Information Collection

Rule 206(4)-9 (17 C.F.R. 275.206(4)-9) under the Investment Advisers Act of 1940

IC 253780 under ICR 202205-3235-041 · OMB 3235-0791.

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Information Collection (IC) Details

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IC Title:	Rule 206(4)-9 (17 C.F.R. 275.206(4)-9) under the Investment Advisers Act of 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.206(4)-9

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 14,774	Number of Respondents for Small Entity: 579

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	14,774	14,774
Annual IC Time Burden (Hours)	320,153	320,153
Annual IC Cost Burden (Dollars)	51,295,328	51,295,328

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