Rule 19b-4(e) under the Securities Exchange Act of 1934 (17 CFR 240.19b-4(e))

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0504 can be found here:

Documents and Forms

Document Name Document Type
Form 3235-0504 Rule 19b-4(e) under the Securities Exchange Act of 1934 (17 CFR 240.19b-4(e)) Form and Instruction
3235-0504 FORM 19b-4(e) form19b-4e.pdf www.sec.gov/about/forms/form19b-4e.pdf Form and Instruction
3235-0504 FORM 19b-4(e) form19b-4e.pdf www.sec.gov/about/forms/form19b-4e.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 19b-4(e) under the Securities Exchange Act of 1934 (17 CFR 240.19b-4(e))	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240-19b-4(e) (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	3235-0504	FORM 19b-4(e)	form19b-4e.pdf	http://www.sec.gov/about/forms/form19b-4e.pdf	No		Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 24	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2,331	-2,791	5,122
Annual IC Time Burden (Hours)	2,331	-2,791	5,122
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.