Information Collection

Annual Report for Chief Compliance Officer of Registrants

IC 195308 under ICR 202207-3038-004 · OMB 3038-0080.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0080 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 8-R Annual Report for Chief Compliance Officer of Registrants	Form and Instruction
8-R Individual Application Form 8-R.docx	Form and Instruction
8-R Individual Application Form 8-R.docx	Form and Instruction

IC Title:

Annual Report for Chief Compliance Officer of Registrants

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 3.3

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	8-R	Individual Application	Form 8-R.docx		Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 166

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	830	-25	855
Annual IC Time Burden (Hours)	166,996	-5,030	172,026
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.