Information Collection

Rule 31 - FINRA

IC 43051 under ICR 202205-3235-031 · OMB 3235-0597.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0597 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 2502 Rule 31 - FINRA	Form and Instruction
SEC 2502 Form 31 formr31.pdf www.sec.gov/files/formr31.pdf	Form and Instruction
SEC 2502 Form 31 formr31.pdf www.sec.gov/files/formr31.pdf	Form and Instruction

IC Title:

Rule 31 - FINRA

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.31

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 2502	Form 31	formr31.pdf	https://www.sec.gov/files/formr31.pdf	No		Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 1

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	12	12
Annual IC Time Burden (Hours)	24	24
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.