Information Collection

Capital Requirements of Swap Dealers and Major Swap Participants

IC 243016 under ICR 202207-3038-001 · OMB 3038-0024.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0024 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

IC Title:

Capital Requirements of Swap Dealers and Major Swap Participants

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Removed

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 1.10, 1.12, 1.15, 1.16, 1.17 17 CFR 23.101, 23.102, 23.104, 23.105

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 108

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	-1,296	1,296
Annual IC Time Burden (Hours)	-208,729	208,729
Annual IC Cost Burden (Dollars)	-29,390	29,390

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.