Information Collection

Duties of Plan Sponsor Following Mass Withdrawal (29 CFR Part 4281)

IC 13552 under ICR 202205-1212-007 · OMB 1212-0032.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1212-0032 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form Form 1 Duties of Plan Sponsor Following Mass Withdrawal (29 CFR Part 4281)	Form
Final.Terminated Insolvent Reg Instructions.5-7-19.pdf efilingportal.pbgc.gov/site/	Instruction
Final.Terminated Insolvent Reg Instructions.5-7-19.pdf efilingportal.pbgc.gov/site/	Instruction
Form 1 Notice of Insolvency Benefit Level Final.NOIBL_05082019.pdf efilingportal.pbgc.gov/site/	Form
Form 1 Notice of Insolvency Benefit Level Final.NOIBL_05082019.pdf efilingportal.pbgc.gov/site/	Form
Form 2 Notice of Insolvency Final.NOI_05082019.pdf efilingportal.pbgc.gov/site/	Form
Form 2 Notice of Insolvency Final.NOI_05082019.pdf efilingportal.pbgc.gov/site/	Form
Form 3 Application for Financial Assistance - Initial Final.FA Initial_05082019.pdf efilingportal.pbgc.gov/site/	Form
Form 3 Application for Financial Assistance - Initial Final.FA Initial_05082019.pdf efilingportal.pbgc.gov/site/	Form
Form 4 Application for Financial Assistance - Recurring Final.FA Recurring_05082019.pdf efilingportal.pbgc.gov/site/	Form
Form 4 Application for Financial Assistance - Recurring Final.FA Recurring_05082019.pdf efilingportal.pbgc.gov/site/	Form
Form 5 Combined Notice of Insolvency and Notice of Insolvency B Final.Combined NOI and NOIBL 05082019.pdf efilingportal.pbgc.gov/site/	Form and Instruction
Form 5 Combined Notice of Insolvency and Notice of Insolvency B Final.Combined NOI and NOIBL 05082019.pdf efilingportal.pbgc.gov/site/	Form and Instruction

IC Title:

Duties of Plan Sponsor Following Mass Withdrawal (29 CFR Part 4281)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 29 CFR 4281

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	Form 1	Notice of Insolvency Benefit Level	Final.NOIBL_05082019.pdf	https://efilingportal.pbgc.gov/site/	Yes	Yes	Fillable Fileable Signable
Form	Form 2	Notice of Insolvency	Final.NOI_05082019.pdf	https://efilingportal.pbgc.gov/site/	Yes	Yes	Fillable Fileable Signable
Form	Form 3	Application for Financial Assistance - Initial	Final.FA Initial_05082019.pdf	https://efilingportal.pbgc.gov/site/	Yes	Yes	Fillable Fileable Signable
Form	Form 4	Application for Financial Assistance - Recurring	Final.FA Recurring_05082019.pdf	https://efilingportal.pbgc.gov/site/	Yes	Yes	Fillable Fileable Signable
Form and Instruction	Form 5	Combined Notice of Insolvency and Notice of Insolvency Benefit Level	Final.Combined NOI and NOIBL 05082019.pdf	https://efilingportal.pbgc.gov/site/	Yes	Yes	Fillable Fileable Signable
Instruction			Final.Terminated Insolvent Reg Instructions.5-7-19.pdf	https://efilingportal.pbgc.gov/site/	Yes	No	Printable Only

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 451

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	11,651	-2,199	13,850
Annual IC Time Burden (Hours)	241	1	240
Annual IC Cost Burden (Dollars)	420,400	50,000	370,400

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.