Information Collection

Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants (OMB Control Number 3038-0088)

IC 196051 under ICR 202204-3038-005 · OMB 3038-0088.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0088 can be found here:

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Information Collection (IC) Details

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IC Title:	Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants (OMB Control Number 3038-0088)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23.500 to 23.505

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 107	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	134,178	2,508	131,670
Annual IC Time Burden (Hours)	672,388	12,568	659,820
Annual IC Cost Burden (Dollars)	0	0	0

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