30-day FRN (1290-0002) published

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Federal Register / Vol. 86, No. 28 / Friday, February 12, 2021 / Notices

requirement, the description may be
continuously maintained on a website,
provided that such website links to the
Policies or Summary Policies is clearly
and prominently disclosed to each
Covered Plan; and
(r) A DB QPAM will not fail to meet
the terms of this exemption solely
because a different DB QPAM fails to
satisfy a condition for relief described in
Sections I(c), (d), (h), (i), (j), (k), (l), (o)
and (q) or, if the independent auditor
described in Section I(i) fails a provision
of the exemption other than the
requirement described in Section
I(i)(11), provided that such failure did
not result from any actions or inactions
of Deutsche Bank or its affiliates.
Section II. Definitions
(a) The term ‘‘U.S. Conviction’’ means
the judgment of conviction against DB
Group Services UK Limited (DB Group
Services), entered on April 18, 2017, by
the United States District Court for the
District of Connecticut, in case number
3:15–cr–00062–RNC, for one (1) count
of wire fraud, in violation of 18 U.S.C.
1343. For all purposes under this
exemption, ‘‘conduct’’ of any person or
entity that is the ‘‘subject of [a]
Conviction’’ encompasses the factual
allegations described in Paragraph 13 of
the Plea Agreement filed in the District
Court in case number 3:15–cr–00062–
RNC.
(b) The term ‘‘Covered Plan’’ means a
plan subject to Part 4 of Title I of ERISA
(an ‘‘ERISA-covered plan’’) or a plan
subject to section 4975 of the Code (an
‘‘IRA’’), in each case, with respect to
which a DB QPAM relies on PTE 84–14,
or with respect to which a DB QPAM (or
any Deutsche Bank affiliate) has
expressly represented that the manager
qualifies as a QPAM or relies on PTE
84–14. A Covered Plan does not include
an ERISA-covered plan or IRA to the
extent the DB QPAM has expressly
disclaimed reliance on QPAM status or
PTE 84–14 in entering into a contract,
arrangement, or agreement with the
ERISA-covered plan or IRA.
(c) The term ‘‘DB QPAM’’ or ‘‘DB
QPAMs’’ means DWS Investment
Management Americas, Inc., and any
certain current, and future, Deutsche
Bank’s asset management affiliates that
qualify as a ‘‘qualified professional asset
manager’’ (as defined in Section VI(a) of
PTE 84–14),24 and that rely on the relief
a new disclosure unless, as a result of changes to
the Policies, the Summary Policies are no longer
accurate.
24 In general terms, a QPAM is an independent
fiduciary that is a bank, savings and loan
association, insurance company, or investment
adviser that meets certain equity or net worth
requirements and other licensure requirements and

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provided by PTE 84–14, and with
respect to which Deutsche Bank is an
‘‘affiliate’’ (as defined in section VI(d)(1)
of PTE 84–14). The term ‘‘DB QPAM’’
excludes DB Group Services.
(d) The term ‘‘Deutsche Bank’’ means
Deutsche Bank AG, a publicly-held
global banking and financial services
company headquartered in Frankfurt,
Germany;
(e) The term ‘‘Exemption Period’’
means the three year period from April
18, 2021 and ending on April 17, 2024;
(f) The term ‘‘Plea Agreement’’ means
the Plea Agreement entered into
between DB Group Services and the
U.S. Department of Justice, Fraud
Section, Criminal Division, on April 23,
2015 in connection with Case Number
3:15–cr–00062–RNC filed in the U.S.
District Court for the District of
Connecticut, subsequently adjudged by
the Court on March 28, 2017.
Effective Date: This exemption will be
in effect for three years, beginning on
April 18, 2021.
Signed at Washington, DC, this 8th day of
February, 2021.
Christopher Motta,
Chief, Division of Individual Exemptions,
Office of Exemption Determinations,
Employee Benefits Security Administration,
U.S. Department of Labor.
[FR Doc. 2021–02886 Filed 2–11–21; 8:45 am]
BILLING CODE 4510–29–P

DEPARTMENT OF LABOR
Office of the Secretary
Agency Information Collection
Activities; Submission for OMB
Review; Comment Request;
Department of Labor Events
Management Platform
Notice of availability; request
for comments.

ACTION:

The Department of Labor
(DOL) is submitting this Office of the
Secretary (OS)-sponsored information
collection request (ICR) to the Office of
Management and Budget (OMB) for
review and approval in accordance with
the Paperwork Reduction Act of 1995
(PRA). Public comments on the ICR are
invited.
DATES: The OMB will consider all
written comments that agency receives
on or before March 15, 2021.
ADDRESSES: Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
SUMMARY:

that has acknowledged in a written management
agreement that it is a fiduciary with respect to each
plan that has retained the QPAM.

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notice to www.reginfo.gov/public/do/
PRAMain. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function.
Comments are invited on: (1) Whether
the collection of information is
necessary for the proper performance of
the functions of the Department,
including whether the information will
have practical utility; (2) if the
information will be processed and used
in a timely manner; (3) the accuracy of
the agency’s estimates of the burden and
cost of the collection of information,
including the validity of the
methodology and assumptions used; (4)
ways to enhance the quality, utility and
clarity of the information collection; and
(5) ways to minimize the burden of the
collection of information on those who
are to respond, including the use of
automated collection techniques or
other forms of information technology.
FOR FURTHER INFORMATION CONTACT:
Anthony May by telephone at 202–693–
4129 (this is not a toll-free number) or
by email at [email protected].
SUPPLEMENTARY INFORMATION: The DOL
Events Management Platform is a shared
service that allows a DOL agency to
collect registration information in a way
that can be tailored to a particular event.
As the information needed to register for
specific events may vary, this ICR
provides a generic format to obtain any
required PRA authorization from the
OMB. DOL notes that registration
requirements for many events do not
require PRA clearance, because the
information requested is minimal (e.g.
information necessary to identify the
attendee, address). This information
collection, however, is subject to the
Paperwork Reduction Act (PRA). A
Federal agency generally cannot
conduct or sponsor a collection of
information and the public is generally
not required to respond to an
information collection unless the OMB
approves it for use and the agency
displays a currently valid OMB Control
Number. In addition, notwithstanding
any other provisions of law, no person
shall generally be subject to penalty for
failing to comply with a collection of
information that does not display a
valid OMB Control Number. The DOL
seeks PRA authorization for this
information collection for three (3)
years. OMB authorization for an
information Collection Review cannot
be for more than three (3) years without
renewal. The DOL notes that currently
approved information collection
requirements submitted to the OMB
receive a month-to-month extension

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Federal Register / Vol. 86, No. 28 / Friday, February 12, 2021 / Notices
while they undergo review for
additional substantive information
about this ICR, see the related notice
published in the Federal Register on
November 6, 2020 (85 FR 71106).
This information collection is subject
to the PRA. A Federal agency generally
cannot conduct or sponsor a collection
of information, and the public is
generally not required to respond to an
information collection, unless the OMB
approves it and displays a currently
valid OMB Control Number. In addition,
notwithstanding any other provisions of
law, no person shall generally be subject
to penalty for failing to comply with a
collection of information that does not
display a valid OMB Control Number.
See 5 CFR 1320.5(a) and 1320.6.
DOL seeks PRA authorization for this
information collection for three (3)
years. OMB authorization for an ICR
cannot be for more than three (3) years
without renewal. The DOL notes that
information collection requirements
submitted to the OMB for existing ICRs
receive a month-to-month extension
while they undergo review.
Agency: DOL–OS.
Title of Collection: Department of
Labor Events Management Platform.
OMB Control Number: 1290–0002.
Affected Public: Businesses or other
for-profits institutions; not-for-profit
institutions.
Total Estimated Number of
Respondents: 1,600.
Total Estimated Number of
Responses: 3,200.
Total Estimated Annual Time Burden:
250 hours.
Total Estimated Annual Other Costs
Burden: $0.
(Authority: 44 U.S.C. 3507(a)(1)(D))
Dated: January 19, 2021.
Anthony May,
Management and Program Analyst.
[FR Doc. 2021–02875 Filed 2–11–21; 8:45 am]
BILLING CODE 4510–04–P

DEPARTMENT OF LABOR
Office of the Secretary
Agency Information Collection
Activities; Submission for OMB
Review; Comment Request; Report of
Changes That May Affect Your Black
Lung Benefits
Notice of availability; request
for comments.

ACTION:

The Department of Labor
(DOL) is submitting this Office of the
Workers’ Compensation Programs
(OWCP)-sponsored information
collection request (ICR) to the Office of

SUMMARY:

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Management and Budget (OMB) for
review and approval in accordance with
the Paperwork Reduction Act of 1995
(PRA). Public comments on the ICR are
invited.
DATES: The OMB will consider all
written comments that agency receives
on or before March 15, 2021.
ADDRESSES: Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to www.reginfo.gov/public/do/
PRAMain. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function.
Comments are invited on: (1) Whether
the collection of information is
necessary for the proper performance of
the functions of the Department,
including whether the information will
have practical utility; (2) if the
information will be processed and used
in a timely manner; (3) the accuracy of
the agency’s estimates of the burden and
cost of the collection of information,
including the validity of the
methodology and assumptions used; (4)
ways to enhance the quality, utility and
clarity of the information collection; and
(5) ways to minimize the burden of the
collection of information on those who
are to respond, including the use of
automated collection techniques or
other forms of information technology.
FOR FURTHER INFORMATION CONTACT:
Anthony May by telephone at 202–693–
4129 (this is not a toll-free number) or
by email at [email protected].
SUPPLEMENTARY INFORMATION: The
requirements contained within the
Report of Changes That May Affect Your
Black Lung Benefits information
collection include forms that help
determine continuing eligibility of
primary beneficiaries receiving black
lung benefits. The primary beneficiary
or their representative payee is required
to verify and update certain information
that may affect entitlement to benefits,
including changes to income, marital
status, receipt of state workers’
compensation benefits, and their
dependents’ status. While the
information collected remains the same
as in the currently approved collection,
the updated forms add an electronic
filing option. The Black Lung Benefits
Act, 30 U.S.C. 901 et seq., and its
implementing regulations, 20 CFR
725.513(a), 725.533(e), authorizes this
information collection. See 30 U.S.C.
936(a). For additional substantive
information about this ICR, see the
related notice published in the Federal

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9389

Register on November 24, 2020 (85 FR
75049).
This information collection is subject
to the PRA. A Federal agency generally
cannot conduct or sponsor a collection
of information, and the public is
generally not required to respond to an
information collection, unless the OMB
approves it and displays a currently
valid OMB Control Number. In addition,
notwithstanding any other provisions of
law, no person shall generally be subject
to penalty for failing to comply with a
collection of information that does not
display a valid OMB Control Number.
See 5 CFR 1320.5(a) and 1320.6.
DOL seeks PRA authorization for this
information collection for three (3)
years. OMB authorization for an ICR
cannot be for more than three (3) years
without renewal. The DOL notes that
information collection requirements
submitted to the OMB for existing ICRs
receive a month-to-month extension
while they undergo review.
Agency: DOL–OWCP.
Title of Collection: Report of Changes
That May Affect Your Black Lung
Benefits.
OMB Control Number: 1240–0028.
Affected Public: Individuals or
households.
Total Estimated Number of
Respondents: 12,000.
Total Estimated Number of
Responses: 12,000.
Total Estimated Annual Time Burden:
2,810 hours.
Total Estimated Annual Other Costs
Burden: $0.
Authority: 44 U.S.C. 3507(a)(1)(D).
Dated: February 5, 2021.
Anthony May,
Management and Program Analyst.
[FR Doc. 2021–02874 Filed 2–11–21; 8:45 am]
BILLING CODE 4510–CK–P

DEPARTMENT OF LABOR
Office of the Secretary
Agency Information Collection
Activities; Submission for OMB
Review; Comment Request; Quarterly
Census of Employment and Wages
Notice of availability; request
for comments.

ACTION:

The Department of Labor
(DOL) is submitting this Bureau of Labor
Statistics (BLS)-sponsored information
collection request (ICR) to the Office of
Management and Budget (OMB) for
review and approval in accordance with
the Paperwork Reduction Act of 1995
(PRA). Public comments on the ICR are
invited.

SUMMARY:

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