Information Collection

Rule 17a-25: Electronic Reporting

IC 35354 under ICR 202205-3235-014 · OMB 3235-0540.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0540 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
SEC SORN 42.pdf Enforcement Files	IC Document
SEC SORN 42.pdf Enforcement Files	IC Document

IC Title:

Rule 17a-25: Electronic Reporting

Agency IC Tracking Number:

270-482

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17a-25

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Enforcement Files.

FR Citation: 76 FR 30213

Number of Respondents: 300

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 99 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	223,056	-30,649	253,705
Annual IC Time Burden (Hours)	29,741	-4,086	33,827
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
Enforcement Files	SEC SORN 42.pdf	05/17/2019

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.