BE-13E Cost Update for Projects Originally Reported on Forms BE

FORM

BE-13E

OMB No. 0608-0035: Approval Expires 10/31/2022

(REV. 01/2022)

MANDATORY — CONFIDENTIAL

SURVEY OF NEW FOREIGN DIRECT INVESTMENT IN THE UNITED STATES
FORM BE-13E
(2021 FYE Cost Update for Projects Originally Reported on Forms BE-13B and BE-13D)
Please enter the Project Name, BEA ID and
Transaction Date from the letter you received:

105

1

Project Name:
Month
005 3

BEA ID:

——————

Day

Year

101 1

Transaction Date:

__ __ / __ __ / __ __ __ __

Name and mailing address of U.S. Business Enterprise

Electronic filing:

Go to www.bea.gov/efile for details

Fax reports to:

(301) 278-9504

Mail reports to:

U.S. Department of Commerce
Bureau of Economic Analysis
Direct Investment Division, BE-49(NI)
4600 Silver Hill Road
Washington, DC 20233

Deliver reports to: U.S. Department of Commerce
Bureau of Economic Analysis
Direct Investment Division, BE-49(NI)
4600 Silver Hill Road
Suitland, MD 20746
Assistance:

E-mail: [email protected]
Telephone: (301) 278-9419
Copies of form: www.bea.gov/be13

010 Company Name
1
011 In Care Of
1
012 Attention
1
013 Street 1
1
014 Street 2
1
015 City
1

State
2

Zip
3

Country
4

Due date: No later than 45 days after the request date.
Who must report: A BE-13E report must be filed by a U.S. business enterprise that previously filed a BE-13B or BE-13D each year until
final data are collected.
Purpose: This survey collects data on the acquisition or establishment of U.S. business enterprises by foreign investors and the expansion of existing
U.S. affiliates of foreign companies to establish a new production facility. The data collected on the survey are used to measure the amount of new
foreign direct investment in the United States, assess the impact on the U.S. economy, and based on this assessment, make informed policy decisions
regarding foreign direct investment in the United States.
Authority: This survey is being conducted under the International Investment and Trade in Services Survey Act (P.L. 94-472, 90 Stat. 2059, 22
U.S.C. 3101-3108, as amended), hereinafter “the Act”, and the filing of reports is MANDATORY pursuant to Section 5(b)(2) of the Act (22 U.S.C.
3104). The implementing regulations are contained in 15 CFR Part 801.
Penalties: Whoever fails to report may be subject to a civil penalty of not less than $4,450, and not more than $44,539, and to injunctive relief
commanding such person to comply, or both. Whoever willfully fails to report shall be fined not more than $10,000 and, if an individual, may be
imprisoned for not more than one year, or both. Any officer, director, employee, or agent of any corporation who knowingly participates in such violation,
upon conviction, may be punished by a like fine, imprisonment, or both (22 U.S.C. 3105). Civil penalties are subject to inflationary adjustments. Those
adjustments are found in 15 CFR 6.4.
Notwithstanding any other provision of the law, no person is required to respond to, nor shall any person be subject to a penalty for failure to comply
with, a collection of information subject to the requirements of the Paperwork Reduction Act, unless that collection of information displays a currently
valid OMB Control Number.
Respondent burden: Public reporting burden for this BE-13E form is estimated to average 45 minutes per response, including time for reviewing
instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information.
Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing burden, to:
Director, Bureau of Economic Analysis (BE-1), U.S. Department of Commerce, 4600 Silver Hill Road, Washington, DC 20233; and to the Office of
Management and Budget, Paperwork Reduction Project 0608-0035, Washington, DC 20503.
Confidentiality: The Act provides that your report to this Bureau is CONFIDENTIAL and may be used only for analytical or statistical purposes. Without
your prior written permission, the information filed in your report CANNOT be presented in a manner that allows it to be individually identified. Your report
CANNOT be used for purposes of taxation, investigation, or regulation. Copies retained in your files are immune from legal process. Per the Cybersecurity
Enhancement Act of 2015, your data are protected from cybersecurity risks through security monitoring of the BEA information systems.

BE-13E – Instructions and Contact Information
INSTRUCTIONS

$ Bil.

Monetary Values: Report in U.S. dollars rounded to thousands (omitting 000).

1

EXAMPLE – If amount is $1,334,891.00, report as. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Mil.

Thous.

Dols.

1 335 ,000

Estimates: If actual amounts are not available, supply estimates and specify in the notes section.
Retention of copies: Retain a copy of each BE-13 report for three years beyond the report’s original due date.
Notes

CONTACT INFORMATION
Provide information of person to consult about this report:
020 Name
1
021 Street 1
1

Telephone Number

022 Street 2
1

Fax Number

023 City
1

2

2

State
2

Zip
3

—)

— — — - — — — —

(—

—

(—

— —) — — — - — — — —

Extension
3

E-mail Address
4

Country
5

NOTE: BEA uses a Secure Messaging System to correspond with you via encrypted message to discuss questions relating to this form. We may use
your e-mail address for survey-related announcements and to inform you about secure messages. When communicating with BEA by e-mail, please
do not include any confidential business or personal information.

CERTIFICATION
The undersigned official certifies that this report has been prepared in accordance with the applicable instructions, is complete, and is substantially
accurate including estimates that may have been provided.
024 Signature of Authorized Official

025 Name
1

Page 2

Date

Title
2

Telephone Number
1

—

(—

— —) — — — - — — — —

Fax Number
3

—)

— — — - — — — —

(—

Extension
2

FORM BE-13E (REV. 01/2022)

BE-13E – Project Information Update
Please provide updates to the information reported on a previously filed BE-13B, BE-13D, or BE-13E:
Month
1

1

What was the end date for the fiscal year ending in 2021? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 400

2

Was this new business or facility under development, as of the date given in 1 ?
508

1

1

1

2

■ Yes
■ No, the project has yet to begin
1
3 ■ No, the project is complete – Provide completion date. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1
4 ■ No, the project has been canceled

Day

Year

__ __ / __ __ / 2

Month

Day

021

Year

2

__ __ / __ __ / __ __ __ __

$ Bil. Mil. Thous. Dols.

3

4

What is the total expected cost associated with setting up this new operation or facility?
Include actual completed and projected future expenditures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1

,000

517

What are the actual completed expenditures and updated projected future expenditures, by fiscal year?
• Only include leases until the business is fully operating.
Fiscal Year
• Provide actual cash or in-kind outlays, not depreciation.
550 1
• Use the business's fiscal calendar for determining year.

$ Bil.

Mil.

Thous.

Dols.

2

,000

551

1

2

,000

552

1

2

,000

553

1

2

,000

554

1

2

,000

555

1

2

,000

556

1

2

,000

557

1

2

,000

558

1

2

,000

559

1

2

,000

525 2

0 ,000

Sum of all yearly expenditures in 4 :
This should match the total reported in 3

0 ,000

The difference is currently:
$ Bil.

5 How much of the expenditures (reported in 4 ) for the fiscal year ending in 2021, are for:

,000

1

,000

1

,000

1

,000

1

0 ,000

C. Intellectual property rights? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .754
D. Fees, taxes, permits, and licenses? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .755
E. Other costs? Describe in notes section on page 2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .756

This should match the expenditures for 2021 reported in 4
The difference is currently:

Dols.

1

B. Property, plant, and equipment? Include construction. Exclude land. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 752

757

Thous.

,000

A. Land? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 750

Sum of 5 A through 5 E:

Mil.

1

0 ,000

RETURN TO COVER PAGE FOR FILING INSTRUCTIONS

Page 3