Information Collection

Rule 206(4)-9 (17 C.F.R. 275.206(4)-9) under the Investment Advisers Act of 1940

IC 253780 under ICR 202205-3235-041 · OMB 3235-0791.

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IC Title:

Rule 206(4)-9 (17 C.F.R. 275.206(4)-9) under the Investment Advisers Act of 1940

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.206(4)-9

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 14,774

Number of Respondents for Small Entity: 579

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	14,774	14,774
Annual IC Time Burden (Hours)	320,153	320,153
Annual IC Cost Burden (Dollars)	51,295,328	51,295,328

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table that charts IC Documents
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.