60-day FRN

2022-21373.pdf

Compliance and Enforcement Actions (CEA) & Voluntary Disclosure Report (VDR)

60-day FRN

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59864

Federal Register / Vol. 87, No. 190 / Monday, October 3, 2022 / Notices

DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Docket No. FAA–2022–0040]

Agency Information Collection
Activities: Requests for Comments;
Clearance of a New Approval of
Information Collection: Compliance
and Enforcement Actions (CEA) &
Voluntary Disclosure Report (VDR)
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice and request for
comments.
AGENCY:

In accordance with the
Paperwork Reduction Act of 1995, FAA
invites public comments about our
intention to request the Office of
Management and Budget (OMB)
approval for an information collection.
The collection involves Regulated Entity
(RE) users that create and submit
Compliance and Enforcement Action
(CE) activity and Voluntary Disclosure
Report (VDR) submittals to the FAA.
The FAA enters and processes this
activity and submittals using the
Aviation Safety Knowledge
Management Environment Compliance
and Enforcement Actions (ASKME CEA)
application. The information to be
collected will be used to support
processing CE and VDR processing for
ASKME CEA application users andis
necessary because it automates the
process by which REs may disclose to
the FAA potential occurrence of
noncompliance to requirements.
DATES: Written comments should be
submitted by December 2, 2022.
ADDRESSES: Please send written
comments:
By Electronic Docket:
www.regulations.gov (Enter docket
number into search field).
By mail: [Walter Woodard, FAA Mike
Monroney Aeronautical Center, 6500 S
MacArthur Blvd., Bldg 12, Oklahoma
City, OK 73169].
By fax: Not available.
FOR FURTHER INFORMATION CONTACT:
Walter Woodard by email at:
[email protected]; phone: 405–
954–3968
SUPPLEMENTARY INFORMATION:
Public Comments Invited: You are
asked to comment on any aspect of this
information collection, including (a)
Whether the proposed collection of
information is necessary for FAA’s
performance; (b) the accuracy of the
estimated burden; (c) ways for FAA to
enhance the quality, utility and clarity
of the information collection; and (d)
ways that the burden could be

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SUMMARY:

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minimized without reducing the quality
of the collected information. The agency
will summarize and/or include your
comments in the request for OMB’s
clearance of this information collection.
OMB Control Number: 2120–XXXX.
Title: Compliance and Enforcement
Actions (CEA), Voluntary Disclosure
Report (VDR).
Form Numbers: There is no standard
form to use for CEA and VDR
submissions.
Type of Review: A new information
collection.
Background: The CEA system
supports ASKME users. ASKME users
are AIR employees who perform
oversight activities of design and
manufacturing regulated entities,
including production approval holders,
design approval holders, and
organizational designation authorization
holders. REs such as manufacturers,
delegated organizations (Organization
Designation Authorization) and design
holders regulated by the FAA will
communicate and exchange information
with the FAA. The ASKME CEA is an
internal web-based application and
provides an more efficient process for
CE and VDR activity received from
manufacturers, delegated organizations
and design holders.
Compliance and Enforcement Actions
(CEA)
Title 49 United States Code, Subtitle
VII—Aviation Programs encourages the
development of civil aeronautics, and
promotes safety in air commerce.
Sections 44709, 44711 and 44736 allow
the Department of Transportation or the
Administrator of the Federal Aviation
Administration (FAA) to re-inspect and
perform oversight activities for civil
aircraft, aircraft engine, propeller,
appliance, design organization,
production certificate holder, and
Organization Designation
Authorizations. An Organization
Designation Authorization or ‘‘ODA’’ is
an authorization by the FAA under
section 44702(d) for an organization
composed of 1 or more ODA units to
perform approved functions on behalf of
the FAA. See 49 U.S.C. 44736.
Section 44709 allows the FAA to reinspect at any time a civil aircraft,
aircraft engine, propeller, appliance,
design organization, production
certificate holder, air navigation facility,
or air agency, or reexamine an airman
holding a certificate issued under 49
U.S.C. 44703.
Section 44711 prohibitions a person
from violating a term of an air agency,
design organization certificate, or
production certificate or a regulation
prescribed or order issued under section

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44701(a) or (b) or any of sections 44702–
44716 related to the holder of the
certificate;
Under section 44736, when
overseeing an ODA holder, the
Administrator of the FAA shall conduct
regular oversight activities by inspecting
the ODA holder’s delegated functions
and taking action based on validated
inspection findings.
When the FAA officials perform
Section 44709 re-inspection or oversight
activities and discovers violations, they
process them using FAA Orders
8000.373B, Federal Aviation
Administration Compliance Program,
2150.3C, FAA Compliance and
Enforcement Program and AIR–002–035
Aircraft Certification Service (AIR)
Compliance and Enforcement Process.
Voluntary Disclosure Report (VDR)
Title 14 Code of Federal Regulations,
part 193 of the Federal Aviation
Administration (FAA) regulations
provides that certain information
submitted to the FAA on a voluntary
basis is not to be disclosed. This part
implements statutory provision 49
U.S.C. 40123. The purpose of part 193
is to encourage the aviation community
to voluntarily share information with
the FAA so that the agency may work
cooperatively with industry to identify
modifications to rules, policies, and
procedures needed to improve safety,
security, and efficiency of the National
Airspace System. The information
collection associated with part 193 also
supports the Department of
Transportation’s Strategic Goal of Safety
and Security.
To encourage people to voluntarily
submit desired information, § 40123 was
added to Title 49, United States Code,
in the Federal Aviation Reauthorization
Act of 1996. Section 40123 allows the
Administrator, through FAA
regulations, to protect from disclosure
voluntarily provided information
relating to safety and security issues.
The White House Commission on
Aviation Safety and Security issued a
recommendation i on this subject. In
Recommendation 1.8, the Commission
noted that the most effective way to
identify problems is for the people who
operate the system to self-disclose the
information, but that people will not
provide information to the FAA unless
it can be protected.
FAA programs that are covered under
Part 193 are the Voluntary Safety
Reporting Programs (FAA Order
7200.20), Air Traffic and Technical
Operations Safety Action Programs
(FAA Order 7200.22), Flight Operational
i https://www.hsdl.org/?abstract&did=1839.

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Federal Register / Vol. 87, No. 190 / Monday, October 3, 2022 / Notices
Quality Assurance (FAA Order
8000.81), Aviation Safety Action
Program (FAA Order 8000.82), and
Voluntary Disclosure Reporting Program
(FAA Order 8000.89).
The AIR ASKME CEA application
supports the electronic processing of the
three main compliance and enforcement
actions as defined by FAA Order
2150.3C, Compliance and Enforcement
Program. These actions are Voluntary
Disclosure Reports, Compliance Actions
and Enforcement Actions.
Respondents: Respondents are
aviation design and manufacturing
regulated entities, including production
approval holders, design approval
holders, and organization designation
authorization holders. Responding to
the collection of data is voluntary and
will respond to actions in writing and
processed by the FAA through the
ASKME CEA application. FAA staff of
AIR including Aviation Safety
Inspectors (ASIs), Aviation Safety
Engineers (ASEs), their supervisors and
managers, and Organization Designation
Authorization (ODA) Organization
Management Team (OMT) members
receive information submitted by the
regulated entities.
Frequency: As needed.
Estimated Average Burden per
Response: These reports require an
average of 17 hour each to prepare.
Estimated Total Annual Burden: The
total estimated burden hours based on
the average Compliance and
Enforcement/VDR closed cases activity
from the CEA & Boeing Aviation Safety
Oversight Office (BASSO) databases
annually is 6048.
Editorial Note: This document was
received for publication by the Office of the
Federal Register on September 28, 2022.

AIR–952
Issued in Washington, DC, on April 6,
2022.
Walter Woodard,
ASKME Business Program Manager.
[FR Doc. 2022–21373 Filed 9–30–22; 8:45 am]
BILLING CODE 4910–13–P

DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration

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[Docket No. FRA–2010–0032]

Metro-North Railroad’s Request To
Amend Its Positive Train Control
Safety Plan and Positive Train Control
System
Federal Railroad
Administration (FRA), Department of
Transportation (DOT).

AGENCY:

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Notice of availability and
request for comments.

ACTION:

This document provides the
public with notice that, on September
20, 2022, Metro-North Railroad (MNCW)
submitted a request for amendment
(RFA) to its FRA-approved Positive
Train Control Safety Plan (PTCSP). As
this RFA may involve a request for
FRA’s approval of proposed material
modifications to an FRA-certified
positive train control (PTC) system, FRA
is publishing this notice and inviting
public comment on the railroad’s RFA
to its PTCSP.
DATES: FRA will consider comments
received by October 24, 2022. FRA may
consider comments received after that
date to the extent practicable and
without delaying implementation of
valuable or necessary modifications to a
PTC system.
ADDRESSES:
Comments: Comments may be
submitted by going to https://
www.regulations.gov and following the
online instructions for submitting
comments.
Instructions: All submissions must
include the agency name and the
applicable docket number. The relevant
PTC docket number for this host
railroad is Docket No. FRA–2010–0032.
For convenience, all active PTC dockets
are hyperlinked on FRA’s website at
https://railroads.dot.gov/train-control/
ptc/ptc-annual-and-quarterly-reports.
All comments received will be posted
without change to https://
www.regulations.gov; this includes any
personal information.
FOR FURTHER INFORMATION CONTACT:
Gabe Neal, Staff Director, Signal, Train
Control, and Crossings Division,
telephone: 816–516–7168, email:
[email protected].
SUPPLEMENTARY INFORMATION: In general,
Title 49 United States Code (U.S.C.)
section 20157(h) requires FRA to certify
that a host railroad’s PTC system
complies with Title 49 Code of Federal
Regulations (CFR) part 236, subpart I,
before the technology may be operated
in revenue service. Before making
certain changes to an FRA-certified PTC
system or the associated FRA-approved
PTCSP, a host railroad must submit, and
obtain FRA’s approval of, an RFA to its
PTCSP under 49 CFR 236.1021.
Under 49 CFR 236.1021(e), FRA’s
regulations provide that FRA will
publish a notice in the Federal Register
and invite public comment in
accordance with 49 CFR part 211, if an
RFA includes a request for approval of
a material modification of a signal and
train control system. Accordingly, this
SUMMARY:

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notice informs the public that, on
September 20, 2022, MNCW submitted
an RFA to its PTCSP for its Advanced
Civil Speed Enforcement System II
(ACSES II) and that RFA is available in
Docket No. FRA–2010–0032.
Interested parties are invited to
comment on MNCW’s RFA to its PTCSP
by submitting written comments or data.
During FRA’s review of this railroad’s
RFA, FRA will consider any comments
or data submitted within the timeline
specified in this notice and to the extent
practicable, without delaying
implementation of valuable or necessary
modifications to a PTC system. See 49
CFR 236.1021; see also 49 CFR
236.1011(e). Under 49 CFR 236.1021,
FRA maintains the authority to approve,
approve with conditions, or deny a
railroad’s RFA to its PTCSP at FRA’s
sole discretion.
Privacy Act Notice
In accordance with 49 CFR 211.3,
FRA solicits comments from the public
to better inform its decisions. DOT posts
these comments, without edit, including
any personal information the
commenter provides, to https://
www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS), which can be reviewed at
https://www.transportation.gov/privacy.
See https://www.regulations.gov/
privacy-notice for the privacy notice of
regulations.gov. To facilitate comment
tracking, we encourage commenters to
provide their name, or the name of their
organization; however, submission of
names is completely optional. If you
wish to provide comments containing
proprietary or confidential information,
please contact FRA for alternate
submission instructions.
Issued in Washington, DC
Carolyn R. Hayward-Williams,
Director, Office of Railroad Systems and
Technology.
[FR Doc. 2022–21378 Filed 9–30–22; 8:45 am]
BILLING CODE 4910–06–P

DEPARTMENT OF THE TREASURY
Office of Foreign Assets Control
[Docket No.: OFAC–2022–0004]

Agency Information Collection
Activities; Proposed Collection;
Comment Request for Persons
Providing Remittance Forwarding
Services to Cuba
Office of Foreign Assets
Control, Treasury.
ACTION: Notice and request for
comments.
AGENCY:

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