Administrative Code of the City of New York
Sections 26-414 and 26-415
Section 26-414
Decontrol on basis of vacancy rate. Whenever the city rent agency shall find, after making such studies and investigations as it deems necessary for such purpose, or for processing an application supported by adequate proof filed by an interested party pursuant to regulation that the percentage of vacancies in all or any particular class of housing accommodations in the city, as such class is determined by the city rent agency, is five per centum or more, the controls imposed on rents and evictions by and pursuant to this chapter, with respect to the housing accommodations as to which such finding has been made, shall be forthwith scheduled for orderly decontrol, with due regard to preventing uncertainty, hardship and dislocation, by order of such agency; provided, however, that notwithstanding any provision of this section to the contrary, such agency shall not order the decontrol of any particular class of housing accommodations as to which it shall find that the percentage of vacancies is less than five per centum; provided, further, that no such order shall be made unless such agency shall hold a public hearing on such proposal at which interested persons are given a reasonable opportunity to be heard. Notice of such hearing shall be provided by publication thereof, on at least five days during the period of fifteen days next preceding the date of the commencement of such hearing, in the City Record and in at least two daily newspapers having general circulation in the city.
Section 26-415
Surveys of need for rent control. As provided in subdivision three of section one of the local emergency housing rent control act, the mayor shall cause to be made, and shall present to the council a report of the results of, a survey of the supply of housing accommodations within the city, the condition of such accommodations and the need for continuing the regulation and control of residential rents and evictions within the city.
Local Emergency Housing Rent Control Act 21/62
Unconsolidated Laws of New York
Chapter
21 of the laws of 1962
Section 1. The
regulation and control of residential rents and evictions within
cities having a population of one million or more on and after May
first, nineteen hundred sixty-two shall be governed by the provisions
of this section, notwithstanding the provisions of the emergency
housing rent control law:
1. Short title. This
section shall be known and may be cited as the "local emergency
housing rent control act".
2. Legislative
finding. The legislature hereby finds that a serious public emergency
continues to exist in the housing of a considerable number of persons
in the state of New York which emergency was created by war, the
effects of war and the aftermath of hostilities; that such emergency
necessitated the intervention of federal, state and local government
in order to prevent speculative, unwarranted and abnormal increases
in rents; that there continues to exist an acute shortage of
dwellings; that unless residential rents and evictions continue to be
regulated and controlled, disruptive practices and abnormal
conditions will produce serious threats to the public health, safety
and general welfare; that to prevent such perils to health, safety
and welfare, preventive action by the legislature continues to be
imperative; that such action is necessary in order to prevent
exactions of unjust, unreasonable and oppressive rents and rental
agreements and to forestall profiteering, speculation and other
disruptive practices tending to produce threats to the public health;
that in order to prevent uncertainty, hardship and dislocation, the
provisions of this section are necessary and designed to protect the
public health, safety and general welfare, that the transition from
regulation to a normal market of free bargaining between landlord and
tenant, while still the objective of state policy, must be
administered with due regard for such emergency; and that the policy
herein expressed should now be administered locally within cities
having a population of one million or more by an agency of the city
itself.
3. Local determination as to
continuation of emergency. The continuation, after May thirty-first,
nineteen hundred sixty-seven, of the public emergency requiring the
regulation and control of residential rents and evictions within
cities having a population of one million or more shall be a matter
for local determination within each such city. Any such determination
shall be made by the local legislative body of such city on or before
April first, nineteen hundred sixty-seven and at least once in every
third year thereafter following a survey which the city shall cause
to be made of the supply of housing accommodations within such city,
the condition of such accommodations and the need for continuing the
regulation and control of residential rents and evictions within such
city, provided, however, that when the date by which such
determination shall be made falls in a calendar year immediately
following a calendar year during which a federal decennial census is
conducted, such date shall be postponed by one year. Such survey
shall be submitted to such legislative body not less than thirty nor
more than sixty days prior to the date of any such
determination.
4. Establishment of city
housing rent agency. On or before April first, nineteen hundred
sixty-two, the mayor of each city having a population of one million
or more shall establish or designate an official, bureau, board,
commission or agency of such city (referred to in this section as the
"city housing rent agency") to administer the regulation
and control of residential rents and evictions within such city
unless such city, acting through its local legislative body, shall
have enacted, prior to April first, nineteen hundred sixty-two, a
local law or ordinance pursuant to subdivision five of this section,
prescribing a different method of establishing or designating a city
housing rent agency and in such case such agency shall be established
or designated in accordance with said local law or ordinance.
5.
Authority for local rent control legislation. Each city having a
population of one million or more, acting through its local
legislative body, may adopt and amend local laws or ordinances in
respect of the establishment or designation of a city housing rent
agency. When it deems such action to be desirable or necessitated by
local conditions in order to carry out the purposes of this section,
such city, except as hereinafter provided, acting through its local
legislative body and not otherwise, may adopt and amend local laws or
ordinances in respect of the regulation and control of residential
rents, including but not limited to provision for the establishment
and adjustment of maximum rents, the classification of housing
accommodations, the regulation of evictions, and the enforcement of
such local laws or ordinances. The validity of any such local laws or
ordinances, and the rules or regulations promulgated in accordance
therewith, shall not be affected by and need not be consistent with
the state emergency housing rent control law or with rules and
regulations of the state division of housing and community
renewal.
Notwithstanding any local law or
ordinance, housing accommodations which became vacant on or after
July first, nineteen hundred seventy-one or which hereafter become
vacant shall be subject to the provisions of the emergency tenant
protection act of nineteen seventy-four, provided, however, that this
provision shall not apply or become effective with respect to housing
accommodations which, by local law or ordinance, are made directly
subject to regulation and control by a city housing rent agency and
such agency determines or finds that the housing accommodations
became vacant because the landlord or any person acting on his
behalf, with intent to cause the tenant to vacate, engaged in any
course of conduct (including but not limited to, interruption or
discontinuance of essential services) which interfered with or
disturbed or was intended to interfere with or disturb the comfort,
repose, peace or quiet of the tenant in his use or occupancy of the
housing accommodations. The removal of any housing accommodation from
regulation and control of rents pursuant to the vacancy exemption
provided for in this paragraph shall not constitute or operate as a
ground for the subjection to more stringent regulation and control of
any housing accommodation in such property or in any other property
owned by the same landlord, notwithstanding any prior agreement to
the contrary by the landlord. The vacancy exemption provided for in
this paragraph shall not arise with respect to any rented plot or
parcel of land otherwise subject to the provisions of this act, by
reason of a transfer of title and possession occurring on or after
July first, nineteen hundred seventy-one of a dwelling located on
such plot or parcel and owned by the tenant where such transfer of
title and possession is made to a member of the tenant's immediate
family provided that the member of the tenant's immediate family
occupies the dwelling with the tenant prior to the transfer of title
and possession for a continuous period of two years.
The
term "immediate family" shall include a husband, wife, son,
daughter, stepson, stepdaughter, father, mother, father-in-law or
mother-in-law.
Notwithstanding the foregoing,
no local law or ordinance shall hereafter provide for the regulation
and control of residential rents and eviction in respect of any
housing accommodations which are (1) presently exempt from such
regulation and control or (2) hereafter decontrolled either by
operation of law or by a city housing rent agency, by order or
otherwise. No housing accommodations presently subject to regulation
and control pursuant to local laws or ordinances adopted or amended
under authority of this subdivision shall hereafter be by local law
or ordinance or by rule or regulation which has not been theretofore
approved by the state commissioner of housing and community renewal
subjected to more stringent or restrictive provisions of regulation
and control than those presently in effect.
Notwithstanding
any other provision of law, on and after the effective date of this
paragraph, a city having a population of one million or more shall
not, either through its local legislative body or otherwise, adopt or
amend local laws or ordinances with respect to the regulation and
control of residential rents and eviction, including but not limited
to provision for the establishment and adjustment of rents, the
classification of housing accommodations, the regulation of
evictions, and the enforcement of such local laws or ordinances, or
otherwise adopt laws or ordinances pursuant to the provisions of this
act, the emergency tenant protection act of nineteen seventy-four,
the New York city rent and rehabilitation law or the New York city
rent stabilization law, except to the extent that such city for the
purpose of reviewing the continued need for the existing regulation
and control of residential rents or to remove a classification of
housing accommodation from such regulation and control adopts or
amends local laws or ordinances pursuant to subdivision three of
section one of this act, section three of the emergency tenant
protection act of nineteen seventy-four, section 26-415 of the New
York city rent and rehabilitation law, and sections 26-502 and 26-520
of the New York city rent stabilization law of nineteen hundred
sixty-nine.
Notwithstanding the foregoing, no
local law or ordinance shall subject to such regulation and control
any housing accommodation which is not occupied by the tenant in
possession as his or her primary residence; provided, however, that
such housing accommodation not occupied by the tenant in possession
as his or her primary residence shall continue to be subject to
regulation and control as provided for herein unless the city housing
rent agency issues an order decontrolling such accommodation, which
the agency shall do upon application by the landlord whenever it is
established by any facts and circumstances which, in the judgment of
the agency, may have a bearing upon the question of residence, that
the tenant maintains his or her primary residence at some place other
than at such housing accommodation. For the purposes of determining
primary residency, a tenant who is a victim of domestic violence, as
defined in section four hundred fifty-nine-a of the social services
law, who has left the unit because of such violence, and who asserts
an intent to return to the housing accommodation shall be deemed to
be occupying the unit as his or her primary residence.
6.
Succession of city agency to state rent control functions within
city. All the functions and powers possessed by and all the
obligations and duties of the temporary state housing rent commission
and the state rent administrator under the provisions of the state
emergency housing rent control law and the rules and regulations of
the commission thereunder, insofar as they relate to the regulation
and control of residential rents and evictions within a city having a
population of one million or more, shall be transferred to the city
housing rent agency of such city on May first, nineteen hundred
sixty-two, subject to the provisions of any local laws, ordinances,
rules or regulations adopted pursuant to this subdivision or
subdivision five of this section. On and after such date, and until
the adoption of a local law or ordinance in respect of the regulation
and control of residential rents within such city pursuant to
subdivision five of this section, such city housing rent agency is
hereby authorized and empowered, from time to time, to adopt,
promulgate, amend or rescind rules, regulations and orders under the
state emergency housing rent control law and the validity of such
rules, regulations and orders shall not be affected by and need not
be consistent with the rules, regulations and orders of the temporary
state housing rent commission under such law. All acts, orders,
determinations, decisions, rules and regulations of the temporary
state housing rent commission relating to the regulation and control
of residential rents and eviction within such city which are in force
at the time of such transfer shall continue in force and effect as
acts, orders, determinations, decisions, rules and regulations of
such city housing rent agency until duly modified, superseded or
abrogated pursuant to such local laws, ordinances, rules or
regulations.
7. Investigations. The city
housing rent agency is authorized to make such studies and
investigations, to conduct such hearings, and to obtain such
information as it deems necessary or proper in prescribing any
regulation or order under a local law adopted pursuant to subdivision
five of this section or in administering and enforcing such local law
and the regulations and orders thereunder or the state emergency
housing rent control law and the regulations and orders
thereunder.
The city housing rent agency is
further authorized, by regulation or order, to require any person who
rents or offers for rent or acts as broker or agent for the rental of
any housing accommodations to furnish any such information under oath
or affirmation, or otherwise, to make and keep records and other
documents, and to make reports, and the city housing rent agency may
require any such person to permit the inspection and copying of
records and other documents and the inspection of housing
accommodations. Any officer or agent designated by the city housing
rent agency for such purposes may administer oaths and affirmations
and may, whenever necessary, by subpoena, require any such person to
appear and testify or to appear and produce documents, or both, at
any designated place.
For the purpose of
obtaining any information under this subdivision, the city housing
rent agency may by subpoena require any other person to appear and
testify or to appear and produce documents, or both, at any
designated place.
The production of a person's
documents at any place other than his place of business shall not be
required under this subdivision in any case in which, prior to the
return date specified in the subpoena issued with respect thereto,
such person either has furnished the city housing rent agency with a
copy of such documents certified by such person under oath to be a
true and correct copy, or has entered into a stipulation with the
city housing rent agency as to the information contained in such
documents.
In case of contumacy by, or refusal
to obey a subpoena served upon, any person referred to in this
subdivision, the supreme court in or for any judicial district in
which such person is found or resides or transacts business, upon
application by the city housing rent agency, shall have jurisdiction
to issue an order requiring such person to appear and give testimony
or to appear and produce documents, or both; and any failure to obey
such order of the court may be punished by such court as a contempt
thereof. The provisions of this paragraph shall be in addition to the
provisions of paragraph (a) of subdivision nine of this
section.
Witnesses subpoenaed under this
subdivision shall be paid the same fees and mileage as are paid
witnesses under article eighty of the civil practice law and
rules.
Upon any such investigation or hearing,
the city housing rent agency, or an officer duly designated by the
city housing rent agency to conduct such investigation or hearing,
may confer immunity in accordance with the provisions of section
50.20 of the criminal procedure law.
The city
housing rent agency shall not publish or disclose any information
obtained under this section that the city housing rent agency deems
confidential or with reference to which a request for confidential
treatment is made by the person furnishing such information, unless
the city housing rent agency determines that the withholding thereof
is contrary to the public interest.
Any person
subpoenaed under this section shall have the right to make a record
of his testimony and to be represented by counsel.
8.
Judicial review. Any person who is aggrieved by the final
determination of the city housing rent agency in an administrative
proceeding protesting a regulation or order of such agency may, in
accordance with article seventy-eight of the civil practice law and
rules, within sixty days after such determination, file a petition
with the supreme court specifying his objections and praying that the
regulation or order protested be enjoined or set aside in whole or in
part. Such proceeding may at the option of the petitioner be
instituted in the county where the city housing rent agency has its
principal office or where the property is located. A copy of such
petition shall forthwith be served on the city housing rent agency,
and the city housing rent agency shall file with such court the
original or a transcript of such portions of the proceedings in
connection with the determination as are material under the petition.
Such return shall include a statement setting forth, so far as
practicable, the economic data and other facts of which the city
housing rent agency has taken official notice. Upon the filing of
such petition the court shall have jurisdiction to set aside the
regulation or order protested, in whole or in part, to dismiss the
petition, or to remit the proceeding to the city housing rent agency;
provided, however, that the regulation or order may be modified or
rescinded by the city housing rent agency at any time notwithstanding
the pendency of such proceeding for review. No objection to such
regulation or order, and no evidence in support of any objection
thereto, shall be considered by the court, unless such objection
shall have been presented to the city housing rent agency by the
petitioner in the proceedings resulting in the determination or
unless such evidence shall be contained in the return. If application
is made to the court by either party for leave to introduce
additional evidence which was either offered and not admitted, or
which could not reasonably have been offered or included in such
proceedings before the city housing rent agency, and the court
determines that such evidence should be admitted, the court shall
order the evidence to be presented to the city housing rent agency.
The city housing rent agency shall promptly receive the same, and
such other evidence as the city housing rent agency deems necessary
or proper, and thereupon the city housing rent agency shall file with
the court the original or a transcript thereof and any modification
made in such regulation or order as a result thereof; except that on
request by the city housing rent agency, any such evidence shall be
presented directly to the court. Upon final determination of the
proceeding before the court, the original record, if filed by the
city housing rent agency with the court, shall be returned to the
city housing rent agency.
No regulation or
order of the city housing rent agency shall be enjoined or set aside,
in whole or in part, unless the petitioner shall establish to the
satisfaction of the court that the regulation or order is not in
accordance with law, or is arbitrary or capricious. The effectiveness
of an order of the court enjoining or setting aside, in whole or in
part, any such regulation or order shall be postponed until the
expiration of thirty days from the entry thereof. The jurisdiction of
the supreme court shall be exclusive and its order dismissing the
petition or enjoining or setting aside such regulation or order, in
whole or in part, shall be final, subject to review by the appellate
division of the supreme court and the court of appeals in the same
manner and form and with the same effect as provided in the civil
practice act for appeals from a final order in a special proceeding.
Notwithstanding any provision of section thirteen hundred four of the
civil practice act to the contrary, any order of the court remitting
the proceeding to the city housing rent agency may, at the election
of the city housing rent agency, be subject to review by the
appellate division of the supreme court and the court of appeals in
the same manner and form and with the same effect as provided in the
civil practice act for appeals from a final order in a special
proceeding. All such proceedings shall be heard and determined by the
court and by any appellate court as expeditiously as possible and
with lawful precedence over other matters. All such proceedings for
review shall be heard on the petition, transcript and other papers,
and on appeal shall be heard on the record, without requirement of
printing.
Within thirty days after
arraignment, or such additional time as the court may allow for good
cause shown, in any criminal proceeding, and within five days after
judgment in any civil or criminal proceeding, brought pursuant to
subdivision ten of this section involving alleged violation of any
provision of any regulation or order of the city housing rent agency,
the defendant may apply to the court in which the proceeding is
pending for leave to file in the supreme court a petition setting
forth objections to the validity of any provision which the defendant
is alleged to have violated or conspired to violate. The court in
which the proceeding is pending shall grant such leave with respect
to any objection which it finds is made in good faith and with
respect to which it finds there is reasonable and substantial excuse
for the defendant's failure to present such objection in an
administrative proceeding before the city housing rent agency. Upon
the filing of a petition pursuant to and within thirty days from the
granting of such leave, the supreme court shall have jurisdiction to
enjoin or set aside in whole or in part the provision of the
regulation or order complained of or to dismiss the petition. The
court may authorize the introduction of evidence, either to the city
housing rent agency or directly to the court, in accordance with the
first paragraph of this subdivision. The provisions of the second
paragraph of this subdivision shall be applicable with respect to any
proceedings instituted in accordance with this paragraph.
In
any proceeding brought pursuant to subdivision ten of this section
involving an alleged violation of any provision of any such
regulation or order, the court shall stay the proceeding:
(1)
during the period within which a petition may be filed in the supreme
court pursuant to leave granted under the third paragraph of this
subdivision with respect to such provision;
(2)
during the pendency of any administrative proceeding before the city
housing rent agency properly commenced by the defendant prior to the
institution of the proceeding under subdivision ten of this section,
setting forth objections to the validity of such provision which the
court finds to have been made in good faith; and
(3)
during the pendency of any judicial proceeding instituted by the
defendant under this subdivision with respect to such administrative
proceeding or instituted by the defendant under the third paragraph
of this subdivision with respect to such provision, and until the
expiration of the time allowed in this subdivision for the taking of
further proceedings with respect thereto.
Notwithstanding
the provisions of the immediately preceding paragraph, stays shall be
granted thereunder in civil proceedings only after judgment and upon
application made within five days after judgment. Notwithstanding the
provisions of the third paragraph of this subdivision, in the case of
a proceeding under the first paragraph of subdivision ten of this
section the court granting a stay under the immediately preceding
paragraph of this subdivision shall issue a temporary injunction or
restraining order enjoining or restraining, during the period of the
stay, violations by the defendant of any provision of the regulation
or order involved in the proceeding. If any provision of a regulation
or order is determined to be invalid by judgment of the supreme court
which has become effective in accordance with the second paragraph of
this subdivision, any proceeding pending in any court shall be
dismissed, and any judgment in such proceeding vacated, to the extent
that such proceeding or judgment is based upon violation of such
provision. Except as provided in this paragraph, the pendency of any
administrative proceeding before the city housing rent agency or
judicial proceeding under this subdivision shall not be grounds for
staying any proceeding brought pursuant to subdivision ten of this
section; nor, except as provided in this paragraph, shall any
retroactive effect be given to any judgment setting aside a provision
of a regulation or order.
The method
prescribed herein for the judicial review of a regulation or order of
the city housing rent agency shall be exclusive.
9.
Prohibitions. (a) It shall be unlawful, regardless of any contract,
lease or other obligation heretofore or hereafter entered into, for
any person to demand or receive any rent for any housing
accommodations in excess of the maximum rent established therefor by
the temporary state housing rent commission or the city housing rent
agency or otherwise to do or omit to do any act, in violation of any
regulation, order or requirement of the city housing rent agency
hereunder or under any local law adopted pursuant to subdivision five
of this section or to offer, solicit, attempt or agree to do any of
the foregoing.
(b) It shall be unlawful for
any person to remove or attempt to remove from any housing
accommodations the tenant or occupant thereof or to refuse to renew
the lease or agreement for the use of such accommodations, because
such tenant or occupant has taken, or proposes to take, action
authorized or required by the state emergency housing rent control
law or any local law adopted pursuant to subdivision five of this
section or any regulation, order or requirement thereunder.
(c)
It shall be unlawful for any officer or employee of the city housing
rent agency or for any official adviser or consultant to the city
housing rent agency to disclose, otherwise than in the course of
official duty, any information obtained under this section, or to use
any such information for personal benefit.
(d)
It shall be unlawful for any landlord or any person acting on his
behalf, with intent to cause the tenant to vacate, to engage in any
course of conduct (including, but not limited to, interruption or
discontinuance of essential services) which interferes with or
disturbs or is intended to interfere with or disturb the comfort,
repose, peace or quiet of the tenant in his use or occupancy of the
housing accommodations.
10. Enforcement. (a)
Whenever in the judgment of the city housing rent agency any person
has engaged or is about to engage in any acts or practices which
constitute or will constitute a violation of any provision of
subdivision nine of this section, the city housing rent agency may
make application to the supreme court for an order enjoining such
acts or practices, or for an order enforcing compliance with such
provision, or for an order directing the landlord to correct the
violation, and upon a showing by the city housing rent agency that
such person has engaged or is about to engage in any such acts or
practices a permanent or temporary injunction, restraining order, or
other order shall be granted without bond. Jurisdiction shall not be
deemed lacking in the supreme court because the defense is based upon
an order of an inferior court.
(b) Any person
who wilfully violates any provision of subdivision nine of this
section, and any person who makes any statement or entry false in any
material respect in any document or report required to be kept or
filed under any local law adopted pursuant to subdivision five of
this section or any regulation, order, or requirement thereunder, and
any person who wilfully omits or neglects to make any material
statement or entry required to be made in any such document or
report, shall, upon conviction thereof, be subject to a fine of not
more than five thousand dollars, or to imprisonment for not more than
two years in the case of a violation of paragraph (c) of subdivision
nine of this section and for not more than one year in all other
cases, or to both such fine and imprisonment. Whenever the city
housing rent agency has reason to believe that any person is liable
to punishment under this paragraph, the city housing rent agency may
certify the facts to the district attorney of any county having
jurisdiction of the alleged violation, who shall cause appropriate
proceedings to be brought.
(c) Any court shall
advance on the docket and expedite the disposition of any criminal or
other proceedings brought before it under this subdivision.
(d)
No officer or employee of the city housing rent agency shall be held
liable for damages or penalties in any court, on any grounds for or
in respect of anything done or omitted to be done in good faith
pursuant to any provision of the state emergency housing rent control
law or any local law adopted pursuant to subdivision five of this
section or any regulation, order, or requirement thereunder,
notwithstanding that subsequently such provision, regulation, order,
or requirement may be modified, rescinded, or determined to be
invalid. In any action or proceeding wherein a party relies for
ground of relief or defense or raises issue or brings into question
the construction or validity of such local law or any regulation,
order, or requirement thereunder, the court having jurisdiction of
such action or proceeding may at any stage certify such fact to the
city housing rent agency. The city housing rent agency may intervene
in any such action or proceeding.
(e) If any
landlord who receives rent from a tenant violates a regulation or
order of the temporary state housing rent commission or the city
housing rent agency prescribing the maximum rent with respect to the
housing accommodations for which such rent is received from such
tenant, the tenant paying such rent may, within two years from the
date of the occurrence of the violation, except as hereinafter
provided, bring an action against the landlord on account of the
overcharge as hereinafter defined. In such action, the landlord shall
be liable for reasonable attorney's fees and costs as determined by
the court, plus whichever of the following sums is the greater: (a)
such amount not more than three times the amount of the overcharge,
or the overcharges, upon which the action is based as the court in
its discretion may determine, or (b) an amount not less than
twenty-five dollars nor more than fifty dollars, as the court in its
discretion may determine; provided, however, that such amount shall
be the amount of the overcharge or overcharges or twenty-five
dollars, whichever is greater, if the defendant proves that the
violation of the regulation or order in question was neither wilful
nor the result of failure to take practicable precautions against the
occurrence of the violation. As used in this section, the word
"overcharge" shall mean the amount by which the
consideration paid by a tenant to a landlord exceeds the applicable
maximum rent. If any landlord who receives rent from a tenant
violates a regulation or order of the temporary state housing rent
commission or the city housing rent agency prescribing maximum rent
with respect to the housing accommodations for which such rent is
received from such tenant, and such tenant either fails to institute
an action under this paragraph within thirty days from the date of
the occurrence of the violation or is not entitled for any reason to
bring the action, the city housing rent agency may institute an
action within such two-year period. If such action is instituted by
the city housing rent agency, the tenant affected shall thereafter be
barred from bringing an action for the same violation or violations.
Any action under this paragraph by either the tenant or the city
housing rent agency, as the case may be, may be brought in any court
of competent jurisdiction. A judgment in an action for damages under
this subdivision shall be a bar to the recovery under this paragraph
of any damages in any other action against the same landlord on
account of the same overcharge prior to the institution of the action
in which such judgment was rendered. Where judgment is rendered in
favor of the city housing rent agency in such action, there shall be
paid over to the tenant from the moneys recovered one-third of such
recovery, exclusive of costs and disbursements.
(f)
If any landlord who receives rent from a tenant violates any order of
the city housing rent agency containing a directive that rent
collected by the landlord in excess of the maximum rent be refunded
to the tenant within thirty days, the city housing rent agency may,
within one year after the expiration of such thirty day period or
after such order shall become final by regulation of the city housing
rent agency, bring an action against the landlord on account of the
failure of the landlord to make the prescribed refund. In such
action, the landlord shall be liable for reasonable attorney's fees
and costs as determined by the court, plus whichever of the following
sums is the greater: (a) such amount not more than three times the
amount directed to be refunded, or the amount directed to be
refunded, upon which the action is based as the court in its
discretion may determine, or (b) an amount not less than twenty-five
dollars nor more than fifty dollars, as the court in its discretion
may determine; provided, however, that such amount shall be the
amount directed to be refunded or twenty-five dollars, whichever is
greater, if the defendant proves that the violation of the order in
question was neither wilful nor the result of failure to take
practical precautions against the occurrence of the violation. The
tenant paying such rent may also institute an action under this
section if the city housing rent agency fails to institute an action
within thirty days from the date of occurrence of the violation. If
an action is instituted by the city housing rent agency, the tenant
affected shall thereafter be barred from bringing an action for the
same violation. Any action under this section by either the city
housing rent agency or the tenant, as the case may be, may be brought
in any court of competent jurisdiction. A judgment in an action for
damages under this section shall be a bar to recovery under this
subdivision of any damages in any other action against the same
landlord on account of the same violation prior to the institution of
the action in which such judgment was rendered. Where an action is
brought by the tenant the damages which shall be awarded to the
tenant shall be the same as if such action was brought by the city
housing rent agency. Where judgment is rendered in favor of the city
housing rent agency in such action, there shall be paid over to the
tenant from the moneys recovered one-third of such recovery,
exclusive of the costs and disbursements.
(g)
Where after the city housing rent agency has granted a certificate of
eviction certifying that the landlord may pursue his remedies
pursuant to local law to acquire possession, and a tenant voluntarily
removes from a housing accommodation or has been removed therefrom by
action or proceeding to evict from or recover possession of a housing
accommodation upon the ground that the landlord seeks in good faith
to recover possession of such accommodation for any purpose specified
in a local law adopted pursuant to subdivision five of this section
and such landlord shall lease or sell the housing accommodation or
the space previously occupied thereby, or permit use thereof in any
manner other than contemplated in such eviction certificate, such
landlord shall, unless for good cause shown, be liable to the tenant
for three times the damages sustained on account of such removal plus
reasonable attorney's fees and costs as determined by the court; in
addition to any other damage, the cost of removal of property shall
be a lawful measure of damage.
(h) Any tenant
who has vacated his housing accommodations because the landlord or
any person acting on his behalf, with intent to cause the tenant to
vacate, engaged in any course of conduct (including but not limited
to, interruption or discontinuance of essential services) which
interfered with or disturbed or was intended to interfere with or
disturb the comfort, repose, peace or quiet of the tenant in his use
or occupancy of the housing accommodations may, within ninety days
after vacating, apply for a determination that the housing
accommodations were vacated as a result of such conduct, and may,
within one year after such determination, institute a civil action
against the landlord by reason of such conduct. Application for such
determination may be made to the city housing rent agency with
respect to housing accommodations which, by local law or ordinance,
are made directly subject to regulation and control by such agency.
For all other housing accommodadations subject to regulation and
control pursuant to the New York city rent stabilization law of
nineteen hundred sixty-nine, application for such determination may
be made to the New York city conciliation and appeals board. For the
purpose of making and enforcing any determination of the New York
city conciliation and appeals board as herein provided, the
provisions of sections seven, eight and ten, whenever they refer to
the city housing rent agency, shall be deemed to refer to such board.
In such action the landlord shall be liable to the tenant for three
times the damages sustained on account of such conduct plus
reasonable attorney's fees and costs as determined by the court. In
addition to any other damages the cost of removal of property shall
be a lawful measure of damages.
(h) Any tenant
who has vacated his housing accommodations because the landlord or
any person acting on his behalf, with intent to cause the tenant to
vacate, engaged in any course of conduct (including but not limited
to, interruption or discontinuance of essential services) which
interfered with or disturbed or was intended to interfere with or
disturb the comfort, repose, peace or quiet of the tenant in his use
or occupancy of the housing accommodations may, within ninety days
after vacating, apply for a determination that the housing
accommodations were vacated as a result of such conduct, and may,
within one year after such determination, institute a civil action
against the landlord by reason of such conduct. Application for such
determination may be made to the city housing rent agency with
respect to housing accommodations which, by local law or ordinance,
are made directly subject to regulation and control by such agency.
For all other housing accommodations subject to regulation and
control by local law or ordinance, application for such determination
may be made to the state division of housing and community renewal.
For the purpose of making and enforcing any determination of the
state division, as herein provided, the provisions of sections seven,
eight and ten, whenever they refer to the city housing rent agency,
shall be deemed to refer to the state division. In such action the
landlord shall be liable to the tenant for three times the damages
sustained on account of such conduct plus reasonable attorney's fees
and costs as determined by the court. In addition to any other
damages the cost of removal of property shall be a lawful measure of
damages.
11. Transfer of certain pending
matters. Except as provided in subdivision thirteen of this section,
any matter, application, proceeding or protest undertaken, filed or
commenced by, with or before the temporary state housing rent
commission or the state rent administrator relating to the regulation
and control or residential rents and evictions within a city having a
population of one million or more and pending on May first, nineteen
hundred sixty-two, shall be transferred to, conducted by, and
completed or determined by the city housing rent agency. In
discharging such responsibilities the city housing rent agency shall
act in conformity with the provisions of the state emergency housing
rent control law, and the rules and regulations promulgated
thereunder, governing such matters, applications or proceedings,
unless at the time such action is taken, such state law, and the
rules and regulations promulgated thereunder, have been amended or
superseded by local laws, ordinances, rules or regulations adopted
pursuant to subdivision five of this section, and in such event, in
conformity therewith to the extent such local law, ordinances, rules
or regulations are made expressly applicable to such matters,
applications or proceedings.
12. Termination
of state regulation and control. On and after May first, nineteen
hundred sixty-two, the temporary state housing rent commission and
the state rent administrator shall have no jurisdiction over the
regulation and control of residential rents and evictions within any
city having a population of one million or more.
13.
Pending court proceedings. All appeals or other court proceedings
relating to the regulation and control of residential rents and
evictions in a city having a population of one million or more to
which the temporary state housing rent commission or the state rent
administrator is a party and which is pending on May first, nineteen
hundred sixty-two or thereafter prosecuted shall be prosecuted or
defended by the temporary state housing rent commission and the state
rent administrator pursuant to the state emergency housing rent
control law to a final determination or other disposition by the
court in accordance with law. If the court remits any such matter to
the temporary state housing rent commission, the commission may
transfer such matter to the city housing rent agency for disposition
pursuant to subdivision eleven of this section.
14.
Civil service. Upon the transfer of the functions of the temporary
state housing rent commission to the city housing rent agency
pursuant to subdivision six of this section, the officers, and
employees of such commission, other than those certified for
retention by the state rent administrator to the state department of
civil service prior to April first, nineteen hundred sixty-two, as
required for the continued operations of such commission, shall be
transferred as of May first, nineteen hundred sixty-two, to the city
housing rent agency for the continued performance of their functions.
Such officers and employees shall be transferred to similar or
corresponding positions in such city housing rent agency, without
further examination or qualification, and shall retain their
respective civil service jurisdictional classifications and status.
If the city housing rent agency determines that it will not accept
for transfer all such officers and employees, the city housing rent
agency shall certify to the state department of civil service those
officers and employees whom it will not accept for transfer and in
such event, the determination of those to be transferred shall be
made by selection of the city housing rent agency from among officers
and employees holding permanent appointments in competitive class
positions in the order of their respective dates of original
appointments in the service of the state, with due regard to the
right of preference in retention of disabled and non-disabled
veterans and blind persons.
Notwithstanding
the provisions of any general, special or local law, code or charter
requiring officers and employees of a city having a population of one
million or more to be residents of such city at the time of their
entry into city service or during the continuance of such service,
officers and employees of the temporary state housing rent commission
shall be transferred to and shall be retained by the city housing
rent agency pursuant to this subdivision without regard to local
residence.
Officers and employees holding
permanent appointments in competitive class positions, other than
those certified by the state rent administrator for retention in the
service of the state, who are not accepted for transfer by the city
housing rent agency or who request to be excepted from such transfer
shall have their names entered on an appropriate preferred list for
reinstatement to the same or similar positions in the service of the
state.
Officers and employees transferred to
the city housing rent agency pursuant to this subdivision shall be
entitled to full seniority credit for all purposes, including the
determination of their city salaries and increments, for service in
the state government rendered prior to such transfer, as though such
service had been service in the city government. Such transferees
shall retain their earned unused sick leave and vacation credits, but
not in excess of maximum accumulations permitted under such municipal
rules as may be applicable.
Officers and
employees transferred pursuant to this subdivision shall thereafter
be subject to the rules and jurisdiction of the municipal civil
service commission having jurisdiction over the city housing rent
agency to which such transfer is made. The state department of civil
service shall transfer to such municipal civil service commission on
May first, nineteen hundred sixty-two, or as soon thereafter as may
be practicable, all eligible lists, records, documents and files
pertaining to the officers and employees so transferred and to their
positions. Examinations for positions in the temporary state housing
rent commission which are in process on May first, nineteen hundred
sixty-two, shall be completed by the state civil service commission
and eligible lists established. Such lists shall be included among
the eligible lists transferred to the municipal civil service
commission. Any such eligible list shall continue to be used by such
municipal civil service commission and shall be certified by it in
accordance with the provisions of its rules and regulations for
filling vacancies in appropriate positions in the city housing rent
agency exercising the functions transferred pursuant to this section;
provided, however, that such certifications from promotion eligible
lists shall be limited to eligibles transferred to such city housing
rent agency pursuant to this subdivision. Promotions in the temporary
state housing rent commission shall be made from among eligibles on
appropriate lists who are not transferred to the city housing rent
agency. All other matters which relate to the administration of the
civil service law with respect to the officers and employees
transferred pursuant to this subdivision, and with respect to their
positions, and which at the time of such transfer are pending before
the state department of civil service or the state civil service
commission, shall be transferred to such municipal civil service
commission, and any action theretofore taken on such matters by such
state department or commission shall have the same force and effect
as if taken by such municipal civil service commission.
15.
Intergovernmental cooperation. The temporary state housing rent
commission and the state rent administrator shall cooperate with the
city housing rent agency in effectuating the purposes of this act and
shall make available to the city housing rent agency such
cooperation, information, records and data as will assist the city
housing rent agency in effectuating such purposes.
Upon
the request of the city housing rent agency, all such information,
records and data relating to the regulation and control of
residential rents and evictions within such city shall be transferred
to the city housing rent agency on May first, nineteen hundred
sixty-two or as soon thereafter as may be practicable.
Subject
to the approval of the state rent administrator, the state
commissioner of general services is hereby authorized to sublease or
otherwise make available, in part or in whole, to the city housing
rent agency, upon such terms and conditions as the said commissioner
may prescribe, any premises leased to the state and occupied on or
prior to May first, nineteen hundred sixty-two by the temporary state
housing rent commission.
Notwithstanding the
provisions of section one hundred seventy-eight of the state finance
law, the state commissioner of general services is hereby authorized
to sell, lease or otherwise make available to the city housing rent
agency, upon such terms and conditions as the said commissioner may
prescribe and subject to the approval of the state rent
administrator, any or all personal property used on or prior to May
first, nineteen hundred sixty-two by the temporary state housing rent
commission.
16. Saving clause. If any local
law or ordinance in respect of the regulation and control of
residential rents and evictions adopted pursuant to subdivision five
of this section shall be held wholly or partially invalid by final
decree of a court of competent jurisdiction, the city housing rent
agency shall administer the provisions of the state emergency housing
rent control law to the extent of any such invalidity.
17.
Separability. If any subdivision, paragraph, sentence, clause or
provision of this section shall be held wholly or partially invalid
by final decree of a court of competent jurisdiction, to the extent
that it is not invalid, it shall be valid and no other subdivision,
paragraph, sentence, clause or provision shall on account thereof be
deemed invalid.
§ 2. Promptly after the
effective date of this act, the mayor of each city having a
population of one million or more shall transmit to the governor, in
such form and detail as the governor may prescribe, his request, if
any, for an appropriation from the state treasury to defray the
reasonable and necessary expenses of such city for personal service
and for maintenance and operation in respect of the regulation and
control of residential rents within such city pursuant to this act.
Any such request shall be in sufficient detail to justify the
reasonableness and necessity of the amount requested.
If
a request is received from the mayor of any such city after the final
adjournment of the regular session of the legislature in nineteen
hundred sixty-two, the state director of the budget is authorized to
transfer to such city from time to time a portion of any outstanding
appropriation made to the temporary state housing rent commission
after filing a certificate of such transfer with the state
comptroller, the chairman of the senate finance committee and the
chairman of the assembly ways and means committee. Any amount so
transferred shall be paid from the general fund to the credit of the
local assistance fund on the audit and warrant of the state
comptroller on vouchers requisitioned by the mayor of such city or by
an official of such city designated by the mayor.
§
2-a. Notwithstanding any other provision of law, during the period
April first, nineteen hundred seventy-two to March thirty-first,
nineteen hundred seventy-three, the city housing rent agency may
assess and collect fees or charges upon landlords pursuant to local
rent control laws or regulations subject to such terms and conditions
as it may deem to be appropriate, provided, however, that such fees
or charges shall not exceed three dollars per housing accommodation
in the aggregate. In addition, no such fees or charges shall be
assessed against any owner occupied structure with eight or less
housing accommodations. To the extent that such fees and charges are
insufficient to provide the full amount required for services and
expenses necessary to the operation of the rent control program, the
amount appropriated by the legislature, or so much thereof as may be
necessary, shall be available for the payment of state aid. The
officer or officers designated by local law or regulation to assess
and collect such fees or charges and to make disbursements therefrom,
shall maintain, and provide at such times and in the manner and form
as may be prescribed by the comptroller and the director of the
budget of the state of New York, a record and accounting of all funds
received and disbursed pursuant to this authorization.
§
5. Any adjustments in maximum rents ordered by the temporary state
housing rent commission on and after June thirtieth, nineteen hundred
sixty-one, and resulting in an increase thereof solely by reason of
the amendments made by chapter three hundred thirty-seven of the laws
of nineteen hundred sixty-one to paragraph (a) of subdivision four of
section four of the emergency housing rent control law which provided
for the application of the most recent equalization rate, rather than
the equalization rate for the year nineteen hundred fifty-four, are
hereby rescinded and nullified, provided, however, that no right is
conferred by this act to recover any such increase paid prior to the
effective date of this act.
§ 6.
Notwithstanding any provision of chapter three hundred thirty-seven
of the laws of nineteen hundred sixty-one, maximum rents established
in any city having a population of one million or more pursuant to
the emergency housing rent control law, as last amended by such
chapter, shall not be increased during the period between the
effective date of this act and May first, nineteen hundred sixty-two,
except with the voluntary written consent of the tenant affected.
File Type | application/vnd.openxmlformats-officedocument.wordprocessingml.document |
Author | Tamara A Cole (CENSUS/ADDP FED) |
File Modified | 0000-00-00 |
File Created | 2022-06-10 |