60 Day Notice

3235-0131.pdf

Rule 17a-7; Records of non-resident brokers or dealers.

60 Day Notice

OMB: 3235-0131

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Federal Register / Vol. 87, No. 89 / Monday, May 9, 2022 / Notices

Issued in Washington, DC, by.
Stephanie Cibinic,
Deputy Assistant General Counsel for
Regulatory Affairs, Pension Benefit Guaranty
Corporation.
[FR Doc. 2022–09895 Filed 5–6–22; 8:45 am]
BILLING CODE 7709–02–P

POSTAL REGULATORY COMMISSION
[Docket No. CP2022–58; Order No. 6165]

Competitive Postal Products
Postal Regulatory Commission.
ACTION: Notice.
AGENCY:

The Commission is
recognizing a recent filing by the Postal
Service of specific rates for its Inbound
Letter Post Small Packets and Bulky
Letters product effective January 1,
2023. This notice informs the public of
the filing, invites public comment, and
takes other administrative steps.
DATES: Comments are due: May 13,
2022.
ADDRESSES: Submit comments
electronically via the Commission’s
Filing Online system at http://
www.prc.gov. Those who cannot submit
comments electronically should contact
the person identified in the FOR FURTHER
INFORMATION CONTACT section by
telephone for advice on filing
alternatives.
FOR FURTHER INFORMATION CONTACT:
David A. Trissell, General Counsel, at
202–789–6820.
SUPPLEMENTARY INFORMATION:
SUMMARY:

Table of Contents
I. Introduction
II. Contents of Filing
III. Administrative Actions
IV. Ordering Paragraphs

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II. Contents of Filing
In its Notice, the Postal Service
proposes new prices for the Inbound
Letter Post Small Packets and Bulky
1 Notice

of the United States Postal Service of
Rates Not of General Applicability for Inbound EFormat Letter Post, and Application for Non-Public
Treatment, April 29, 2022, at 1 (Notice).

17:35 May 06, 2022

III. Administrative Actions
The Commission establishes Docket
No. CP2022–58 for consideration of
matters raised by the Notice and
appoints Katalin K. Clendenin to serve
as Public Representative in this docket.
The Commission invites comments on
whether the Postal Service’s filing is
consistent with 39 U.S.C. 3632, 3633,
and 39 CFR 3035.105 and .107.
Comments are due no later than May 13,
2022. The public portions of the filing
can be accessed via the Commission’s
website (http://www.prc.gov).
IV. Ordering Paragraphs

I. Introduction
On April 29, 2022, the Postal Service
filed a notice of rates not of general
applicability for Inbound Letter Post
Small Packets and Bulky Letters
(Inbound E-format Letter Post) effective
January 1, 2023.1 The Postal Service
requests that the Commission favorably
review the proposed prices so that the
Postal Service may submit the prices to
the Universal Postal Union (UPU) before
the June 1, 2022 deadline. Notice at 5.

VerDate Sep<11>2014

Letters product. Id. at 2. Under the UPU,
by June 1, 2022, the Postal Service may
submit self-declared rates for Inbound
Letter Post Small Packets and Bulky
Letters that would take effect on January
1, 2023.2 The Postal Service states that
the proposed prices comply with 39
U.S.C. 3633. Notice at 4. To support its
proposed Inbound Letter Post Small
Packets and Bulky Letters prices, the
Postal Service filed the proposed prices;
a copy of the certification required
under 39 CFR 3015.5(c)(2); and a
redacted copy of Governors’ Decision
No. 19–1. Id. at 5; see id. Attachments
2–4. The Postal Service also filed
redacted financial workpapers. Notice at
5.
In addition, the Postal Service filed an
unredacted copy of Governors’ Decision
No. 19–1, the unredacted new prices,
and related financial information under
seal. Id. at 4–5. The Postal Service also
provided an application for non-public
treatment of materials filed under seal
filed pursuant to 39 CFR part 3011. Id.
at 4; see id. Attachment 1.

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It is ordered:
1. The Commission establishes Docket
No. CP2022–58 for consideration of the
matters raised by the Postal Service’s
Notice.
2. Comments are due no later than
May 13, 2022.
3. Pursuant to 39 U.S.C. 505, Katalin
K. Clendenin will serve as an officer of
the Commission (Public Representative)
to represent the interests of the general
public in these dockets.
4. The Secretary shall arrange for
publication of this order in the Federal
Register.
2 Id.; Universal Postal Convention (UPU
Convention) Article 29.1. The UPU Convention is
available at, https://www.upu.int/UPU/media/upu/
files/aboutUpu/acts/actsOfCurrentCycle/actsLast
CongressActsEn.pdf.

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By the Commission.
Erica A. Barker,
Secretary.
[FR Doc. 2022–09851 Filed 5–6–22; 8:45 am]
BILLING CODE 7710–FW–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–147, OMB Control No.
3235–0131]

Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Rule 17a–7

Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) (‘‘PRA’’), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 17a–7 (17 CFR
240.17a–7) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (‘‘Exchange Act’’). The
Commission plans to submit this
existing collection of information to the
Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Rule 17a–7 requires a non-resident
broker-dealer (generally, a broker-dealer
with its principal place of business in a
place not subject to the jurisdiction of
the United States) registered or applying
for registration pursuant to Section 15 of
the Exchange Act to maintain—in the
United States—complete and current
copies of books and records required to
be maintained under any rule adopted
under the Exchange Act and furnish to
the Commission a written notice
specifying the address where the copies
are located. Alternatively, Rule 17a–7
provides that non-resident brokerdealers may file with the Commission a
written undertaking to furnish the
requisite books and records to the
Commission upon demand within 14
days of the demand.
There are approximately 30 nonresident brokers and dealers. Based on
the Commission’s experience, the
Commission estimates that the average
amount of time necessary to comply
with Rule 17a–7 is one hour per year.
Accordingly, the total industry-wide
reporting burden is approximately 30
hours per year. Assuming an average
cost per hour of approximately $319 for
a compliance manager, the total internal

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Federal Register / Vol. 87, No. 89 / Monday, May 9, 2022 / Notices
cost of compliance for the respondents
is approximately $9,570 per year.1
Written comments are invited on: (a)
Whether the collection of information is
necessary for the proper performance of
the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
Commission’s estimate of the burden of
the collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted by
July 8, 2022.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
[email protected].
Dated: May 3, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.

(Authority: 5 U.S.C. 552b.)
Dated: May 5, 2022.
Vanessa A. Countryman,
Secretary.

[FR Doc. 2022–09845 Filed 5–6–22; 8:45 am]
BILLING CODE 8011–01–P

[FR Doc. 2022–10029 Filed 5–5–22; 4:15 pm]

SECURITIES AND EXCHANGE
COMMISSION

BILLING CODE 8011–01–P

Sunshine Act Meetings
TIME AND DATE:

2:00 p.m. on Thursday,

May 12, 2022.
The meeting will be held via
remote means and/or at the
Commission’s headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: This meeting will be closed to
the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters also may be present.
In the event that the time, date, or
location of this meeting changes, an

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PLACE:

1 $319 per hour for a compliance manager is from
SIFMA’s Management & Professional Earnings in
the Securities Industry 2013, modified by
Commission staff for an 1800-hour work-year,
multiplied by 5.35 to account for bonuses, firm size,
employee benefits, and overhead, and adjusted for
inflation.

VerDate Sep<11>2014

17:35 May 06, 2022

announcement of the change, along with
the new time, date, and/or place of the
meeting will be posted on the
Commission’s website at https://
www.sec.gov.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
and (10) and 17 CFR 200.402(a)(3),
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
(a)(10), permit consideration of the
scheduled matters at the closed meeting.
The subject matter of the closed
meeting will consist of the following
topics:
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings;
Resolution of litigation claims; and
Other matters relating to examinations
and enforcement proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting agenda items that
may consist of adjudicatory,
examination, litigation, or regulatory
matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information; please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.

Jkt 256001

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–94841; File No. SR–MEMX–
2022–02]

Self-Regulatory Organizations; MEMX
LLC; Notice of Withdrawal of a
Proposed Rule Change To Amend the
Exchange’s Fee Schedule to Adopt
Connectivity Fees
May 3, 2022.

On March 1, 2022, MEMX LLC
(‘‘MEMX’’) filed with the Securities and
Exchange Commission (‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 1 and
Rule 19b–4 thereunder,2 a proposed rule
change to amend its Fee Schedule to
adopt Connectivity Fees. The proposed
rule change was immediately effective
upon filing with the Commission
pursuant to Section 19(b)(3)(A) of the
1 15
2 17

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U.S.C. 78s(b)(1).
CFR 240.19b–4.

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27669

Act.3 The proposed rule change was
published for comment in the Federal
Register on March 21, 2022.4 On April
29, 2022, MEMX withdrew the proposed
rule change (SR–MEMX–2022–02).5
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–09858 Filed 5–6–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–94835; File No. SR–NYSE–
2021–44]

Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Withdrawal of Proposed Rule Change
To Amend NYSE Rules 7.31, 7.35,
7.35B, 7.35C, 98, and 104 Relating to
the Closing Auction
May 3, 2022.

On September 3, 2021, New York
Stock Exchange LLC (‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to amend Exchange Rules 7.31
(Orders and Modifiers), 7.35 (General),
7.35B (DMM-Facilitated Closing
Auctions), 7.35C (Exchange-Facilitated
Auctions), 98 (Operation of a DMM
Unit), and 104 (Dealings and
Responsibilities of DMMs) relating to
the Closing Auction. The proposed rule
change was published for comment in
the Federal Register on September 22,
2021.3
On November 1, 2021, pursuant to
Section 19(b)(2) of the Act,4 the
Commission extended the time period
within which to approve the proposed
rule change, disapprove the proposed
rule change, or institute proceedings to
3 15 U.S.C. 78s(b)(3)(A). A proposed rule change
may take effect upon filing with the Commission if
it is designated by the exchange as ‘‘establishing or
changing a due, fee, or other charge imposed by the
self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory
organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii).
4 See Securities Exchange Act Release No. 94419
(March 15, 2022), 87 FR 16046.
5 See Letter from Anders Franzon, General
Counsel, MEMX, to Vanessa Countryman,
Secretary, Commission, dated April 29, 2022.
6 17 CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 See Securities Exchange Act Release No. 93037
(Sept. 16, 2021), 86 FR 52719 (Sept. 22, 2021) (SR–
NYSE–2021–44).
4 15 U.S.C. 78s(b)(2).

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