30 Day Notice

Federal Register / Vol. 87, No. 155 / Friday, August 12, 2022 / Notices
encrypted database. Paper records are
kept in lockable metal file cabinets or in
a secured facility. Access to records is
limited to those whose official duties
require access.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:

These records are retrieved primarily
by the name of the individual, FEHB
health plan name, date of birth and/or
claim number of the individual to
whom they pertain but may be retrieved
by any personal identifier.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:

The disputed claims and complaints
records are subject to the NARAapproved records schedule NC1–146–
77–01 INS 4(b) relating to Healthcare
and Insurance claims correspondence,
correspondence with individuals or
carriers’ representatives on the
interpretation of contracts, and
settlement of Federal employee claims
under health benefits and life insurance
plans.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:

Records in this system are protected
from unauthorized access and misuse
through various administrative,
technical, and physical security
measures. OPM security measures are in
compliance with the Federal
Information Security Modernization Act
of 2014 (Pub. L. 113–203), associated
OMB policies, and applicable standards
and guidance from the National Institute
of Standards and Technology (NIST).
Transmission of the data feed from
FEHB Carriers and Independent Medical
Reviewers to this system is encrypted in
compliance with NIST Federal
Information Processing Standards
Publication 197.

6. Signature.
Individuals requesting access must
also comply with OPM’s Privacy Act
regulations regarding verification of
identity and access to records (5 CFR
297). Medical or psychological records
may also be subject to 5 CFR 297.205.
CONTESTING RECORD PROCEDURES

Individuals wishing to request
amendment of their records in this
system of records may do so by writing
to the to the Office of Personnel
Management, Office of Privacy and
Information Management—FOIA, 1900
E Street NW, Room 5415, Washington,
DC 20415–7900 or by emailing foia@
opm.gov; ATTN: Healthcare and
Insurance. Requests for amendment of
records should include the words
‘‘PRIVACY ACT AMENDMENT
REQUEST’’ in capital letters at the top
of the request letter; if emailed, please
include those words in the subject line.
Individuals must furnish the following
information for their records to be
located:
1. Full name, including any former
name.
2. Date of birth.
3. Name and address of employing
agency or retirement system.
4. Precise identification of the
information to be amended.
5. Signature.
Individuals requesting amendment of
their records must also comply with
OPM’s Privacy Act regulations regarding
verification of identity and access to
records (5 CFR 297). OPM may refer
amendment requests to other entities
when those entities are the original
source of the record.
NOTIFICATION PROCEDURES

See ‘‘Record Access Procedures.’’
EXEMPTIONS PROMULGATED FOR THE SYSTEM

None.

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RECORD ACCESS PROCEDURES:

Individuals seeking notification of
and access to their records in this
system of records may do so by
submitting a request in writing to the
Office of Personnel Management, Office
of Privacy and Information
Management—FOIA, 1900 E Street NW,
Washington, DC 20415–7900 or by
emailing [email protected]; ATTN:
Healthcare and Insurance. Individuals
must furnish the following information
for their records to be located:
1. Full name, including any former
name.
2. Date of birth.
3. FDC Control Number, if known.
4. Reasonable specification of the
requested information.
5. The address to which the
information should be sent.

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HISTORY

OPM/Central–1, Civil Service
Retirement and Insurance Records, 73
FR 15013 (March 20, 2008), 80 FR 74815
(November 30, 2015).
[FR Doc. 2022–17392 Filed 8–11–22; 8:45 am]
BILLING CODE 6325–63–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–412, OMB Control No.
3235–0469]

Submission for OMB Review;
Comment Request: Extension; Rule
17Ad–17
Upon Written Request, Copies Available
From: Securities and Exchange

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49893

Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 17Ad–17 under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.).
Rule 17Ad–17 requires certain
transfer agents and broker-dealers to
make two searches for the correct
address of lost securityholders using an
information database without charge to
the lost securityholders. In addition,
paying agents are required to attempt to
notify lost payees at least once. In
addition, the entities also are required to
maintain records relating to the searches
and notifications.
The Commission staff estimates that
the rule applies to approximately 496
broker dealers and transfer agents, and
3,113 paying agent entities, including
carrying firms, transfer agents,
indenture trustees, custodians, and
approximately 10% of issuers. The
Commission staff estimates that the total
annual burden for searches is
approximately 183,813 hours and the
total annual burden for paying agent
notifications is approximately 38,913
hours. In addition, approximately 5,968
burden hours are associated with
recordkeeping, representing an annual
burden of 4,411 hours for the brokerdealers and transfer agents, and 1,557
for paying agents. The Commission staff
estimates that the aggregate annual
burden is therefore approximately
228,694 hours (183,813 + 38,913 +
5,968).
In addition, the Commission staff
estimates that covered entities will
incur costs of approximately $6,617,298
annually, primarily as payment to third
party data base providers that will
search for the missing securityholders.
The retention period for the
recordkeeping requirement under Rule
17Ad–17 is not less than three years
following the date the notice is
submitted. The recordkeeping
requirement under this rule is
mandatory to assist the Commission in
monitoring compliance with the rule.
This rule does not involve the collection
of confidential information.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.

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49894

Federal Register / Vol. 87, No. 155 / Friday, August 12, 2022 / Notices

The public may view background
documentation for this information
collection at the following website:
>www.reginfo.gov<. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent by
September 12, 2022 to (i)
>MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov< and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o John Pezzullo, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: August 8, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–17314 Filed 8–11–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–447, OMB Control No.
3235–0504]

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Submission for OMB Review;
Comment Request: Extension; Rule
19b–4(e) and Form 19b–4(e)
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 19b–4(e) (17 CFR 240.19b–4(e))
under the Securities Exchange Act of
1934 (15 U.S.C 78a et seq.) (the ‘‘Act’’).
Rule 19b–4(e) permits a selfregulatory organization (‘‘SRO’’) to list
and trade a new derivative securities
product without submitting a proposed
rule change pursuant to Section 19(b) of
the Act (15 U.S.C. 78s(b)), so long as
such product meets the criteria of Rule
19b–4(e) under the Act. However, in
order for the Commission to maintain an
accurate record of all new derivative
securities products traded on the SROs,
Rule 19b–4(e) requires an SRO to file a
summary form, Form 19b–4(e), to notify
the Commission when the SRO begins
trading a new derivative securities
product that is not required to be
submitted as a proposed rule change to

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the Commission. Form 19b–4(e) should
be submitted within five business days
after an SRO begins trading a new
derivative securities product that is not
required to be submitted as a proposed
rule change. In addition, Rule 19b–4(e)
requires an SRO to maintain, on-site, a
copy of Form 19b–4(e) for a prescribed
period of time.
This collection of information is
designed to allow the Commission to
maintain an accurate record of all new
derivative securities products traded on
the SROs that are not deemed to be
proposed rule changes and to determine
whether an SRO has properly availed
itself of the permission granted by Rule
19b–4(e). The Commission reviews SRO
compliance with Rule 19b–4(e) through
its routine inspections of the SROs.
The respondents to the collection of
information are SROs (as defined by the
Act), all of which are national securities
exchanges. As of April 8, 2022 there
were 24 entities registered as national
securities exchanges with the
Commission. The Commission receives
an average total of 2,331 responses per
year, which corresponds to an estimated
annual hour burden of approximately
2,331 hours (2,331 responses × 1 hour
per response). At an average hourly cost
of $72, the aggregate related internal
cost of compliance for Rule 19b–4(e) is
approximately $167,832 per year (2,331
burden hours multiplied by $72/hour).
Compliance with Rule 19b–4(e) is
mandatory. Information received in
response to Rule 19b–4(e) shall not be
kept confidential; the information
collected is public information.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website,
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent by
September 12, 2022 to (i)
www.reginfo.gov/public/do/PRAMain
and (ii) David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or by sending an email to:
[email protected].

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Dated: August 8, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–17308 Filed 8–11–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–95445; File No. SR–MEMX–
2022–10]

Self-Regulatory Organizations; MEMX
LLC; Notice of Filing of Amendment
No. 1 and Order Granting Accelerated
Approval of a Proposed Rule Change,
as Modified by Amendment No. 1, To
Adopt Rules To Govern the Trading of
Options on the Exchange for a New
Facility Called MEMX Options
August 8, 2022.

I. Introduction
On April 21, 2022, MEMX LLC
(‘‘MEMX’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to adopt rules to establish a
facility to trade options, which will be
named MEMX Options. The proposed
rule change was published for comment
in the Federal Register on May 10,
2022.3 In its filing, MEMX consented to
an extension of time for Commission
action to ninety (90) days after the date
of publication of the proposal.4 On
August 8, 2022, the Exchange filed
Amendment No. 1 to the proposed rule
change.5 This order approves the
proposed rule change, as modified by
Amendment No. 1, on an accelerated
basis.
1 15

U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 94847
(May 4, 2022), 87 FR 28064 (‘‘Notice’’). The
Commission received one comment letter on the
proposed rule change. See Letter from Andrew
Robinson, dated May 5, 2022, available at https://
www.sec.gov/comments/sr-memx-2022-10/
srmemx202210-289458.htm. The comments
expressed by the commenter are not relevant to the
proposed rule change.
4 See Item 6 of MEMX’s Rule 19b–4 filing. See
also Notice, supra note 3, at 28076, n.37.
5 Amendment No. 1 superseded and replaced the
original filing. In Amendment No. 1, the Exchange
proposes non-material revisions to the proposed
rule text and added additional detail to the filing.
See infra Section VI. When it submitted
Amendment No. 1, the Exchange also submitted it
as a comment letter to the filing, available at:
https://www.sec.gov/comments/sr-memx-2022-10/
srmemx202210.htm.
2 17

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