Maintaining and Enforcing Written Policies and Procedures

Rule 15b9-1 – Exemption for Certain Exchange Members

OMB: 3235-0743

IC ID: 255974

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Maintaining and Enforcing Written Policies and Procedures TM-270-665
 
No New
 
Required to Obtain or Retain Benefits
 
17 CFR 240.15b9-1(c)(2)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

7 4
   
Private Sector Businesses or other for-profits
 
   100 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 7 0 7 0 0 0
Annual IC Time Burden (Hours) 336 0 336 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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