Rule 15c3-5: Risk Management Controls for Brokers or Dealers with Market Access

Rule 15c3-5 -- Risk Management Controls for Brokers or Dealers with Market Access

OMB: 3235-0673

IC ID: 192016

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Rule 15c3-5: Risk Management Controls for Brokers or Dealers with Market Access
 
No Modified
 
Mandatory
 
17 CFR 240.15c3-5

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

520 25
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 520 0 0 -50 0 570
Annual IC Time Burden (Hours) 83,200 0 0 -8,000 0 91,200
Annual IC Cost Burden (Dollars) 10,660,000 0 0 -1,025,000 0 11,685,000

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