Rule 14f-1 60 Day Federal Register Notice

Federal Register / Vol. 87, No. 116 / Thursday, June 16, 2022 / Notices
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–CBOE–2022–025 and
should be submitted on or before July 7,
2022.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–12939 Filed 6–15–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–127, OMB Control No.
3235–0108]

khammond on DSKJM1Z7X2PROD with NOTICES

Proposed Collection; Comment
Request: Extension; Rule 14f–1
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Under Exchange Act Rule 14f–1 (17
CFR 240.14f–1), if a person or persons
have acquired securities of an issuer in
a transaction subject to Sections 13(d) or
14(d) of the Exchange Act, and changes
a majority of the directors of the issuer
otherwise than at a meeting of security
holders, then the issuer must file with
the Commission and transmit to security
holders information related to the
change in directors within 10 days prior
to the date the new majority takes office
as directors. The information filed
under Rule 14f–1 must be filed with the
Commission and is publicly available.
13 17

CFR 200.30–3(a)(12).

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We estimate that it takes approximately
18 burden hours to provide the
information required under Rule 14f–1
and that the information is filed by
approximately 30 respondents for a total
annual reporting burden of 540 hours
(18 hours per response × 30 responses).
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication by August 15, 2022.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].

[FR Doc. 2022–12946 Filed 6–15–22; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–95085; File No. SR–ISE–
2022–10]

Self-Regulatory Organizations; Nasdaq
ISE, LLC; Order Approving a Proposed
Rule Change, as Modified by
Amendment No. 1, To Amend ISE
Options 4, Section 5, Series of Options
Contracts Open for Trading
June 10, 2022.

I. Introduction
On April 11, 2022, Nasdaq ISE, LLC
(‘‘ISE’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’),1 and Rule 19b–4
1 15

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thereunder,2 a proposed rule change to
amend Supplementary Material .07 to
Options 4, Section 5 to limit the strike
price intervals for certain Short Term
Options Series with an expiration date
more than twenty-one days from the
listing date. The proposed rule change
was published for comment in the
Federal Register on April 27, 2022.3 On
June 1, 2022, the Exchange filed
Amendment No. 1, which replaced and
superseded the proposed rule change in
its entirety.4 This order approves the
proposed rule change, as modified by
Amendment No. 1.
II. Description of Proposed Rule
Change, as Modified by Amendment
No. 1
Background
Pursuant to Supplementary Material
.03 to Options 4, Section 5, the
Exchange may open for trading certain
option series that expire at the close of
business on each of the next five Fridays
that are business days and are not
Fridays in which monthly options series
or quarterly option series expire (‘‘Short
Term Option Series Program’’).
Supplementary Material .03(e) 5
specifies the strike intervals for the
Short Term Option Series Program.
To reduce the density of strike
intervals that would be listed in later
weeks, ISE amended Options 4, Section
5 to limit the intervals between strikes
2 17

CFR 240.19b–4.
Securities Exchange Act Release No. 94773
(April 11, 2022), 87 FR 25065 (‘‘Notice’’). The
Commission received comment letters that are not
germane to the proposed rule change and are
available on the Commission’s website at: https://
www.sec.gov/comments/sr-ise-2022-10/
srise202210.htm.
4 In Amendment No. 1, the Exchange revised the
three examples provided in the proposal for greater
clarity. Because the changes in Amendment No. 1
do not materially alter the substance of the
proposed rule change or raise unique or novel
regulatory issues, Amendment No. 1 is not subject
to notice and comment. Amendment No. 1 is
available on the Commission’s website at: https://
www.sec.gov/comments/sr-ise-2022-10/
srise202210.htm.
5 Supplementary Material .03(e) of Options 4,
Section 5 states, ‘‘Strike Interval. During the month
prior to expiration of an option class that is selected
for the Short Term Option Series Program pursuant
to this Rule (‘‘Short Term Option’’), the strike price
intervals for the related non-Short Term Option
(‘‘Related non-Short Term Option’’) shall be the
same as the strike price intervals for the Short Term
Option. The Exchange may open for trading Short
Term Option Series on the Short Term Option
Opening Date that expire on the Short Term Option
Expiration Date at strike price intervals of (i) $0.50
or greater where the strike price is less than $100,
and $1 or greater where the strike price is between
$100 and $150 for all option classes that participate
in the Short Term Options Series Program; (ii) $0.50
for option classes that trade in one dollar
increments and are in the Short Term Option Series
Program; or (iii) $2.50 or greater where the strike
price is above $150.’’
3 See

Dated: June 10, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.

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