Information Collection

Confirmation, Portfolio Reconciliation, and Portfolio Compression (OMB Control Number 3038-0068)

IC 253111 under ICR 202210-3038-007 · OMB 3038-0088.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0088 can be found here:

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Information Collection (IC) Details

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IC Title:	Confirmation, Portfolio Reconciliation, and Portfolio Compression (OMB Control Number 3038-0068)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Removed

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23.500 to 23.505

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 107	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	-1,006,014	1,006,014
Annual IC Time Burden (Hours)	-136,371	136,371
Annual IC Cost Burden (Dollars)	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.