Information Collection

Confirmation, Portfolio Reconciliation, and Portfolio Compression (OMB Control Number 3038-0068)

IC 253111 under ICR 202204-3038-005 · OMB 3038-0088.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0088 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type

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IC Title:

Confirmation, Portfolio Reconciliation, and Portfolio Compression (OMB Control Number 3038-0068)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23.500 to 23.505

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 107

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	1,006,014	1,006,014
Annual IC Time Burden (Hours)	136,371	136,371
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.