of the Calendar
Quarter

Dollar Amounts in Thousands

BIDI

1. Positive fair value of derivative contracts between the insured depository institution and its affiliates ...... C451
2. Amount of collateral pledged to the insured depository institution to secure derivative contracts
between the insured depository institution and its affiliates ............................................................ C452
3. Notional amount of derivative contracts between the insured depository institution and its affiliates........ C453

Amount

1.
2.
3.

06/2018