Information Collection

IC17 -- Compliance Obligation Written Policies and Procedures (Small BDs)

IC 238360 under ICR 202206-3235-017 · OMB 3235-0762.

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Information Collection (IC) Details

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IC Title:	IC17 -- Compliance Obligation Written Policies and Procedures (Small BDs)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 15l-1(a)(2)(iv) (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 733	Number of Respondents for Small Entity: 733

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses for this IC	733	-23	756
Annual IC Time Burden (Hours)	3,665	-1,627	5,292
Annual IC Cost Burden (Dollars)	3,012,630	-2,402,847	5,415,477

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.