Information Collection

Requirements for Derivative Clearing Organizations

IC 195766 under ICR 202210-3038-004 · OMB 3038-0076.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0076 can be found here:

Documents and Forms

Document Name Document Type
Form 3038-0076 Requirements for Derivative Clearing Organizations Form
3038-0076 Form DCO (2019) 0076 Final rule Form DCO.pdf Form
3038-0076 Form DCO (2019) 0076 Final rule Form DCO.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Requirements for Derivative Clearing Organizations	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 39.15 17 CFR 39.16 17 CFR 39.18 17 CFR 39.12 17 CFR 39.14 17 CFR 39.13 17 CFR 39.3 17 CFR 39.20

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	3038-0076	Form DCO	(2019) 0076 Final rule Form DCO.pdf		Yes	Yes	Fillable Printable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title: Enterprise Surveillance, Oversight & Risk Monitoring System	FR Citation: 77 FR 58814

Number of Respondents: 86	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	22,553	-25	22,578
Annual IC Time Burden (Hours)	63,337	26	63,311
Annual IC Cost Burden (Dollars)	109,576	109,576	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.