OSH Tobacco Ingredient Reporting Instructions Web Page

0920 0338 Att 6a OSH Tobacco Ing Rep Instructions Web Page Final.pdf

Annual Submission of the Ingredients Added to, and the Quantity of Nicotine Contained in, Smokeless Manufactured, Imported, or Packaged in the U.S.

OSH Tobacco Ingredient Reporting Instructions Web Page

OMB: 0920-0338

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CDC - Tobacco Industry and Products - Reporting Instructions - Smoking & Tobacco Use

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Tobacco Ingredient and Nicotine Reporting
Reporting Instructions
The requirements for submission and the format for submitting the Ingredient Report for cigarettes
and the the Ingredient and Nicotine Reports for smokeless tobacco, and a specification of the
quantity of nicotine for smokeless tobacco, are available in the Federal Register.
(https://www.federalregister.gov/)

Certification
Deadline:
As detailed in 64 FR 14086, March 23, 1999 (http://frwebgate.access.gpo.gov/cgi-bin/getdoc.cgi?
dbname=1999_register&docid=99-7022-filed)

; and 66 FR 17559, April 2, 2001

(http://www.access.gpo.gov/su_docs/fedreg/a010402c.html)

, all submissions required under the

Federal Cigarette Labeling and Advertising Act (FCLAA) and Comprehensive Smokeless Tobacco
Health Education Act (CSTHEA) for cigarettes and smokeless tobacco are due upon initial
importation and annually thereafter by March 31. Submissions to CDC‘s Office on Smoking and
Health are reflective of ingredient information required by FCLAA and CSTHEA during the previous
calendar year.
Once an accurate submission of an Ingredient Report and Nicotine Report (where applicable) have
been received, CDC will issue a Certificate of Compliance valid until March 31 of the following year.
Note: All faxed submissions should be immediately followed with a mailed original.

Report Format:
CDC requests all submissions be on letterhead of the manufacturer, packager, importer, respective
counsel, or designated individual or entity.
Because CDC cannot ensure the confidentiality of information submitted via e-mail, that is not an
acceptable format. However, submission of data by way of mailing a CD, 3-inch floppy disk, or
thumb drive is acceptable.
Reports may also be submitted via facsimile, but all faxed lists should be followed-up with a mailed

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original.
To the best of our knowledge, laboratory analysis is not available that will provide a complete
representation of the ingredients added to tobacco in the manufacture of cigarettes or smokeless
tobacco. Laboratory analysis in lieu of the Ingredient Report is not acceptable.
Note: If no ingredients are added to tobacco in the manufacture of cigarettes or smokeless tobacco,
a statement to that effect must be submitted in writing.
Recommended Formats for Reporting
Contact information for submissions to OSH

Categories:
The reporting status of manufacturers, packagers, and importers will be coded by CDC as either
“compliant,” “noncompliant,” or “inactive.”
Compliant
Importers of cigarettes and smokeless tobacco products must submit a list of ingredients added to
tobacco in the manufacture of the product upon initial importation of said product. Additionally, all
manufacturers, packagers, and importers must annually submit by March 31 a list of ingredients
added to tobacco in the manufacture of cigarettes and smokeless tobacco products during the
previous calendar year.
A Certificate of Compliance will be issued for submissions that meet all of the following
requirements:
• The submission clearly states on whose behalf the submission is made.
• The list of ingredients, including chemical names and corresponding Chemical Abstract Service
(CAS) registry numbers, added to tobacco in the manufacture of cigarettes and/or smokeless
tobacco products is complete and without error.

Example:
Chemical Name: Menthol
CAS Number: 89–78–1
• The submission is signed and certified as correct by the submitter.
• The submission for smokeless tobacco products contains a specification of the quantity of
nicotine through the reporting of the amount of total nicotine, amount of unionized nicotine and
percentage of unionized nicotine, total moisture, and pH for each smokeless product.
Noncompliant

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Failure to provide the annual Ingredient Report and Nicotine Report (for smokeless tobacco) by the
March 31 deadline and failure to correct inadequacies or errors in a submission within 60 days of
notification will result in CDC deeming the manufacturer, packager, or importer noncompliant.
In addition, if a report is submitted by a designated individual, the manufacturer, packager, or
importer on whose behalf the report is submitted must be identified with the submission.
Otherwise, the company will be deemed noncompliant.
Noncompliant status will be changed upon receipt of required information.
Inactive
Companies are encouraged to inform CDC if they are no longer manufacturing, packaging, or
importing tobacco products. CDC communicates with other federal agencies involved in the
regulation of tobacco products and will share the information of a company’s status as appropriate.
Other Requirements
In addition to the requirements detailed here, manufacturers, packagers, and importers of tobacco
products may have additional legal obligations to consider. Although not an exhaustive list, other
federal agencies that may have applicable laws include the Alcohol and Tobacco Tax and Trade
Bureau (TTB), U.S. Customs (Customs), and the Federal Trade Commission (FTC).
Contact Information

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Page last reviewed: February 20, 2018
Page last updated: May 29, 2009
Content source: Office on Smoking and Health (/tobacco/about/osh/), National Center for Chronic Disease
Prevention and Health Promotion (/chronicdisease/)

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