Regulation 14A (Commission Rules 14a-1 through 14a-21 and Schedule 14A)

ICR 202206-3235-006

OMB: 3235-0059

Federal Form Document

Forms and Documents
Supporting Statement A
Supplementary Document
IC Document Collections
ICR Details
3235-0059 202206-3235-006
Received in OIRA 202204-3235-011
SEC CF 270-056
Regulation 14A (Commission Rules 14a-1 through 14a-21 and Schedule 14A)
Revision of a currently approved collection   No
Regular 06/13/2022
  Requested Previously Approved
36 Months From Approved 06/30/2025
6,369 6,369
764,949 778,802
101,958,512 103,805,312

Schedule 14A is filed by issuers of securities registered under Section 12 of the Securities Exchange Act of 1934 in connection with solicitation of a proxy.

US Code: 15 USC 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78c, 78l, 78m, 78o, 78w(a) Name of Law: Securities Exchange Act of 1934

3235-AL78 Final or interim final rulemaking 85 FR 63726 10/08/2020


IC Title Form No. Form Name
Regulation 14A (Commission Rules 14a-1 through 14a-21 and Schedule 14A)

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6,369 6,369 0 0 0 0
Annual Time Burden (Hours) 764,949 778,802 0 -13,853 0 0
Annual Cost Burden (Dollars) 101,958,512 103,805,312 0 -1,846,800 0 0
Changing Regulations
The amendments modernize and simplify disclosure requirements under Items 101(a), 101(c), 103, and 105 of Regulation S-K. The modernization of Items 101, 103, and 105 are intended to elicit improved disclosures, tailored to reflect registrants’ particular circumstances, which should improve disclosures for investors and simplify compliance for registrants. Particularly, the amendments increase the flexibility of registrants to tailor their disclosures; eliminates or reduces disclosure about matters that are not material to an understanding of the business or to a registrant’s legal proceedings; and encourages risk factor disclosure that is shorter and concerns only material risks. The Commission expects the final amendments will reduce the paperwork burden for all registrants. For purposes of the Paperwork Reduction Act, the Commission estimates that the final amendments will result in a net decrease of 13,853 burden hours and a net decrease of $1,846,800 in the cost burden for Schedule 14A.

Sean Harrison 202 942-2910


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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