Form 10-Q 60 Day Federal Register Notice

Form10-Q.60Day.FederalRegisterNotice.pdf

Exchange Act Form 10-Q

Form 10-Q 60 Day Federal Register Notice

OMB: 3235-0070

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Federal Register / Vol. 87, No. 97 / Thursday, May 19, 2022 / Notices
Please direct your written comment to
David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–049, OMB Control No.
3235–0070]

Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736

jspears on DSK121TN23PROD with NOTICES1

Extension:
Form 10–Q

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the office of
Management and Budget for approval of
extensions on the following:
Form 10–Q (17 CFR 249.308a) is filed
by issuers of securities to satisfy their
quarterly reporting obligations pursuant
to Section 13 or 15(d) of the Exchange
Act (‘‘Exchange Act’’) (15 U.S.C. 78m or
78o(d)). The information provided by
Form 10–Q is intended to ensure the
adequacy of information available to
investors about an issuer. Form 10–Q
takes approximately 187.43 hours per
response to prepare and is filed by
approximately 22,925 respondents. We
estimated that 75% of the
approximately 187.43 hours per
response (138.81 hours) is prepared by
the company for an annual reporting
burden of 3,182,333 hours (138.81 hours
per response × 22,925 responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication by July 18, 2022.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.

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17:51 May 18, 2022

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Dated: May 13, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–10724 Filed 5–18–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–94913; File No. SR–CBOE–
2022–023]

Self-Regulatory Organizations; Cboe
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Amend Its Fees
Schedule Relating to the Sale of OpenClose Volume Data
May 13, 2022.

Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 2,
2022, Cboe Exchange, Inc. (the
‘‘Exchange’’ or ‘‘Cboe Options’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Cboe Exchange, Inc. (the ‘‘Exchange’’
or ‘‘Cboe Options’’) proposes to amend
its Fees Schedule relating to the sale of
Open-Close volume data. The text of the
proposed rule change is provided in
Exhibit 5.
The text of the proposed rule change
is also available on the Exchange’s
website (http://www.cboe.com/
AboutCBOE/CBOELegalRegulatory
Home.aspx), at the Exchange’s Office of
the Secretary, and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
1 15
2 17

PO 00000

U.S.C. 78s(b)(1).
CFR 240.19b–4.

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concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to amend its
Fees Schedule to (i) offer a free trial
during the months of May, June and July
2022 for an ad-hoc request of three (3)
historical months of Intraday OpenClose historical data to all Cboe Options
Trading Permit Holders (‘‘TPHs’’) and
non-TPHs who have never before
subscribed to the Intraday Open-Close
historical files, (ii) allow Qualifying
Academic Purchasers to purchase
historical open-close data for each
additional month over one year at a
prorated rate based on the $1,500 per
year rate, and (iii) adopt fees for the
external distribution of products
derived from Open-Close Data, effective
May 2, 2022.
By way of background, the Exchange
currently offers End-of-Day (‘‘EOD’’) and
Intraday Open-Close Data (collectively,
‘‘Open-Close Data’’). EOD Open-Close
Data is an end-of-day volume summary
of trading activity on the Exchange at
the option level by origin (customer,
professional customer, broker-dealer,
and market maker), side of the market
(buy or sell), price, and transaction type
(opening or closing). The customer and
professional customer volume is further
broken down into trade size buckets
(less than 100 contracts, 100–199
contracts, greater than 199 contracts).
The Open-Close Data is proprietary
Cboe Options trade data and does not
include trade data from any other
exchange. It is also a historical data
product and not a real-time data feed.
The Exchange also offers Intraday OpenClose Data, which provides similar
information to that of Open-Close Data
but is produced and updated every 10
minutes during the trading day. Data is
captured in ‘‘snapshots’’ taken every 10
minutes throughout the trading day and
is available to subscribers within five
minutes of the conclusion of each 10minute period.3 The Intraday Open3 For example, subscribers to the intraday product
will receive the first calculation of intraday data by
approximately 9:42 a.m. ET, which represents data
captured from 9:30 a.m. to 9:40 a.m. Subscribers

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